Caso de Smith and Grady contra el Reino Unido, de 27/09/1999
Violation of Art. 8
EUROPEAN COURT OF HUMAN RIGHTS
THIRD SECTION
CASE OF SMITH AND GRADY
v. THE UNITED KINGDOM
(Applications nos. 33985/96 and 33986/96)
JUDGMENT
STRASBOURG
27 September 1999
In the case of Smith and Grady v. the United Kingdom,
The European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Mr J.-P. Costa, President,
Sir Nicolas Bratza,
Mr L. Loucaides,
Mr P. Kuris,
Mr W. Fuhrmann,
Mrs H.S. Greve,
Mr K. Traja, judges,
and Mrs S. Dollé, Section Registrar,
Having deliberated in private on 18 May and 24 August 1999,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
1. The case originated in two applications against the United Kingdom of Great
Britain and Northern Ireland lodged by the applicants with the European
Commission of Human Rights (“the Commission”) under former Article 25 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”).
The first applicant, Ms Jeanette Smith, is a British national born in 1966 and
resident in Edinburgh. Her application was introduced on 9 September 1996 and
was registered on 27 November 1996 under file no. 33985/96. The second applicant,
Mr Graeme Grady, is a British national born in 1963 and resident in London. His
application was introduced on 6 September 1996 and was also registered on 27
November 1996 under file no. 33986/96. Both applicants were represented before
the Commission and, subsequently, before the Court by Mr P. Leech, a legal
director of Liberty which is a civil liberties group based in London.
2. The applicants complained that the investigations into their homosexuality
and their discharge from the Royal Air Force on the sole ground that they are
homosexual constituted violations of Article 8 of the Convention taken alone and
in conjunction with Article 14. They also invoked Articles 3 and 10 of the
Convention taken alone and in conjunction with Article 14 in relation to the
policy of the Ministry of Defence against homosexuals in the armed forces and
the consequent investigations and discharges. They further complained under
Article 13 that they did not have an effective domestic remedy for these
violations.
3. On 20 May 1997 the Commission (Plenary) decided to give notice of the
applications to the United Kingdom Government (“the Government”) and invited
them to submit observations on the admissibility and merits of the applications.
In addition, the applications were joined to two similar applications (nos.
31417/96 and 32377/96, Lustig-Prean v. the United Kingdom and Beckett v. the
United Kingdom).
The Government, represented by Mr M. Eaton and, subsequently, by Mr C.
Whomersley, both Agents, Foreign and Commonwealth Office, submitted their
observations on 17 October 1997.
4. On 17 January 1998 the Commission decided to adjourn the applications pending
the outcome of a reference to the European Court of Justice (“ECJ”) pursuant to
Article 177 of the Treaty of Rome by the English High Court on the question of
the applicability of the Council Directive on the Implementation of the
Principle of Equal Treatment for Men and Women as regards Access to Employment,
Vocational Training and Promotion and Working Conditions 76/207/EEC (“the Equal
Treatment Directive”) to a difference of treatment based on sexual orientation.
5. On 17 April 1998 the applicants submitted their observations in response to
those of the Government.
6. On 13 July 1998 the High Court delivered its judgment withdrawing its
reference of the above question given the decision of the ECJ in the case of R.
v. Secretary of State for Defence, ex parte Perkins (13 July 1998).
7. Following the entry into force of Protocol No. 11 to the Convention on 1
November 1998 and in accordance with the provisions of Article 5 § 2 thereof,
the applications were examined by the Court.
In accordance with Rule 52 § 1 of the Rules of Court1, the President of the
Court, Mr L. Wildhaber, assigned the case to the Third Section. The Chamber
constituted within that Section included ex officio Sir Nicolas Bratza, the
judge elected in respect of the United Kingdom (Article 27 § 2 of the Convention
and Rule 26 § 1 (a)), and Mr J.-P. Costa, Acting President of the Section and
President of the Chamber (Rules 12 and 26 § 1 (a)). The other members designated
by the latter to complete the Chamber were Mr L. Loucaides, Mr P. Kuris, Mr W.
Fuhrmann, Mrs H.S. Greve and Mr K. Traja (Rule 26 § 1 (b)).
8. On 23 February 1998 the Chamber declared the applications admissible2 and,
while it retained the joinder of the present applications, it decided to disjoin
them from the Lustig-Prean and Beckett cases. The Chamber also decided to hold a
hearing on the merits of the case.
9. On 29 April 1999 the President of the Chamber decided to grant Ms Smith legal
aid.
10. The hearing in this case and in the case of Lustig-Prean and Beckett v. the
United Kingdom, took place in public in the Human Rights Building, Strasbourg,
on 18 May 1999.
There appeared before the Court:
(a) for the Government
Mr C. Whomersley, Foreign and Commonwealth Office, Agent,
Mr J. Eadie, Counsel,
Mr J. Betteley,
Ms J. Pfieffer, Advisers;
(b) for the applicants
Mr B. Emmerson,
Ms J. Simor, Counsel,
Mr P. Leech,
Ms D. Luping, Solicitors,
Mr A. Clapham, Adviser.
The Court heard addresses by Mr Emmerson and Mr Eadie.
THE FACTS
I. The Circumstances of the case
A. The first applicant
11. On 8 April 1989 Ms Jeanette Smith (the first applicant) joined the Royal Air
Force to serve a nine-year engagement (which could be extended) as an enrolled
nurse. She subsequently obtained the rank of senior aircraft woman. From 1991 to
1993 she was recommended for promotion. A promotion was dependent on her
becoming a staff nurse and in 1992 she was accepted for the relevant conversion
course. Her final exams were to take place in September 1994.
12. On 12 June 1994 the applicant found a message on her answering machine from
an unidentified female caller. The caller stated that she had informed the air
force authorities of the applicant’s homosexuality. On 13 June 1994 the
applicant did not report, as required, for duty. On that day a woman telephoned
the air force Provost and Security Service (“the service police”) stating, inter
alia, that the applicant was homosexual and was sexually harassing the caller.
13. On 15 June 1994 the applicant reported for duty. She was called to a pre-disciplinary
interview because of her absence without leave. In explaining why she did not
report for duty, she referred to the anonymous telephone message and admitted
that she was homosexual. She also confirmed that she had a previous and current
homosexual relationship. Both relationships were with civilians and the current
relationship had begun eighteen months previously. The assistance of the service
police was requested, a unit investigation report was opened and an investigator
from the service police was appointed.
14. The applicant was interviewed on the same day by that investigator and
another officer (female) from the service police. The interview lasted
approximately thirty-five minutes. She was cautioned that she did not have to
say anything but that anything she did say could be given in evidence. The
applicant later confirmed that her solicitor had advised her not to say anything
but she agreed that she would answer simple questions but not the “nitty gritty”.
She was told that she might be asked questions which could embarrass her and
that if she felt embarrassed she should say so. It was also explained that the
purpose of the questions was to verify that her admission was not an attempt to
obtain an early discharge from the service.
The applicant confirmed that, while she had had “thoughts” about her sexual
orientation for about six years, she had her first lesbian relationship during
her first year in the air force. She was asked how she came to realise that she
was lesbian, the names of her previous partners (she refused to give this
information) and whether her previous partners were in the service (this
question was put a number of times). She was questioned about how she had met
her current partner and the extent of her relationship with that partner but she
would not respond at first, at which stage her interviewer queried how else he
was to substantiate her homosexuality. The applicant then confirmed that she and
her partner had a full sexual relationship.
She was also asked whether she and her partner had a sexual relationship with
their foster daughter (16 years old). The applicant indicated that she knew the
consequences of her homosexuality being discovered and, while she considered
herself just as capable of doing the job as another, she had come to terms with
what was going to happen to her. The interviewers also wanted to know whether
she had taken legal advice, who was her solicitor, what advice he had already
given her and what action she proposed to take after the interview. She was also
asked whether she had thought about HIV, whether she was being “careful”, what
she did in her spare time and whether she was into “girlie games” like hockey
and netball. The applicant agreed that her partner, who was waiting outside
during the interview, could be interviewed for “corroboration” purposes.
15. The report prepared by the interviewers dated 15 June 1994 described the
subsequent interview of the applicant’s partner. The latter confirmed that she
and the applicant had been involved in a full sexual relationship for about
eighteen months but she declined to elaborate further.
16. The investigation report was sent to the applicant’s commanding officer who,
on 10 August 1994, recommended the applicant’s administrative discharge. On 16
November 1994 the applicant received a certificate of discharge from the armed
forces. An internal air force document dated 17 October 1996 described the
applicant’s overall general assessment for trade proficiency and personal
qualities as very good and her overall conduct assessments as exemplary.
B. The second applicant
17. On 12 August 1980 Mr Graeme Grady (the second applicant) joined the Royal
Air Force at the rank of aircraftman serving as a trainee administrative clerk.
By 1991 he had achieved the rank of sergeant and worked as a personnel
administrator, at which stage he was posted to Washington at the British Defence
Intelligence Liaison Service (North America) – “BDILS(NA)”. He served as chief
clerk and led the BDILS(NA) support staff team. In May 1993 the applicant, who
was married with two children, told his wife that he was homosexual.
18. The applicant’s general assessment covering the period June 1992 to June
1993 gave him 8 out of a maximum of 9 marks for trade proficiency, supervisory
ability and personal qualities. His ability to work well with all rank levels,
with Canadian and Australian peers and with his senior officer contacts was
noted, his commanding officer concluding that the applicant was highly
recommended for promotion (a special recommendation being noted as well within
his reach) and that he was particularly suited for “PS [personal assistant]/SDL
[special duties list]/Diplomatic duties”.
19. Following disclosures to the wife of the head of the BDILS(NA) by their
nanny, the head of the BDILS(NA) reported that it was suspected that the
applicant was homosexual. A unit investigation report was opened and a service
police officer nominated as investigator.
20. On 12 May 1994 the applicant’s security clearance was replaced with a lower
security clearance. On 17 May 1994 he was relieved of his duties by the head of
the BDILS(NA) and was informed that he was being returned to the United Kingdom
pending investigation of a problem with his security clearance. On the same day
the applicant was brought to his home to pack his belongings and was required to
leave Washington for the United Kingdom. He was then required to remain at the
relevant air force base in the United Kingdom.
21. On 19 May 1994 the head of the BDILS(NA) advised two service police
investigators, who had by then arrived in Washington, that his own wife, their
nanny, the applicant’s wife and another (female) employee of the BDILS(NA),
together with the latter’s husband, should be interviewed.
22. The nanny detailed in a statement how, through her own involvement in the
homosexual community, she had come to suspect that the applicant was homosexual.
The wife of the head of the BDILS(NA) revealed in interview confidences made to
her by the applicant’s wife about the applicant’s marriage difficulties and sex
life and informed investigators about a cycling holiday taken by the applicant
with a male colleague. It was decided by the investigators that her statement
would serve no useful purpose. The applicant’s colleague and the latter’s
husband also spoke of the applicant’s marriage difficulties, the sleeping
arrangements of the applicant and his wife and the applicant’s cycling holiday
with a male colleague. These persons were also asked about the possibility of
the applicant having had an extra-marital relationship and of being involved in
the homosexual community. The investigators later reported that these friends
were clearly loyal to the applicant and not to be believed.
23. The applicant’s wife was then interviewed. The case progress report dated 22
May 1994 describes the interview in detail. It was explained to the applicant’s
wife that the interview related to the applicant’s security clearance and that
her husband had been transferred to the United Kingdom at short notice in
accordance with standard procedure. She agreed to talk to the investigators and,
further to questioning, outlined in some detail their financial position, the
course of and the current state of their marriage, their sexual habits and the
applicant’s relationship with his two children. She confirmed that her husband’s
sexual tendencies were normal and indicated that her husband had gone on his own
on the cycling holiday in question.
24. On 23 May 1994 the applicant’s lower security clearance was suspended.
25. On 25 May 1994 the applicant was required to attend an interview with the
same two investigators who had returned from the United States. It began at 2.35
p.m. and was conducted under caution with an observer (also from the air force)
present at the applicant’s request. The applicant was informed that an
allegation had been made regarding his sexual orientation (the terms “queen” and
“out and out bender” were used) and it was made clear that the investigators had
been to Washington and had spoken to a number of people, one or two of whom
thought he was gay.
The applicant denied he was homosexual. He was asked numerous questions about
his work, his relationship with the head of the BDILS(NA), his cycling holiday
and about his female colleague. He was told that his wife had been interviewed
in detail and he was informed from time to time by the interviewers if his
answers matched those of his wife. He was asked to tell the interviewers about
the break-up of his marriage, whether he had extra-marital affairs, about his
and his wife’s sex life including their having protected sex and about their
financial situation. He was also questioned on the cycling holiday, about a male
colleague and the latter’s sexual orientation. They asked the applicant who he
was calling since he had returned to the United Kingdom and how he was
telephoning. He was told that he would be asked to supply his electronic diary
which contained names, addresses and telephone numbers and was told that the
entries would be verified for homosexual contacts. They informed the applicant
that they had a warrant if he did not agree to a search of his accommodation.
The applicant agreed to the search. The applicant also requested time to think
and to take legal advice. The interview was adjourned at 3.14 p.m.
26. The applicant then took advice from a solicitor and his accommodation was
searched. The interview recommenced at 7.44 p.m. with the applicant’s solicitor
and an observer present. Despite being pressed with numerous questions, the
applicant answered “no comment” to most of the questions posed. Given the
applicant’s responses, his lawyer was asked what advice had been given to the
applicant. The applicant’s digital diary was taken from him. He was asked
whether he realised the security implications of the investigation and that his
career was on the line if the allegations against him were proved. One of the
investigators then asked him:
“… if you wish to change your mind and want to speak to me, while I’m still
here, before I go back to Washington; because I’m going back to Washington.
Because I’m going to see the Colonel tomorrow, that is the one in London, who is
then going to see the General and we’re going to get permission to speak to the
Americans … and I shall stay out there, Graeme, until I have spoken to all
Americans that you know. Expense is not a problem. Time is not a problem …”
The detailed evidence given by his wife to the investigators was put to the
applicant, including information about his relationship with his son, his
daughter and his mother-in-law, about matters relating to the family home of
which the applicant was not aware and about his having protected sex with his
wife. The interviewer returned again to the subject of the applicant having
previously grown cold towards his wife but now declaring his love for her. The
applicant continued to respond “no comment”. It was explained to the applicant’s
solicitor that the service attitude in relation to investigations involving acts
of alleged homosexuality did not warrant the provision of legal advice and that
the applicant’s solicitor was only delaying matters. The investigators also
mentioned that it was a security matter which they would not detail further
since his solicitor did not have security clearance, but that the applicant
should not be surprised if some counter-intelligence people came to talk to him
and that there would be no legal advice for that.
The applicant requested time to speak to his lawyer and the interview was
interrupted at 8.10 p.m. The applicant then spoke to his lawyer and asked to
think about matters overnight.
27. The interview recommenced at 3.27 p.m. on 26 May 1994 with the same
investigators and an observer, but the applicant did not require a solicitor.
The applicant admitted his homosexuality almost immediately and confirmed that
the reason he denied it at first was that he was not clear about the position as
regards the retention of certain accumulated benefits on discharge and he was
concerned about his family’s financial position in that eventuality. However, he
had since discovered that his discharge would be administrative and that he
would get his terminal benefits, so he could be honest.
The applicant was questioned further about a person called “Randy”, whether his
wife knew he was homosexual, whether a male colleague was homosexual and when he
had “come out”. He was asked whether he was a practising homosexual, but he
declined to give the name of his current partner, at which stage it was
explained to him that the service had to verify his admission of homosexuality
to avoid fraudulent attempts at early discharge. He was then questioned about
his first homosexual relationship (he confirmed that it began in October 1993),
his homosexual partners (past and present), who they were, where they worked,
how old they were, how the applicant met them and about the nature of his
relationship with them, including the type of sex they had.
During this interview, the personal items taken from the applicant were produced
and the applicant was questioned about, inter alia, the contents of his digital
diary, a photograph, a torn envelope and a letter from the applicant to his
current partner. He was questioned further about when he first realised he was
homosexual, who knew about his sexual orientation, his relationship with his
wife (including their sexual relationship), what his wife thought about his
homosexuality, his HIV status and again about the nature of his sexual
relationships with his homosexual partners. The interview terminated at 4.10
p.m.
28. The investigators prepared a report on 13 June 1994. In his certificate of
qualifications and reference on discharge dated 12 October 1994, the applicant
was described as a loyal serviceman and a conscientious and hard worker who
could be relied upon to achieve the highest standards. It was also noted that he
had displayed sound personal qualities and integrity throughout his service and
had enjoyed the respect of his superiors, peers and subordinates alike. The
applicant was administratively discharged with effect from 12 December 1994.
C. The applicants’ judicial review proceedings (R. v. Ministry of Defence, ex
parte Smith and Others 2 Weekly Law Reports 305)
29. Along with Mr Lustig-Prean and Mr Beckett (see paragraph 3 above), the
applicants obtained leave to apply for judicial review of the decisions to
discharge them from the armed forces. The applicants argued that the policy of
the Ministry of Defence against homosexuals in the armed forces was
“irrational”, that it was in breach of the Convention and that it was contrary
to the Equal Treatment Directive. The Ministry of Defence maintained that the
policy was necessary mainly to maintain morale and unit effectiveness, in view
of the loco parentis role of the services as regards minor recruits and in light
of the requirement of communal living in the armed forces.
30. On 7 June 1995 the High Court dismissed the application for judicial review,
Lord Justice Simon Brown giving the main judgment of the court. He noted that
the cases illustrated the hardships resulting from the absolute policy against
homosexuals in the armed forces and that all four of the applicants had
exemplary service records, some with reports written in glowing terms. Moreover,
he found that in none of the cases before him was it suggested that the
applicants’ sexual orientation had in any way affected their ability to carry
out their work or had any ill-effect on discipline. There was no reason to doubt
that, but for their discharge on the sole ground of sexual orientation, they
would have continued to perform their service duties entirely efficiently and
with the continued support of their colleagues. All were devastated by their
discharge.
Simon Brown LJ reviewed the background to the “age-old” policy, the relevance of
the Parliamentary Select Committee’s report of 1991, the position in other armed
forces around the world, the arguments of the Ministry of Defence (noting that
the security argument was no longer of substantial concern to the government)
together with the applicants’ arguments against the policy. He considered that
the balance of argument clearly lay with the applicants, describing the
applicants’ submissions in favour of a conduct-based code as “powerful”. In his
view, the tide of history was against the Ministry of Defence. He further
observed that it was improbable, whatever the High Court would say, that the
policy could survive for much longer and added, “I doubt whether most of those
present in court throughout the proceedings now believe otherwise.”
31. However, having considered arguments as to the test to be applied in the
context of these judicial review proceedings, Simon Brown LJ concluded that the
conventional Wednesbury principles, adapted to a human rights context, should be
applied.
Accordingly, where fundamental human rights were being restricted, the Minister
of Defence needed to show that there was an important competing interest to
justify the restriction. The primary decision was for him and the secondary
judgment of the court amounted to asking whether a reasonable Minister, on the
material before him, could have reasonably made that primary judgment. He later
clarified that it was only if the purported justification “outrageously defies
logic or accepted moral standards” that the court could strike down the
Minister’s decision. He noted that within the limited scope of that review, the
court had to be scrupulous to ensure that no recognised ground of challenge was
in truth available to an applicant before rejecting the application. When the
most fundamental human rights are threatened, the court would not, for example,
be inclined to overlook some minor flaw in the decision-making process, or to
adopt a particularly benevolent view of the Minister’s evidence, or to exercise
its discretion to withhold relief. However, he emphasised that, even where the
most fundamental human rights were being restricted, “the threshold of
unreasonableness is not lowered”.
It was clear that the Secretary of State had cited an important competing public
interest. But the central question was whether it was reasonable for the
Secretary of State to take the view that allowing homosexuals into the forces
would imperil that interest. He pointed out that, although he might have
considered the Minister wrong,
“… [the courts] owe a duty ... to remain within their constitutional bounds and
not trespass beyond them. Only if it were plain beyond sensible argument that no
conceivable damage could be done to the armed services as a fighting unit would
it be appropriate for this court now to remove the issue entirely from the hands
of both the military and of the government. If the Convention … were part of our
law and we were accordingly entitled to ask whether the policy answers a
pressing social need and whether the restriction on human rights involved can be
shown proportionate to the benefits then clearly the primary judgment … would be
for us and not others: the constitutional balance would shift. But that is not
the position. In exercising merely a secondary judgment, this court is bound to
act with some reticence. Our approach must reflect, not overlook, where
responsibility ultimately lies for the defence of the realm and recognise too
that Parliament is exercising a continuing supervision over this area of
prerogative power.”
Accordingly, while the Minister’s suggested justification for the ban may have
seemed “unconvincing”, the Minister’s stand could not properly be said to be
unlawful. It followed that the applications had to be rejected “albeit with
hesitation and regret”. A brief analysis of the Convention’s case-law led the
judge to comment that he strongly suspected that, as far as the United Kingdom’s
obligations were concerned, the days of the policy were numbered.
32. Simon Brown LJ also found that the Equal Treatment Directive was not
applicable to discrimination on grounds of sexual orientation and that the
domestic courts could not rule on Convention matters. He also observed that the
United States, Canada, Australia, New Zealand, Ireland, Israel, Germany, France,
Norway, Sweden, Austria and the Netherlands permitted homosexuals to serve in
their armed forces and that the evidence indicated that the only countries
operating a blanket ban were Turkey and Luxembourg (and, possibly, Portugal and
Greece).
33. In August 1995 a consultation paper was circulated by the Ministry of
Defence to “management” levels in the armed forces relating to the Ministry of
Defence’s policy against homosexuals in those forces. The covering letter
circulating this paper pointed out that the “Minister for the Armed Forces has
decided that evidence is to be gathered within the Ministry of Defence in
support of the current policy on homosexuality”. It was indicated that the case
was likely to progress to the European courts and that the applicants in the
judicial review proceedings had argued that the Ministry of Defence’s position
was “bereft of factual evidence” but that this was not surprising since evidence
was difficult to amass given that homosexuals were not permitted to serve. Since
“this should not be allowed to weaken the arguments for maintaining the policy”,
the addressees of the letter were invited to comment on the consultation paper
and “to provide any additional evidence in support of the current policy by
September 1995”. The consultation paper attached referred, inter alia, to two
incidents which were considered damaging to unit cohesion. The first involved a
homosexual who had had a relationship with a sergeant’s mess waiter and the
other involved an Australian on secondment whose behaviour was described as “so
disruptive” that his attachment was terminated.
34. On 3 November 1995 the Court of Appeal dismissed the applicants’ appeal. The
Master of the Rolls, Sir Thomas Bingham, delivered the main judgment (with which
the two other judges of the Court of Appeal agreed).
35. As to the court’s approach to the issue of “irrationality”, he considered
that the following submission was an accurate distillation of the relevant
jurisprudence on the subject:
“the court may not interfere with the exercise of an administrative discretion
on substantive grounds save where the court is satisfied that the decision is
unreasonable in the sense that it is beyond the range of responses open to a
reasonable decision-maker. But in judging whether the decision-maker has
exceeded this margin of appreciation the human rights context is important. The
more substantial the interference with human rights, the more the court will
require by way of justification before it is satisfied that the decision is
reasonable in the sense outlined above.”
He went on to quote from, inter alia, the judgment of Lord Bridge in R. v.
Secretary of State for the Home Department, ex parte Brind [1991] 1 Appeal Cases
696, where it was pointed out that:
“the primary judgment as to whether the particular competing public interest
justifies the particular restriction imposed falls to be made by the Secretary
of State to whom Parliament has entrusted the discretion. But we are entitled to
exercise a secondary judgment by asking whether a reasonable Secretary of State,
on the material before him, could reasonably make that primary judgment.”
Moreover, he considered that the greater the policy content of the decision, and
the more remote the subject matter of a decision from ordinary judicial
experience, the more hesitant the court had to be in holding a decision to be
irrational.
36. Prior to applying this test of irrationality, the Master of the Rolls noted
that the case concerned innate qualities of a very personal kind, that the
decisions of which the applicants complained had had a profound effect on their
careers and prospects and that the applicants’ rights as human beings were very
much in issue. While the domestic court was not the primary decision-maker and
while it was not the role of the courts to regulate the conditions of service in
the armed forces, “it has the constitutional role and duty of ensuring that the
rights of citizens are not abused by the unlawful exercise of executive power.
While the court must properly defer to the expertise of responsible
decision-makers, it must not shrink from its fundamental duty to ‘do right to
all manner of people’ …”.
37. He then reviewed, by reference to the test of irrationality outlined above,
the submissions of the parties in favour of and against the policy, commenting
that the applicants’ arguments were “of very considerable cogency” which called
to be considered in depth with particular reference to past experience in the
United Kingdom, to the developing experience of other countries and to the
potential effectiveness of a detailed prescriptive code in place of the present
blanket ban. However, he concluded that the policy could not be considered
“irrational” at the time the applicants were discharged from the armed forces,
finding that the threshold of irrationality was “a high one” and that it had not
been crossed in this case.
38. On the Convention, the Master of the Rolls noted as follows:
“It is, inevitably, common ground that the United Kingdom’s obligation, binding
in international law, to respect and ensure compliance with [Article 8 of the
Convention] is not one that is enforceable by domestic courts. The relevance of
the Convention in the present context is as background to the complaint of
irrationality. The fact that a decision-maker failed to take account of
Convention obligations when exercising an administrative discretion is not of
itself a ground for impugning the exercise of that discretion.”
He observed that to dismiss a person from his or her employment on the grounds
of a private sexual preference, and to interrogate him or her about private
sexual behaviour, would not appear to show respect for that person’s private and
family life and that there might be room for argument as to whether the policy
answered a “pressing social need” and, in particular, was proportionate to the
legitimate aim pursued. However, he held that these were not questions to which
answers could be properly or usefully proffered by the Court of Appeal but
rather were questions for the European Court of Human Rights, to which court the
applicants might have to pursue their claim. He further accepted that the Equal
Treatment Directive did not apply to complaints in relation to sexual
orientation.
39. Henry LJ of the Court of Appeal agreed with the judgment of the Master of
the Rolls and, in particular, with the latter’s approach to the irrationality
test and with his view on the inability of the court to resolve Convention
issues. He questioned the utility of a debate as to the likely fate of the
“longstanding” policy of the Ministry of Defence before the European Court of
Human Rights with which the primary adjudicating role on the Convention lay. The
Court of Appeal did not entertain “hypothetical questions”. In Henry LJ’s view,
the only relevance of the Convention was as “background to the complaint of
irrationality”, which point had been already made by the Master of the Rolls. It
was important to highlight this point since Parliament had not given the
domestic courts primary jurisdiction over human rights issues contained in the
Convention and because the evidence and submissions before the Court of Appeal
related to that court’s secondary jurisdiction and not to its primary
jurisdiction.
40. Thorpe LJ of the Court of Appeal agreed with both preceding judgments and,
in particular, with the views expressed on the rationality test to be applied
and on its application in the particular case. The applicants’ arguments that
their rights under Article 8 had been breached were “persuasive” but the
evidence and arguments that would ultimately determine that issue were not
before the Court of Appeal. He also found that the applicants’ challenge to the
arguments in support of the policy was “completely persuasive” and added that
what impressed him most in relation to the merits was the complete absence of
illustration and substantiation by specific examples, not only in the Secretary
of State’s evidence filed in the High Court, but also in the case presented to
the Parliamentary Select Committee in 1991. The policy was, in his view, “ripe
for review and for consideration of its replacement by a strict conduct code”.
However, the applicants’ attack on the Secretary of State’s rationality fell “a
long way short of success”.
41. On 19 March 1996 the Appeals Committee of the House of Lords refused leave
to appeal to the House of Lords.
D. The applicants’ Industrial Tribunal proceedings
42. At or around the time the applicants lodged their applications for leave to
take judicial review proceedings, they also instituted proceedings before the
Industrial Tribunal alleging discrimination contrary to the Sexual
Discrimination Act 1975. The latter proceedings were stayed pending the outcome
of the judicial review proceedings.
43. By letter dated 25 November 1998 the applicants confirmed to the Court that
they had requested the withdrawal of the Industrial Tribunal proceedings given
the outcome of the judicial review proceedings and other intervening
jurisprudence of the domestic courts and of the ECJ.
II. Relevant domestic law and practice
A. Decriminalisation of homosexual acts
44. By virtue of section 1(1) of the Sexual Offences Act 1967, homosexual acts
in private between two consenting adults (at the time meaning 21 years or over)
ceased to be criminal offences. However, such acts continued to constitute
offences under the Army and Air Force Acts 1955 and the Naval Discipline Act
1957 (Section 1(5) of the 1967 Act). Section 1(5) of the 1967 Act was repealed
by the Criminal Justice and Public Order Act 1994 (which Act also reduced the
age of consent to 18 years). However, section 146(4) of the 1994 Act provided
that nothing in that section prevented a homosexual act (with or without other
acts or circumstances) from constituting a ground for discharging a member of
the armed forces.
B. R. v. Secretary of State for Defence, ex parte Perkins, judgments of 13 March
1997 and 13 July 1998, and related cases
45. On 30 April 1996 the ECJ decided that transsexuals were protected from
discrimination on grounds of their transsexuality under European Community law
(P. v. S. and Cornwall County Council [1996] Industrial Relations Law Reports
347).
46. On 13 March 1997 the High Court referred to the ECJ pursuant to Article 177
of the Treaty of Rome the question of the applicability of the Equal Treatment
Directive to differences of treatment based on sexual orientation (R. v.
Secretary of State for Defence, ex parte Perkins, 13 March 1997). Mr Perkins had
been discharged from the Royal Navy on grounds of his homosexuality.
47. On 17 February 1998 the ECJ found that the Equal Pay Directive 75/117/EEC
did not apply to discrimination on grounds of sexual orientation (Grant v. South
West Trains Ltd [1998] Industrial Cases Reports 449).
48. Consequently, on 2 March 1998 the ECJ enquired of the High Court in the
Perkins’ case whether it wished to maintain the Article 177 reference. After a
hearing between the parties, the High Court decided to withdraw the question
from the ECJ (R. v. Secretary of State for Defence, ex parte Perkins, 13 July
1998). Leave to appeal was refused.
C. The Ministry of Defence policy on homosexual personnel in the armed forces
49. As a consequence of the changes made by the Criminal Justice and Public
Order Act 1994, updated Armed Forces’ Policy and Guidelines on Homosexuality
(“the Guidelines”) were distributed to the respective service directorates of
personnel in December 1994. The Guidelines provided, inter alia, as follows:
“Homosexuality, whether male or female, is considered incompatible with service
in the armed forces. This is not only because of the close physical conditions
in which personnel often have to live and work, but also because homosexual
behaviour can cause offence, polarise relationships, induce ill-discipline and,
as a consequence, damage morale and unit effectiveness. If individuals admit to
being homosexual whilst serving and their Commanding Officer judges that this
admission is well-founded they will be required to leave the services ...
The armed forces’ policy on homosexuality is made clear to all those considering
enlistment. If a potential recruit admits to being homosexual, he/she will not
be enlisted. Even if a potential recruit admits to being homosexual but states
that he/she does not at present nor in the future intend to engage in homosexual
activity, he/she will not be enlisted ...
In dealing with cases of suspected homosexuality, a Commanding Officer must make
a balanced judgment taking into account all the relevant factors. ... In most
circumstances, however, the interests of the individual and the armed forces
will be best served by formal investigation of the allegations or suspicion.
Depending on the circumstances, the Commanding Officer will either conduct an
internal inquiry, using his own staff, or he will seek assistance from the
Service Police. When conducting an internal inquiry he will normally discuss the
matter with his welfare support staff. Homosexuality is not a medical matter,
but there may be circumstances in which the Commanding Officer should seek the
advice of the Unit Medical Officer on the individual concerned and may then, if
the individual agrees, refer him/her to the Unit Medical Officer ...
A written warning in respect of an individual’s conduct or behaviour may be
given in circumstances where there is some evidence of homosexuality but
insufficient ... to apply for administrative discharge ... . If the Commanding
Officer is satisfied on a high standard of proof of an individual’s
homosexuality, administrative action to terminate service ... is to be initiated
...”
One of the purposes of the Guidelines was the reduction of the involvement of
the service police whose investigatory methods, based on criminal procedures,
had been strongly resented and widely publicised in the past (confirmed at
paragraph 9 of the Homosexual Policy Assessment Team’s report of February 1996
which is summarised at paragraphs 51-62 below. However, paragraph 100 of this
report indicated that investigation into homosexuality is part of “normal
service police duties”.)
50. The affidavit of Air Chief Marshal Sir John Frederick Willis KCB, CBE, Vice
Chief of the Defence Staff, Ministry of Defence dated 4 September 1996, which
was submitted to the High Court in the case of R. v. Secretary of State for
Defence, ex parte Perkins (13 July 1998), read, in so far as relevant, as
follows:
“The policy of the Ministry of Defence is that the special nature of homosexual
life precludes the acceptance of homosexuals and homosexuality in the armed
forces. The primary concern of the armed forces is the maintenance of an
operationally effective and efficient force and the consequent need for strict
maintenance of discipline. [The Ministry of Defence] believes that the presence
of homosexual personnel has the potential to undermine this.
The conditions of military life, both on operations and within the service
environment, are very different from those experienced in civilian life. … The
[Ministry of Defence] believes that these conditions, and the need for absolute
trust and confidence between personnel of all ranks, must dictate its policy
towards homosexuality in the armed forces. It is not a question of a moral
judgement, nor is there any suggestion that homosexuals are any less courageous
than heterosexual personnel; the policy derives from a practical assessment of
the implications of homosexuality for fighting power.”
D. The report of the Homosexuality Policy Assessment Team – February 1996
1. General
51. Following the decision in the case of R. v. Ministry of Defence, ex parte
Smith and Others 2 Weekly Law Reports 305, the Homosexuality Policy Assessment
Team (“HPAT”) was established by the Ministry of Defence in order to undertake
an internal assessment of the armed forces’ policy on homosexuality. The HPAT
was composed of Ministry of Defence civil servants and representatives of the
three services. The HPAT’s assessment was to form the basis of the Ministry’s
evidence to the next Parliamentary Select Committee (as confirmed in the
affidavit of Air Chief Marshal Sir John Frederick Willis referred to at
paragraph 50 above). The HPAT was to consult the Ministry of Defence, the armed
forces’ personnel of all ranks, service and civilian staff responsible for
carrying out the policy together with members of the legal adviser’s staff. It
was also to examine the policies of other nations (Annex D to the HPAT report).
The report of the HPAT was published in February 1996 and ran to approximately
240 pages, together with voluminous annexes. The starting-point of the
assessment was an assumption that homosexual men and women were in themselves no
less physically capable, brave, dependable and skilled than heterosexuals. It
was considered that any problems to be identified would lie in the difficulties
which integration of declared homosexuals would pose to the military system
which was largely staffed by heterosexuals. The HPAT considered that the best
predictors of the “reality and severity” of the problems of the integration of
homosexuals would be the service personnel themselves (paragraph 30 of the
report).
2. The methods of investigation used
52. There were eight main areas of investigation (paragraph 28 of the report):
(a) The HPAT consulted with policy-makers in the Ministry of Defence. The latter
emphasised the uniqueness of the military environment and the distinctly British
approach to service life and the HPAT found little disagreement with this
general perspective from the service people it interviewed (paragraph 37);
(b) A signal was sent to all members of the services, including the reserve
forces, requesting any written views on the issues. By 16 January 1996 the HPAT
had received 639 letters. 587 of these letters were against any change in the
policy, 58 of which were multiply signed. Only 11 of those letters were
anonymous (paragraphs 46-48);
(c) The HPAT attitude survey consisted of a questionnaire administered to a
total of 1,711 service personnel chosen as representative of the services. The
questionnaires were administered in examination-type conditions and were to be
completed anonymously. The results indicated that there was “overwhelming
support across the services” for the policy excluding homosexuals from the armed
forces. Service personnel viewed homosexuality as clearly more acceptable in
civilian than in service life (paragraphs 49-59 and Annex G);
(d) During the HPAT’s visit to ten military bases in late 1995 in order to
administer the above questionnaire, individual one-to-one interviews were
conducted with personnel who had completed the attitude questionnaire. 180
interviewees randomly selected from certain ranks and occupational areas were
selected from each of the ten units visited. Given the small number of
interviewees, the responses were analysed qualitatively rather than
quantitatively (Annex G);
(e) A number of single-service focus group discussions were held with randomly
selected personnel from representative ranks and functions (Annex G refers to 36
such discussions whereas paragraph 61 of the report refers to 43). The purpose
of the group discussions was to examine the breadth and depth of military views
and to provide insights that would complement the survey results. The HPAT
commented that the nature of the discussions showed little reticence in honestly
and fully putting forward views; there was an “overwhelming view that
homosexuality was not ‘normal’ or ‘natural’ whereas women and ethnic minorities
were ‘normal’”. The vast majority of participants believed that the present ban
on homosexuals should remain (paragraphs 61-69 and Annex G);
(f) One sub-team of the HPAT went to Australia, Germany and France and the other
visited the United States, Canada and the Netherlands. The HPAT interviewed an
eminent Israeli military psychologist since the Israeli military would not
accept the HPAT visit (paragraphs 70-77 and Annex H). It is also apparent that
the HPAT spoke to representatives of the police, the fire service and the
merchant navy (paragraphs 78-82);
(g) Tri-service regional focus discussion groups were also held to examine the
breadth and depth of the personnel’s views. The groups were drawn from the three
services and from different units. Three such discussion groups were held and
overall the results were the same as those from the single-service focus groups
(paragraphs 83-84 and Annex G);
(h) Postal single-service attitude surveys were also completed by a randomly
selected sample of personnel stratified by rank, age and gender. The surveys
were distributed to 3,000 (6%) of the Royal Navy and Royal Marines personnel, to
6,000 (5.4%) of the Army personnel and to 4,491 (6%) of the Royal Air Force
personnel. On average over half of the surveys were returned (paragraphs 65-86
and Annex G).
3. The impact on fighting power
53. The HPAT report defined “fighting power” (often used interchangeably with
combat effectiveness, operational efficiency or operational effectiveness) as
the “ability to fight” which is in turn made up of three components. These are
the “conceptual” and “physical” components together with the “moral component”,
the latter being defined as “the ability to get people to fight including
morale, comradeship, motivation, leadership and management”.
54. The focus throughout the assessment was upon the anticipated effects on
fighting power and this was found to be the “key problem” in integrating
homosexuals into the armed forces. It was considered well-established that the
presence of known or strongly suspected homosexuals in the armed forces would
produce certain behavioural and emotional responses and problems which would
affect morale and, in turn, significantly and negatively affect the fighting
power of the armed forces.
These anticipated problems included controlling homosexual behaviour and
heterosexual animosity, assaults on homosexuals, bullying and harassment of
homosexuals, ostracism and avoidance, “cliquishness” and pairing, leadership and
decision-making problems including allegations of favouritism, discrimination
and ineffectiveness (but excluding the question of homosexual officers taking
tactical decisions swayed by sexual preference), sub-cultural friction,
privacy/decency issues, increased dislike and suspicions (polarised
relationships), and resentment over imposed change especially if controls on
heterosexual expression also had to be tightened (see Section F.II of the
report).
4. Other issues
55. The HPAT also assessed other matters it described as “subsidiary” (Section G
and paragraph 177 of the report). It found that, while cost implications of
changing the policy were not quantifiable, it was not considered that separate
accommodation for homosexuals would be warranted or wise and, accordingly, major
expenditures on accommodation were considered unlikely (paragraphs 95-97).
Wasted training as regards discharged homosexuals was not considered to be a
significant argument against maintaining the policy (paragraphs 98-99). Should
the wider social and legal position change in relation to civilian homosexual
couples, then entitlements for homosexual partners would have to be accepted
(paragraph 101). Large amounts of money or time were unlikely to be devoted to
homosexual awareness training, given that it was unlikely to be effective in
changing attitudes. It was remarked that, if required, tolerance training would
probably be best addressed as “part of an integrated programme for equal
opportunities training in the military” (paragraph 102). There were strong
indications that recruitment and retention rates would go down if there was a
change in policy (paragraphs 103-04).
56. Concerns expressed about the fulfilment of the forces’ loco parentis
responsibilities for young recruits were found not to stand up to close
examination (paragraph 111).
5. Medical and security concerns
57. Medical and security concerns were considered separately (Sections H and I,
respectively, and paragraph 177 of the report). While it was noted that medical
concerns of personnel (in relation to, inter alia, Aids) were disproportionate
to the clinical risks involved, it was considered that these concerns would
probably need to be met with education packages and compulsory Aids testing.
Otherwise, real acceptance and integration of homosexuals would be seriously
prejudiced by emotional reactions and resentments and by concerns about the
threat of Aids. The security issues (including the possibility of blackmail of
those suspected of being homosexual) raised in defence of the policy were found
not to stand up to close examination.
6. The experience in other countries and in civilian disciplined services
58. The HPAT observed that there were a wide variety of official positions and
legal arrangements evolving from local legal and political circumstances and
ranging from a formal prohibition of all homosexual activity (the United
States), to administrative arrangements falling short of real equality (France
and Germany), to a deliberate policy to create an armed force friendly to
homosexuals (the Netherlands). According to the HPAT, those countries which had
no legal ban on homosexuals were more tolerant, had written constitutions and
therefore a greater tradition of respect for human rights. The report continued:
“But nowhere did HPAT learn that there were significant numbers of open
homosexuals serving in the Forces … . Whatever the degree of official toleration
or encouragement, informal pressures or threats within the military social
system appeared to prevent the vast majority of homosexuals from choosing to
exercise their varying legal rights to open expression of their active sexual
identity in a professional setting. … It goes without saying that the continuing
reticence of military homosexuals in these armed forces means that there has
been little practical experience of protecting them against ostracism,
harassment or physical attack.
Since this common pattern of a near absence of openly homosexual personnel
occurs irrespective of the formal legal frameworks, it is reasonable to assume
that it is the informal functioning of actual military systems which is largely
incompatible with homosexual self-expression. This is entirely consistent with
the pattern of British service personnel’s attitudes confirmed by the HPAT.”
59. In January 1996 there were over 35,000 British service personnel (25%
approximately of the British armed forces) deployed overseas on operations, more
than any other NATO country in Europe (paragraph 43).
The HPAT concluded, nevertheless, that the policy had not presented significant
problems when working with the armed forces of allied nations. The HPAT remarked
that British service personnel had shown a “robust indifference” to arrangements
in foreign forces and no concern over what degree of acceptance closely
integrated allies give to homosexuals. This is because the average service
person considers that those others “are not British, have different standards,
and are thus only to be expected to do things differently” and because personnel
from different nations are accommodated apart. It was also due to the fact that
homosexuals in foreign forces, where they were not formally banned, were not
open about their sexual orientation. Consequently, the chances were small of the
few open homosexuals happening to be in a situation where their sexual
orientation would become a problem with British service personnel (paragraph
105).
60. Important differences were considered by the HPAT to exist between the armed
forces and civilian disciplined services in the United Kingdom including the
police, the fire brigade and the merchant navy which did not operate the same
policy against homosexuals. It considered that:
“None of these occupations involves the same unremittingly demanding and
long-term working environment as the Armed Forces, or requires the same emphasis
on building rapidly interchangeable, but fiercely committed and self-supporting
teams, capable of retaining their cohesion after months of stress, casualties
and discomfort …” (paragraph 203)
7. Alternative options to the current policy
61. Alternative options were considered by the HPAT including a code of conduct
applicable to all, a policy based on the individual qualities of homosexual
personnel, lifting the ban and relying on service personnel reticence, the
“don’t ask, don’t tell” solution offered by the USA and a “no open
homosexuality” code. It concluded that no policy alternative could be identified
which avoided risks for fighting power with the same certainty as the present
policy and which, in consequence, would not be strongly opposed by the service
population (paragraphs 153-75).
8. The conclusions of the HPAT (paragraphs 176-91)
62. The HPAT found that:
“the key problem remains and its intractability has indeed been re-confirmed.
The evidence for an anticipated loss in fighting power has been set out in
section F and forms the centrepiece of this assessment. The various steps in the
argument and the overall conclusion have been shown not only by the Service
authorities but by the great majority of Service personnel in all ranks.”
Current service attitudes were considered unlikely to change in the near future.
While clearly hardship and invasion of privacy were involved, the risk to
fighting power demonstrated why the policy was, nevertheless, justified. It
considered that it was not possible to draw any meaningful comparison between
the integration of homosexuals and of women and ethnic minorities into the armed
forces since homosexuality raised problems of a type and intensity that gender
and race did not.
The HPAT considered that, in the longer term, evolving social attitudes towards
homosexuality might reduce the risks to fighting power inherent in change but
that their assessment could “only deal with present attitudes and risks”. It
went on:
“… certainly, if service people believed that they could work and live alongside
homosexuals without loss of cohesion, far fewer of the anticipated problems
would emerge. But the Ministry must deal with the world as it is. Service
attitudes, in as far as they differ from those of the general population, emerge
from the unique conditions of military life, and represent the current social
and psychological realities. They indicate military risk from a policy change …
… after collecting the most exhaustive evidence available, it is also evident
that in the UK homosexuality remains in practice incompatible with service life
if the armed services, in their present form, are to be maintained at their full
potential fighting power. ... Furthermore, the justification for the present
policy has been overwhelmingly endorsed by a demonstrated consensus of the
profession best able to judge it. It must follow that a major change to the
Ministry’s current Tri-service Guidelines on homosexuality should be
contemplated only for clearly stated non-defence reasons, and with a full
acknowledgement of the impact on Service effectiveness and service people’s
feelings.”
E. The armed forces’ policy on sexual and racial harassment and bullying and on
equal opportunities
63. The Defence Council’s “Code of Practice on Race Relations” issued in
December 1993 declared the armed forces to be equal opportunity employers. It
stated that no form of racial discrimination, harassment or abuse would be
tolerated, that allegations would be investigated and, if proved, disciplinary
action would be taken. It provided for a complaints procedure in relation to
discrimination or harassment and it warned against the victimisation of service
personnel who made use of their right of complaint and redress.
64. In January 1996 the army published an Equal Opportunities Directive dealing
with racial and sexual harassment and bullying. The policy document contained,
as a preamble, a statement of the Adjutant- General which reads as follows:
“The reality of conflict requires high levels of teamwork in which individual
soldiers can rely absolutely on their comrades and their leaders. There can,
therefore, be no place in the Army for harassment, bullying and discrimination
which will affect morale and break down the trust and cohesion of the group.
It is the duty of every soldier to ensure that the Army is kept free of such
behaviour which would affect cohesion and efficiency. Army policy is clear: all
soldiers must be treated equally on the basis of their ability to perform their
duty.
I look to each one of you to uphold this policy and to ensure that we retain our
acknowledged reputation as a highly professional Army.”
The Directive provided definitions of racial and sexual harassment, indicated
that the army wanted to prevent all forms of offensive and unfair behaviour in
these respects and pointed out that it was the duty of each soldier not to
behave in a way that could be offensive to others or to allow others to behave
in that way. It also defined bullying and indicated that, although the army
fosters an aggressive spirit in soldiers who will have to go to war, controlled
aggression, self-sufficiency and strong leadership must not be confused with
thoughtless and meaningless use of intimidation and violence which characterise
bullying. Bullying undermines morale and creates fear and stress both in the
individual and the group being bullied and in the organisation. The army was
noted to be a close-knit community where team work, cohesion and trust are
paramount. Thus, high standards of personal conduct and respect for others were
demanded from all.
The Directive endorsed the use of military law by commanders. Supplementary
leaflets promoting the Directive were issued to every individual soldier. In
addition, specific equal opportunities posts were created in personnel centres
and a substantial training programme in the Race Relations Act 1976 was
initiated.
F. The reports of the Parliamentary Select Committee
65. Every five years an Armed Forces’ Bill goes through Parliament and a Select
Committee conducts a review in connection with that bill.
66. The report of the Select Committee dated 24 April 1991 noted, under the
heading “Homosexuality”:
“That the present policy causes very real distress and the loss to the services
of some men and women of undoubted competence and good character is beyond
dispute. Society outside the armed forces is now much more tolerant of
differences in sexual orientation than it was, and this may also possibly be
true of the armed forces. Nevertheless, there is considerable force to the
[Ministry of Defence’s] argument that the presence of people known to be
homosexual can cause tension in a group of people required to live and work
sometimes under great stress and physically at very close quarters, and thus
damage its cohesion and fighting effectiveness. It may be that this will change
particularly with the integration of women into hitherto all-male units. We are
not yet persuaded that the time has come to require the armed forces to accept
homosexuals or homosexual activity.”
67. The 1996 Select Committee report (produced after that committee’s review of
the Armed Forces Act 1996) referred to evidence taken from members of the
Ministry of Defence and from homosexual support groups and to the HPAT report.
Once again, the committee did not recommend any change in the government’s
policy. It noted that, since its last report, a total of 30 officers and 331
persons of other rank had been discharged or dismissed on grounds of
homosexuality. The committee was satisfied that no reliable lessons could as yet
be drawn from the experience of other countries. It acknowledged the strength of
the human rights arguments put forward, but noted that there had to be a balance
struck between individual rights and the needs of the whole. It was persuaded by
the HPAT summary of the strength of opposition throughout the armed services to
any relaxation of the policy. It accepted that the presence of openly homosexual
servicemen and women would have a significant adverse impact on morale and,
ultimately, on operational effectiveness. The matter was then debated in the
House of Commons and members, by 188 votes to 120, rejected any change to the
existing policy.
G. Information to persons recruited into the armed forces
68. Prior to September 1995, applicants to the armed forces were informed about
the armed forces’ policy as regards homosexuals in the armed forces by means of
a leaflet entitled “Your Rights and Responsibilities”. To avoid any
misunderstanding and so that each recruit to each of the armed services received
identical information, on 1 September 1995 the armed forces introduced a Service
Statement to be read and signed before enlistment. Paragraph 8 of that statement
is headed “Homosexuality” and states that homosexuality is not considered
compatible with service life and “can lead to administrative discharge”.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
69. The applicants complained that the investigations into their homosexuality
and their subsequent discharge from the Royal Air Force on the sole ground that
they were homosexual, in pursuance of the Ministry of Defence’s absolute policy
against homosexuals in the British armed forces, constituted a violation of
their right to respect for their private lives protected by Article 8 of the
Convention. That Article, in so far as is relevant, reads as follows:
“1. Everyone has the right to respect for his private … life …
2. There shall be no interference by a public authority with the exercise of
this right except such as is in accordance with the law and is necessary in a
democratic society in the interests of national security, … for the prevention
of disorder …”
A. Whether there was an interference
70. The Government accepted, in their written observations, that there had been
interferences with the applicants’ right to respect for their private lives.
However, noting that neither of the applicants denied knowledge during the
relevant period of the policy against homosexuals in the armed forces, the
Government made no admissions as to the dates from which the applicants also
appreciated that they were homosexual. During the hearing before the Court the
Government, referring in particular to Ms Smith, clarified that, if the
applicants were aware of the policy and of their homosexuality on recruitment,
then their discharge would not have amounted to an interference with their
rights guaranteed by Article 8 of the Convention.
The applicants argued that they were not complaining about being refused entry
to the armed forces and that they had not been dismissed for lying during
recruitment. In any event, the protection afforded by Article 8 could not depend
on the degree of knowledge of the applicants of their sexual orientation when
they were young men or women.
71. The Court notes that the Government have not claimed that the applicants
waived their rights under Article 8 of the Convention when they initially joined
the armed forces. It also notes that the applicants were not dismissed for
failure to disclose their homosexuality on recruitment. Further, it finds from
the evidence that Ms Smith only came to realise that she was homosexual after
recruitment.
In these circumstances, the Court is of the view that the investigations by the
military police into the applicants’ homosexuality, which included detailed
interviews with each of them and with third parties on matters relating to their
sexual orientation and practices, together with the preparation of a final
report for the armed forces’ authorities on the investigations, constituted a
direct interference with the applicants’ right to respect for their private
lives. Their consequent administrative discharge on the sole ground of their
sexual orientation also constituted an interference with that right (see the
Dudgeon v. the United Kingdom judgment of 22 October 1981, Series A no. 45, pp.
18-19, § 41, and, mutatis mutandis, the Vogt v. Germany judgment of 26 September
1995, Series A no. 323, p. 23, § 44).
B. Whether the interferences were justified
72. Such interferences can only be considered justified if the conditions of the
second paragraph of Article 8 are satisfied. Accordingly, the interferences must
be “in accordance with the law”, have an aim which is legitimate under this
paragraph and must be “necessary in a democratic society” for the aforesaid aim
(see the Norris v. Ireland judgment of 26 October 1988, Series A no. 142, p. 18,
§ 39).
1. “In accordance with the law”
73. The parties did not dispute that there had been compliance with this element
of Article 8 § 2 of the Convention. The Court notes that the Ministry of Defence
policy excluding homosexuals from the armed forces was confirmed by the Court of
Appeal in the present case to be lawful, in terms of both domestic and
applicable European Community law. The policy was given statutory recognition
and approval by the Sexual Offences Act 1967 and, more recently, by the Criminal
Justice and Public Order Act 1994. The Court, accordingly, finds this
requirement to be satisfied.
2. Legitimate aim
74. The Court observes that the essential justification offered by the
Government for the policy and for the consequent investigations and discharges
is the maintenance of the morale of service personnel and, consequently, of the
fighting power and the operational effectiveness of the armed forces (see
paragraph 95 below). The Court finds no reason to doubt that the policy was
designed with a view to ensuring the operational effectiveness of the armed
forces or that investigations were, in principle, intended to establish whether
the person concerned was a homosexual to whom the policy was applicable. To this
extent, therefore, the Court considers that the resulting interferences can be
said to have pursued the legitimate aims of “the interests of national security”
and “the prevention of disorder”.
The Court has more doubt as to whether the investigations continued to serve any
such legitimate aim once the applicants had admitted their homosexuality.
However, given the Court’s conclusion at paragraph 111 below, it does not find
it necessary to decide whether this element of the investigations pursued a
legitimate aim within the meaning of Article 8 § 2 of the Convention.
3. “Necessary in a democratic society”
75. It remains to be determined whether the interferences in the present cases
can be considered “necessary in a democratic society” for the aforesaid aims.
(a) The Government’s submissions
76. The Government accepted from the outset that neither the applicants’ service
records nor their conduct gave any grounds for complaint and that there was no
evidence that, prior to the discovery of their sexual orientation, such
orientation adversely affected the performance by them or by their colleagues of
their duties. Nor was it contended by the Government that homosexuals were less
physically capable, brave, dependable or skilled than heterosexuals.
77. However the Government emphasised, in the first place, the special British
armed forces’ context of the case. It was special because it was intimately
connected with the nation’s security and was, accordingly, central to a State’s
vital interests. Unit cohesion and morale lay at the heart of the effectiveness
of the armed forces. Such cohesion and morale had to withstand the internal
rigours of normal and corporate life, close physical and shared living
conditions together with external pressures such as grave danger and war, all of
which factors the Government argued applied or could have applied to each
applicant. In this respect, the armed forces were unique and there were no
genuine comparables in terms of the civilian disciplined forces, such as the
police and the fire brigade.
In such circumstances, the Government, while accepting that members of the armed
forces had the right to the Convention’s protection, argued that different, and
stricter, rules applied in this context (see the Engel and Others v. the
Netherlands judgment of 8 June 1976, Series A no. 22, p. 24, § 57; the
Grigoriades v. Greece judgment of 25 November 1997, Reports of Judgments and
Decisions 1997-VII, pp. 2589-90, § 45; and the Kalaç v. Turkey judgment of 1
July 1997, Reports 1997-IV, p. 1209, § 28). Moreover, given the national
security dimension to the present case a wide margin of appreciation was
properly open to the State (see the Leander v. Sweden judgment of 26 March 1987,
Series A no. 116, p. 25, § 59). Accordingly, the narrow margin of appreciation
which applied to cases involving intimate private-life matters could not be
transposed unaltered to the present case.
In support of their argument for a broad margin of appreciation, the Government
also referred to the fact that the issue of homosexuals in the armed forces has
been the subject of intense debate in recent years in the United Kingdom,
suggesting that the sensitivity and special context of the question meant that
the decision was largely one for the national authorities. It was true that the
degree of risk to fighting power was not consistent over time, given that
attitudes and opinions, and, consequently, domestic law on the subject of
homosexuality had developed over the years. Nevertheless, the approach to such
matters in an armed forces’ context had to be cautious given the inherent risks.
The process of review was ongoing and the Government indicated their commitment
to a free vote in Parliament on the subject after the next Parliamentary Select
Committee review of the policy in 2001.
78. Secondly, the Government argued that admitting homosexuals to the armed
forces at this time would have a significant and negative effect on the morale
of armed forces’ personnel and, in turn, on the fighting power and the
operational effectiveness of the armed forces. They considered that the
observations and conclusions in the HPAT report of February 1996 (and, in
particular, Section F of the report) provided clear evidence of the risk to
fighting power and operational effectiveness. The Government submitted that the
armed forces’ personnel (on whose views the HPAT report was based) were best
placed to make this risk assessment and that their views should therefore be
afforded considerable weight. Moreover, the relatively recent analyses completed
by the HPAT, by the domestic courts (in R. v. Ministry of Defence, ex parte
Smith and Others 2 Weekly Law Reports 305) and by the Parliamentary Select
Committee all led to the conclusion that the policy should be maintained.
The Government considered that the choice between establishing a code of conduct
and maintaining the present policy lay at the heart of the judgment to be made
in this matter. However, the view in the United Kingdom was that such a code
would not at present be sufficient to meet the risks identified because it was
the knowledge or suspicion of the fact that a person was homosexual, and not the
conduct of that person, which would cause damage to morale and effectiveness.
Even assuming that the attitudes on which the HPAT report was based were at
least in part based on a lack of tolerance or on insufficient broadmindedness,
the reality of the risk to effectiveness remained. It was true that many
European armed forces no longer excluded homosexuals but the relevant changes
had been adopted in those countries too recently to yield any valuable lessons.
As to the applicants’ submission about the alleged lack of evidence of past
problems caused by the presence of homosexuals in the armed forces, the
Government pointed out that the discharge of all persons of established
homosexual orientation before such damage occurred meant that concrete evidence
establishing the risks identified by the HPAT might not be available. In any
event, the Government noted that the risks envisaged would result from the
general relaxation of the policy, rather than its modification in any particular
instance.
79. Thirdly, and as to the charge made by the applicants that the views
expressed to the HPAT by the clear majority of serving personnel could be
labelled as “homophobic prejudice”, the Government pointed out that these views
represented genuine concerns expressed by those with first-hand and detailed
knowledge of the demands of service life. Most of those surveyed displayed a
clear difference in attitude towards homosexuality in civilian life. Conclusions
could not be drawn from the fact that women and racial minorities were admitted
while homosexuals were not because women and men were segregated in recognition
of potential problems that might arise, whereas such arrangements were simply
not possible in the case of same-sex orientation. The concerns about homosexuals
were of a type and intensity not engendered by women or racial minorities.
80. Once there was a suspicion of homosexuality, an investigation was carried
out. According to the Government, the extent of such investigation would depend
on the circumstances but an investigation usually implied questioning the
individual and seeking corroborative evidence. If homosexuality was denied,
investigations were necessary and even if it was admitted, attempts were made to
find relevant evidence through interviews and, depending on the circumstances,
other inquiries. The aim of the investigations was to verify the homosexuality
of the person suspected in order to detect those seeking an administrative
discharge based on false pretences. During the hearing, the Government gave two
recent examples of false claims of homosexuality in the Army and in the Royal
Air Force and three recent examples of such false claims in the Royal Navy. The
investigations were also necessary given certain security concerns (in
particular, the risk of blackmail of homosexual personnel), in light of the
greater risk from the Aids virus in the homosexual community and for
disciplinary reasons (homosexual acts might be disciplined in certain cases
including, for example, where they resulted from an abuse of authority). The
Government maintained that the applicants freely chose, in any event, to answer
the questions put to them. Both were told that they did not have to answer the
questions and that they could have legal advice.
While the bulk of the questioning was, in the submission of the Government,
justified by the reasons for the investigation outlined above, the Government
did not seek to defend the question put to Ms Smith as to whether she or her
partner had had a sexual relationship with their foster daughter. However, they
argued that this indefensible, but specific, aspect of the questioning did not
tilt the balance in favour of a finding of a violation.
(b) The applicants’ submissions
81. The applicants submitted that the interferences with their private lives,
given the subject matter, nature and extent of the intrusions at issue, were
serious and grave and required particularly serious reasons by way of
justification (see the Dudgeon judgment cited above, p. 21, § 52). The subject
matter of the interferences was a most intimate part of their private lives,
made public by the Ministry of Defence policy itself. The applicants also took
issue with the detailed investigations carried out by the service police and
with, in particular, the prurient questions put during the interviews, the
interviews with third parties, the search of Mr Grady’s accommodation and the
seizure of his personal affairs. Referring also to their years of service, to
their promotions (past and imminent), to their exemplary service records and to
the fact that there was no indication that their homosexuality had in any way
affected their work or service life, the applicants emphasised that they were,
nevertheless, deprived of a career in which they excelled on the basis of
“unsuitability for service” by reason of a blanket policy against homosexuals in
the armed forces.
The applicants added, in this context, that a blanket policy was not adopted by
the armed forces in any other context. It was not adopted in the case of
personal characteristics or traits such as gender, race or colour. Indeed, the
Ministry of Defence actively promoted equality and tolerance in these areas. Nor
was there a blanket policy against those whose actions could or did affect
morale and service efficiency such as those involved in theft or adultery or
those who carried out dangerous acts under the influence of drugs or alcohol. In
the latter circumstances, the individual could be dismissed, but only after a
consideration of all the circumstances of the case. Moreover, no policy against
homosexuals existed in comparable British services such as the Merchant Navy,
the Royal Fleet Auxiliary, the police, the fire brigade and the nursing
profession.
82. The applicants also argued that the Government’s core argument as to the
risk to morale and, consequently, to fighting power and operational
effectiveness was unsustainable for three main reasons.
83. In the first place, the applicants considered that the Government could not,
consistently with Article 8, rely on and pander to the perceived prejudice of
other service personnel. Given the absence of any rational basis for armed
forces’ personnel to behave any differently if they knew that an individual was
a homosexual, the alleged risk of adverse reactions by service personnel was
based on pure prejudice. It was the responsibility of the armed forces by reason
of Article 1 of the Convention to ensure that those they employed understood
that it was not acceptable for them to act by reference to pure prejudice.
However, rather than taking steps to remedy such prejudice, the armed forces
punished the victims of prejudice. The applicants considered that the logic of
the Government’s argument applied equally to the contexts of racial, religious
and gender prejudice; the Government could not seriously suggest that, for
example, racial prejudice on the part of armed forces’ personnel would be
sufficient to justify excluding coloured persons from those forces.
Moreover, Convention jurisprudence established that the Government could not
rely on pure prejudice to justify interference with private life (see, inter
alia, application no. 25186/94, Sutherland v. the United Kingdom, Commission’s
report of 1 July 1997, unreported, §§ 56, 57, 62, 63 and 65). Furthermore, the
applicants pointed out that the Court has found (in its Vereinigung
demokratischer Soldaten Österreichs and Gubi v. Austria judgment of 19 December
1994, Series A no. 302, p. 17, §§ 36 and 38) that the demands of “pluralism,
tolerance and broadmindedness” apply as much to service personnel as to other
persons and that fundamental rights must be protected in the army of a
democratic State just as in the society that such an army serves. They argued
that the Court’s reasoning in that case was based on a vital principle equally
applicable in the present case – the armed forces of a country exist to protect
the liberties valued by a democratic society, and so the armed forces should not
be allowed themselves to march over, and cause substantial damage to, such
principles.
84. Secondly, the applicants argued that such perceived prejudice would not have
occurred but for the actions of the Ministry of Defence in adopting and applying
the policy. The Government accepted that the applicants had worked efficiently
and effectively in the armed forces for years without any problems arising by
reason of their sexual orientation. The Government’s concern related to the
presence of openly homosexual service personnel; the private lives of the
present applicants were indeed private and would have remained so but for the
policy. There was, accordingly, no reason to believe that any difficulty would
have arisen had it not been for the policy adopted by the Government.
85. Thirdly, the applicants submitted that the Government were required to
substantiate their concerns about the threat to military discipline (see the
Vereinigung demokratischer Soldaten Österreichs and Gubi judgment cited above,
p. 17, § 38) but had not produced any objective evidence to support their
submission as to the risk to morale and operational effectiveness.
In this respect, they argued that the HPAT report was inadequate and
fundamentally flawed. The assessment was not carried out by independent
consultants. It was, moreover, conducted against the background of the publicly
voiced hostility of the armed forces’ authorities to a change in the policy and
followed the circulation of an army consultation document which suggested that
senior army personnel thought that the purpose of the HPAT review was to gather
evidence in support of the current policy on homosexuality. Indeed the majority
of the questions in the HPAT questionnaire expressed hostile attitudes to
homosexuality or suggested negative responses. In addition, the report contained
no concrete evidence of specific problems caused by the presence of homosexual
personnel in the armed forces of the United Kingdom or overseas. Furthermore, it
was based on a statistically insignificant response rate and those responding
were not guaranteed anonymity.
86. As to the dismissal by the HPAT of the experience of other countries which
did not ban homosexuals from their armed forces, the applicants considered that
the statement in the report that armed forces’ personnel of such other countries
were more tolerant was not supported by any evidence. In any event, even if
those other countries had written constitutions and, consequently, a longer
tradition of respect for human rights, the Government were required to comply
with their Convention obligations. Whether there was a lack of openly homosexual
personnel serving in the armed forces of those countries or not, the fact
remained that sexual orientation was part of an individual’s private life and no
conclusions could be drawn from the fact that homosexuals serving in foreign
armed forces might have chosen to keep their sexuality private as they were
entitled to do. The applicants also pointed to the number of United Kingdom
service personnel who had worked and were currently working alongside homosexual
personnel in the armed forces of other NATO countries without any apparent
problems.
As to the assertion that investigations were necessary to avoid false
declarations of homosexuality by those wishing to leave the armed forces, the
applicants pointed to the lack of evidence of such false declarations presented
by the Government and to the fact that they themselves had clearly wished to
stay in the armed forces. In addition, they submitted that they felt obliged to
answer the questions in the interviews because otherwise, as the Government
accepted, their private and intimate affairs would have been the subject of
wider and less discreet investigations elsewhere.
As to the Government’s reliance on the Court’s Kalaç judgment, the applicants
pointed out that the case related to the sanctioning of public conduct and not
of an individual’s private characteristics.
(c) The Court’s assessment
(i) Applicable general principles
87. An interference will be considered “necessary in a democratic society” for a
legitimate aim if it answers a pressing social need and, in particular, is
proportionate to the legitimate aim pursued (see the Norris judgment cited
above, p. 18, § 41).
Given the matters at issue in the present case, the Court would underline the
link between the notion of “necessity” and that of a “democratic society”, the
hallmarks of the latter including pluralism, tolerance and broadmindedness (see
the Vereinigung demokratischer Soldaten Österreichs and Gubi judgment cited
above, p. 17, § 36, and the Dudgeon judgment cited above, p. 21, § 53).
88. The Court recognises that it is for the national authorities to make the
initial assessment of necessity, though the final evaluation as to whether the
reasons cited for the interference are relevant and sufficient is one for this
Court. A margin of appreciation is left to Contracting States in the context of
this assessment, which varies according to the nature of the activities
restricted and of the aims pursued by the restrictions (see the Dudgeon judgment
cited above, pp. 21 and 23, §§ 52 and 59).
89. Accordingly, when the relevant restrictions concern “a most intimate part of
an individual’s private life”, there must exist “particularly serious reasons”
before such interferences can satisfy the requirements of Article 8 § 2 of the
Convention (see the Dudgeon judgment cited above, p. 21, § 52).
When the core of the national security aim pursued is the operational
effectiveness of the armed forces, it is accepted that each State is competent
to organise its own system of military discipline and enjoys a certain margin of
appreciation in this respect (see the Engel and Others judgment cited above, p.
25, § 59). The Court also considers that it is open to the State to impose
restrictions on an individual’s right to respect for his private life where
there is a real threat to the armed forces’ operational effectiveness, as the
proper functioning of an army is hardly imaginable without legal rules designed
to prevent service personnel from undermining it. However, the national
authorities cannot rely on such rules to frustrate the exercise by individual
members of the armed forces of their right to respect for their private lives,
which right applies to service personnel as it does to others within the
jurisdiction of the State. Moreover, assertions as to a risk to operational
effectiveness must be “substantiated by specific examples” (see, mutatis
mutandis, the Vereinigung demokratischer Soldaten Österreichs and Gubi judgment
cited above, p. 17, §§ 36 and 38, and the Grigoriades judgment cited above, pp.
2589-90, § 45).
(ii) Application to the facts of the case
90. It is common ground that the sole reason for the investigations conducted
and for the applicants’ discharge was their sexual orientation. Concerning as it
did a most intimate aspect of an individual’s private life, particularly serious
reasons by way of justification were required (see paragraph 89 above). In the
case of the present applicants, the Court finds the interferences to have been
especially grave for the following reasons.
91. In the first place, the investigation process (see the Guidelines at
paragraph 49 above and the Government’s submissions at paragraph 80) was of an
exceptionally intrusive character.
Anonymous telephone calls to Ms Smith and to the service police, and information
supplied by the nanny of Mr Grady’s commander, prompted the investigations into
their sexual orientation, a matter which, until then, each applicant had kept
private. The investigations were conducted by the service police, whose
investigation methods were, according to the HPAT, based on criminal procedures
and whose presence the HPAT described as widely publicised and strongly resented
among the forces (see paragraph 49 above).
Once the matter was brought to the attention of the service authorities, Mr
Grady was required to return immediately (without his wife or children) to the
United Kingdom. While he was in the United Kingdom, detailed investigations into
his homosexuality began in the United States and included detailed and intrusive
interviews about his private life with his wife, a colleague, the latter’s
husband and the nanny who worked with his commander’s family.
Both applicants were interviewed and asked detailed questions of an intimate
nature about their particular sexual practices and preferences. Certain lines of
questioning of both applicants were, in the Court’s view, particularly intrusive
and offensive and, indeed, the Government conceded that they could not defend
the question put to Ms Smith about whether she had had a sexual relationship
with her foster daughter.
Ms Smith’s partner was also interviewed. Mr Grady’s accommodation was searched,
many personal items (including a letter to his homosexual partner) were seized
and he was later questioned in detail on the content of these items. After the
interviews, a service police report was prepared for the air force authorities
on each applicant’s homosexuality and related matters.
92. Secondly, the administrative discharge of the applicants had, as Sir Thomas
Bingham MR described, a profound effect on their careers and prospects.
Prior to the events in question, both applicants enjoyed relatively successful
service careers in their particular field. Ms Smith had over five years’ service
in the air force; she had been recommended for promotion, had been accepted for
a training course which would facilitate this promotion and was about to
complete the course final examinations. Her evaluations prior to and after her
discharge were very positive. Mr Grady had served in the air force for fourteen
years, being promoted to sergeant and posted to a high-security position in
Washington in 1991. His evaluations prior to and after his discharge were also
very positive with recommendations for further promotion. The Government
accepted in their observations that neither the service records nor the conduct
of the applicants gave any grounds for complaint and the High Court described
their service records as “exemplary”.
The Court notes, in this respect, the unique nature of the armed forces
(underlined by the Government in their pleadings before the Court) and,
consequently, the difficulty in directly transferring essentially military
qualifications and experience to civilian life. The Court recalls in this
respect that one of the several reasons why the Court considered Mrs Vogt’s
dismissal from her post as a schoolteacher to be a “very severe measure”, was
its finding that schoolteachers in her situation would “almost certainly be
deprived of the opportunity to exercise the sole profession for which they have
a calling, for which they have been trained and in which they have acquired
skills and experience” (Vogt judgment cited above, p. 29, § 60). In this regard,
the Court accepts that the applicants’ training and experience would be of use
in civilian life. However, it is clear that the applicants would encounter
difficulty in obtaining civilian posts in their areas of specialisation which
would reflect the seniority and status which they had achieved in the air force.
93. Thirdly, the absolute and general character of the policy which led to the
interferences in question is striking (see the Dudgeon judgment cited above, p.
24, § 61, and the Vogt judgment cited above, p. 28, § 59). The policy results in
an immediate discharge from the armed forces once an individual’s homosexuality
is established and irrespective of the individual’s conduct or service record.
With regard to the Government’s reference to the Kalaç judgment, the Court
considers that the compulsory retirement of Mr Kalaç is to be distinguished from
the discharge of the present applicants, the former having been dismissed on
grounds of his conduct while the applicants were discharged on grounds of their
innate personal characteristics.
94. Accordingly, the Court must consider whether, taking account of the margin
of appreciation open to the State in matters of national security, particularly
convincing and weighty reasons exist by way of justification for the
interferences with the applicants’ right to respect for their private lives.
95. The core argument of the Government in support of the policy is that the
presence of open or suspected homosexuals in the armed forces would have a
substantial and negative effect on morale and, consequently, on the fighting
power and operational effectiveness of the armed forces. The Government rely in
this respect on the report of the HPAT and, in particular, on Section F of the
report.
Although the Court acknowledges the complexity of the study undertaken by the
HPAT, it entertains certain doubts as to the value of the HPAT report for
present purposes. The independence of the assessment contained in the report is
open to question given that it was completed by Ministry of Defence civil
servants and service personnel (see paragraph 51 above) and given the approach
to the policy outlined in the letter circulated by the Ministry of Defence in
August 1995 to management levels in the armed forces (see paragraph 33 above).
In addition, on any reading of the report and the methods used (see paragraph 52
above), only a very small proportion of the armed forces’ personnel participated
in the assessment. Moreover, many of the methods of assessment (including the
consultation with policy-makers in the Ministry of Defence, one-to-one
interviews and the focus group discussions) were not anonymous. It also appears
that many of the questions in the attitude survey suggested answers in support
of the policy.
96. Even accepting that the views on the matter which were expressed to the HPAT
may be considered representative, the Court finds that the perceived problems
which were identified in the HPAT report as a threat to the fighting power and
operational effectiveness of the armed forces were founded solely upon the
negative attitudes of heterosexual personnel towards those of homosexual
orientation. The Court observes, in this respect, that no moral judgment is made
on homosexuality by the policy, as was confirmed in the affidavit of the Vice
Chief of the Defence Staff filed in the Perkins’ proceedings (see paragraph 50
above). It is also accepted by the Government that neither the records nor
conduct of the applicants nor the physical capability, courage, dependability
and skills of homosexuals in general are in any way called into question by the
policy.
97. The question for the Court is whether the above-noted negative attitudes
constitute sufficient justification for the interferences at issue.
The Court observes from the HPAT report that these attitudes, even if sincerely
felt by those who expressed them, ranged from stereotypical expressions of
hostility to those of homosexual orientation, to vague expressions of unease
about the presence of homosexual colleagues. To the extent that they represent a
predisposed bias on the part of a heterosexual majority against a homosexual
minority, these negative attitudes cannot, of themselves, be considered by the
Court to amount to sufficient justification for the interferences with the
applicants’ rights outlined above any more than similar negative attitudes
towards those of a different race, origin or colour.
98. The Government emphasised that the views expressed in the HPAT report served
to show that any change in the policy would entail substantial damage to morale
and operational effectiveness. The applicants considered these submissions to be
unsubstantiated.
99. The Court notes the lack of concrete evidence to substantiate the alleged
damage to morale and fighting power that any change in the policy would entail.
Thorpe LJ in the Court of Appeal found that there was no actual or significant
evidence of such damage as a result of the presence of homosexuals in the armed
forces (see paragraph 40 above), and the Court further considers that the
subsequent HPAT assessment did not, whatever its value, provide evidence of such
damage in the event of the policy changing. Given the number of homosexuals
dismissed between 1991 and 1996 (see paragraph 67 above), the number of
homosexuals who were in the armed forces at the relevant time cannot be said to
be insignificant. Even if the absence of such evidence can be explained by the
consistent application of the policy, as submitted by the Government, this is
insufficient to demonstrate to the Court’s satisfaction that
operational-effectiveness problems of the nature and level alleged can be
anticipated in the absence of the policy (see the Vereinigung demokratischer
Soldaten Österreichs and Gubi judgment cited above, p. 17, § 38).
100. However, in the light of the strength of feeling expressed in certain
submissions to the HPAT and the special, interdependent and closely knit nature
of the armed forces’ environment, the Court considers it reasonable to assume
that some difficulties could be anticipated as a result of any change in what is
now a long-standing policy. Indeed, it would appear that the presence of women
and racial minorities in the armed forces led to relational difficulties of the
kind which the Government suggest admission of homosexuals would entail (see
paragraphs 63 and 64 above).
101. The applicants submitted that a strict code of conduct applicable to all
personnel would address any potential difficulties caused by negative attitudes
of heterosexuals. The Government, while not rejecting the possibility out of
hand, emphasised the need for caution given the subject matter and the armed
forces context of the policy and pointed out that this was one of the options to
be considered by the next Parliamentary Select Committee in 2001.
102. The Court considers it important to note, in the first place, the approach
already adopted by the armed forces to deal with racial discrimination and with
racial and sexual harassment and bullying (see paragraphs 63-64 above). The
January 1996 Directive, for example, imposed both a strict code of conduct on
every soldier together with disciplinary rules to deal with any inappropriate
behaviour and conduct. This dual approach was supplemented with information
leaflets and training programmes, the army emphasising the need for high
standards of personal conduct and for respect for others.
The Government, nevertheless, underlined that it is “the knowledge or suspicion
of homosexuality” which would cause the morale problems and not conduct, so that
a conduct code would not solve the anticipated difficulties. However, in so far
as negative attitudes to homosexuality are insufficient, of themselves, to
justify the policy (see paragraph 97 above), they are equally insufficient to
justify the rejection of a proposed alternative. In any event, the Government
themselves recognised during the hearing that the choice between a conduct code
and the maintenance of the policy lay at the heart of the judgment to be made in
this case. This is also consistent with the Government’s direct reliance on
Section F of the HPAT’s report where the anticipated problems identified as
posing a risk to morale were almost exclusively problems related to behaviour
and conduct (see paragraphs 53-54 above).
The Government maintained that homosexuality raised problems of a type and
intensity that race and gender did not. However, even if it can be assumed that
the integration of homosexuals would give rise to problems not encountered with
the integration of women or racial minorities, the Court is not satisfied that
the codes and rules which have been found to be effective in the latter case
would not equally prove effective in the former. The “robust indifference”
reported by the HPAT of the large number of British armed forces’ personnel
serving abroad with allied forces to homosexuals serving in those foreign forces
serves to confirm that the perceived problems of integration are not insuperable
(see paragraph 59 above).
103. The Government highlighted particular problems which might be posed by the
communal accommodation arrangements in the armed forces. Detailed submissions
were made during the hearing, the parties disagreeing as to the potential
consequences of shared single-sex accommodation and associated facilities.
The Court notes that the HPAT itself concluded that separate accommodation for
homosexuals would not be warranted or wise and that substantial expenditure
would not, therefore, have to be incurred in this respect. Nevertheless, the
Court remains of the view that it has not been shown that the conduct codes and
disciplinary rules referred to above could not adequately deal with any
behavioural issues arising on the part either of homosexuals or of
heterosexuals.
104. The Government, referring to the relevant analysis in the HPAT report,
further argued that no worthwhile lessons could be gleaned from the relatively
recent legal changes in those foreign armed forces which now admitted
homosexuals. The Court disagrees. It notes the evidence before the domestic
courts to the effect that the European countries operating a blanket legal ban
on homosexuals in their armed forces are now in a small minority. It considers
that, even if relatively recent, the Court cannot overlook the widespread and
consistently developing views and associated legal changes to the domestic laws
of Contracting States on this issue (see the Dudgeon judgment cited above, pp.
23-24, § 60).
105. Accordingly, the Court concludes that convincing and weighty reasons have
not been offered by the Government to justify the policy against homosexuals in
the armed forces or, therefore, the consequent discharge of the applicants from
those forces.
106. While the applicants’ administrative discharges were a direct consequence
of their homosexuality, the Court considers that the justification for the
investigations into the applicants’ homosexuality requires separate
consideration in so far as those investigations continued after the applicants’
admissions of homosexuality. In Ms Smith’s case her admission was immediate and
Mr Grady admitted his homosexuality when his interview of 26 May 1994 commenced.
107. The Government maintained that investigations, including interviews and
searches, were necessary in order to detect false claims of homosexuality by
those seeking administrative discharges from the armed forces. The Government
cited five examples of individuals in the armed forces who had relatively
recently made such false claims in order to obtain discharge. However, and
despite the fact that Mr Grady’s family life could have led to some doubts about
the genuineness of the information received as to his homosexuality, it was and
is clear, in the Court’s opinion, that at the relevant time both Ms Smith and Mr
Grady wished to remain in the air force. Accordingly, the Court does not find
that the risk of false claims of homosexuality could, in the case of the present
applicants, provide any justification for their continued questioning.
108. The Government further submitted that the medical, security and
disciplinary concerns outlined by the HPAT justified certain lines of
questioning of the applicants. However, the Court observes that, in the HPAT
report, security issues relating to those suspected of being homosexual were
found not to stand up to close examination as a ground for maintaining the
policy. The Court is, for this reason, not persuaded that the risk of blackmail,
being the main security ground canvassed by the Government, justified the
continuation of the questioning of either of the present applicants. Similarly,
the Court does not find that the clinical risks (which were, in any event,
substantially discounted by the HPAT as a ground for maintaining the policy)
justified the extent of the applicants’ questioning. Moreover, no disciplinary
issue existed in the case of either applicant.
109. The Government, referring to the cautions given to the applicants at the
beginning of their interviews, further argued that the applicants were not
obliged to participate in the interview process. Moreover, Ms Smith was asked to
consent to her partner being interviewed and Mr Grady agreed to the search of
his accommodation and to hand over his electronic diary. The Court considers,
however, that the applicants did not have any real choice but to cooperate in
this process. It is clear that the interviews formed a standard and important
part of the investigation process which was designed to verify to “a high
standard of proof” the sexual orientation of the applicants (see the Guidelines
at paragraph 49 above and the Government’s submissions at paragraph 80). Had the
applicants not cooperated with the interview process, including with the
additional elements of this process outlined above, the Court is satisfied that
the authorities would have proceeded to verify the suspected homosexuality of
the applicants by other means which were likely to be less discreet. That this
was the alternative open to the applicants in the event of their failing to
cooperate was made clear to both applicants, and in particularly forthright
terms to Mr Grady.
110. In such circumstances, the Court considers that the Government have not
offered convincing and weighty reasons justifying the continued investigation of
the applicants’ sexual orientation once they had confirmed their homosexuality
to the air force authorities.
111. In sum, the Court finds that neither the investigations conducted into the
applicants’ sexual orientation, nor their discharge on the grounds of their
homosexuality in pursuance of the Ministry of Defence policy, were justified
under Article 8 § 2 of the Convention.
112. Accordingly, there has been a violation of Article 8 of the Convention.
II. alleged violation of Article 14 of the Convention taken in conjunction with
Article 8
113. The applicants also invoked Article 14 of the Convention taken in
conjunction with Article 8 in relation to the operation of the Ministry of
Defence policy against them. Article 14 reads as follows:
“The enjoyment of the rights and freedoms set forth in [the] Convention shall be
secured without discrimination on any ground such as sex, race, colour,
language, religion, political or other opinion, national or social origin,
association with a national minority, property, birth or other status.”
114. The Government argued that no separate issue arose under Article 14 of the
Convention and the applicants relied on their submissions outlined in the
context of Article 8 above.
115. The Court considers that, in the circumstances of the present case, the
applicants’ complaints that they were discriminated against on grounds of their
sexual orientation by reason of the existence and application of the policy of
the Ministry of Defence, amounts in effect to the same complaint, albeit seen
from a different angle, that the Court has already considered in relation to
Article 8 of the Convention (see the Dudgeon judgment cited above, pp. 25-26, §§
64-70).
116. Accordingly, the Court considers that the applicants’ complaints under
Article 14 in conjunction with Article 8 do not give rise to any separate issue.
III. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION taken alone and in
conjunction with Article 14
117. The applicants also complained, under Article 3 of the Convention taken
alone and in conjunction with Article 14, that the policy excluding homosexuals
from the armed forces and the consequent investigations and discharges amounted
to degrading treatment. Article 3 reads, in so far as relevant, as follows:
“No one shall be subjected to … degrading treatment or punishment.”
118. The Government submitted that, given the serious and reasonable basis and
aim of the policy (maintaining the fighting power and operational effectiveness
of the armed forces) and the absence of any intention to degrade or humiliate,
the policy cannot be categorised as degrading. They argued that the East African
Asians case (applications nos. 4403/70 et sqq., East African Asians v. the
United Kingdom, Commission’s report of 14 December 1973, Decisions and Reports
78-A, p. 5) to which the applicants referred, was not relevant as it dealt with
racial discrimination. They agreed that the investigation process was not
pleasant but argued that, given the matter at issue, intimate questions were
inevitable and that the aim was not to humiliate persons but to deal with cases
as quickly and as discreetly as possible. The Government again pointed out that
the applicants chose to participate in the interviews.
119. The applicants maintained that their discriminatory treatment, based on
crude stereotyping and prejudice, denied and caused affront to their
individuality and dignity and, as such, amounted to treatment contrary to
Article 3. The distinction made by the Government in relation to the above-cited
East African Asians case was a technical one since the applicants were labelled
and categorised, a process which debased and denigrated each applicant’s
existence and character. Moreover, treatment contrary to Article 3 could not be
justified. As to the suggestion that they could have chosen not to participate
in the interviews, they submitted that their complaint related to the entire
investigation and dismissal process; the caution given was in fact the standard
caution given to a criminal suspect and the very fact that questions were put
was hurtful and degrading. The absence of a legal obligation to answer the
questions in no way mitigated that effect since they had to cooperate in order
to keep the investigations as discreet as possible. In any event, the questions
extended significantly beyond an inquiry into sexual orientation in that they
were questioned after they admitted their sexual orientation and many questions
were prurient and offensive.
120. The Court recalls that ill-treatment must attain a minimum level of
severity if it is to fall within the scope of Article 3 of the Convention. The
assessment of that minimum is relative and depends on all the circumstances of
the case, such as the duration of the treatment and its physical or mental
effects (see the Ireland v. the United Kingdom judgment of 18 January 1978,
Series A no. 25, p. 65, § 162).
It is also recalled that treatment may be considered degrading if it is such as
to arouse in its victims feelings of fear, anguish and inferiority capable of
humiliating and debasing them and possibly breaking their physical or moral
resistance (see the Ireland v. the United Kingdom judgment cited above, pp.
66-67, § 167). Moreover, it is sufficient if the victim is humiliated in his or
her own eyes (see the Tyrer v. the United Kingdom judgment of 25 April 1978,
Series A no. 26, p. 16, § 32).
121. The Court has outlined above why it considers that the investigation and
discharge together with the blanket nature of the policy of the Ministry of
Defence were of a particularly grave nature (see paragraphs 90-93 above).
Moreover, the Court would not exclude that treatment which is grounded upon a
predisposed bias on the part of a heterosexual majority against a homosexual
minority of the nature described above could, in principle, fall within the
scope of Article 3 (see, mutatis mutandis, the Abdulaziz, Cabales and Balkandali
v. the United Kingdom judgment of 28 May 1985, Series A no. 94, p. 42, §§
90-91).
122. However, while accepting that the policy, together with the investigation
and discharge which ensued, were undoubtedly distressing and humiliating for
each of the applicants, the Court does not consider, having regard to all the
circumstances of the case, that the treatment reached the minimum level of
severity which would bring it within the scope of Article 3 of the Convention.
123. Accordingly, the Court concludes that there has been no violation of
Article 3 of the Convention taken alone or in conjunction with Article 14.
IV. ALLEGED VIOLATION OF ARTICLE 10 of the convention taken alone and in
CONjunction with Article 14
124. The applicants further complained under Article 10 of the Convention, taken
alone and in conjunction with Article 14, about the limitation imposed by the
existence and operation of the policy of the Ministry of Defence on their right
to give expression to their sexual identity. Article 10, in so far as relevant,
reads as follows:
“1. Everyone has the right to freedom of expression. This right shall include
freedom to hold opinions and to receive and impart information and ideas without
interference by public authority …
2. The exercise of these freedoms, since it carries with it duties and
responsibilities, may be subject to such formalities, conditions, restrictions
or penalties as are prescribed by law and are necessary in a democratic society,
in the interests of national security, … for the prevention of disorder …”
125. The Government maintained that freedom of expression was not an issue in
these cases. They submitted that the applicants were free to express information
and ideas and to inform others of their sexual orientation. The investigations
and their discharges were not the result of any expression of information or
ideas but rather a consequence of the fact of their homosexuality which, until
they came under investigation, they had chosen to conceal. In any event, any
interference with the applicants’ freedom of expression was justified for the
reasons outlined in the context of Article 8 and, accordingly, no separate issue
arose under Article 10.
126. The applicants argued that the right to give expression to one’s sexuality
encapsulated opinions, ideas and information essential to an individual and his
or her identity. The policy of the Ministry of Defence forced them to live
secret lives denying them the simple opportunity to communicate openly and
freely their own sexual identity which, in turn, had a chilling effect on them
and was a powerful inhibiting factor in their right to express themselves. For
the reasons outlined in the context of Article 8, the applicants submitted that
the interference with their right to freedom of expression did not comply with
the requirements of the second paragraph of Article 10 of the Convention. They
added that any restriction on freedom of expression, including the expression of
one’s sexual orientation, must be narrowly interpreted and the Government’s
reliance solely on the justification offered for the interferences with their
Article 8 rights was, therefore, insufficient in the Article 10 context. Given
the fact that expression which might shock, offend or disturb was protected, the
mere fact that members of the armed forces would, as the Government submitted,
have been upset by the presence of known homosexuals was insufficient
justification for an interference under Article 10 of the Convention.
Finally, the applicants maintained that the Government’s submission as to their
freedom to express their homosexuality was hardly credible. If the applicants
had done so, they would have been immediately investigated and discharged; that
was what effectively happened.
127. The Court would not rule out that the silence imposed on the applicants as
regards their sexual orientation, together with the consequent and constant need
for vigilance, discretion and secrecy in that respect with colleagues, friends
and acquaintances as a result of the chilling effect of the Ministry of Defence
policy, could constitute an interference with their freedom of expression.
However, the Court notes that the subject matter of the policy and,
consequently, the sole ground for the investigation and discharge of the
applicants, was their sexual orientation which is “an essentially private
manifestation of human personality” (see the Dudgeon judgment cited above, p.
23, § 60). It considers that the freedom of expression element of the present
case is subsidiary to the applicants’ right to respect for their private lives
which is principally at issue (see, mutatis mutandis, the Kokkinakis v. Greece
judgment of 25 May 1993, Series A no. 260-A, p. 23, § 55, and the Larissis and
Others v. Greece judgment of 24 February 1998, Reports 1998-I, p. 383, § 64).
128. Consequently, the Court considers that it is not necessary to examine the
applicants’ complaints under Article 10 of the Convention, either taken alone or
in conjunction with Article 14.
V. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
129. Finally, the applicants complained of a violation of Article 13 of the
Convention, in that they had no effective remedy before a national authority in
respect of the violations of the Convention of which they were victims. Article
13 reads, in so far as relevant, as follows:
“Everyone whose rights and freedoms as set forth in [the] Convention are
violated shall have an effective remedy before a national authority …”
130. The Government maintained, referring to the Vilvarajah case (Vilvarajah and
Others v. the United Kingdom judgment of 30 October 1991, Series A no. 215),
that proceedings by way of judicial review afforded an effective remedy to the
applicants. The applicants were able to, and did, advance the substance of the
Convention arguments before the domestic courts which were, in turn, relied upon
by the applicants before this Court. Any difference between the judicial review
test and the test under the Convention was not central to the issues in this
case and the essential reasoning of the Court of Appeal mirrored that which
underpinned the Convention margin of appreciation. Both the domestic courts and
the Convention organs retained a supervisory role to ensure that the State did
not abuse its powers or exceed its margin of appreciation.
131. The applicants submitted that Article 13 contained two minimum
requirements. First, the relevant national authority had to have jurisdiction to
examine the substance of an individual’s complaint by reference to the
Convention or other corresponding provisions of national law and, secondly, that
authority had to have jurisdiction to grant a remedy if it accepted that the
individual’s complaint was well-founded. Moreover, the precise scope of the
obligations under Article 13 would depend on the nature of the individual’s
complaint. The context of the present case was the application of a blanket
policy which interfered with the Article 8 rights of a minority group and not an
assessment of an individual extradition or expulsion in the context of Article 3
as in the Soering and Vilvarajah cases (Soering v. the United Kingdom judgment
of 7 July 1989, Series A no. 161, and the Vilvarajah and Others judgment cited
above).
132. In the applicants’ view, the judicial review remedy did not meet the first
of these requirements of Article 13 for two connected reasons. Since the
Ministry of Defence policy was a blanket policy admitting of no exceptions, it
was impossible for the domestic courts to consider the merits of the applicants’
individual complaints. However, the impact of the policy on them varied from
case to case. In contrast, the domestic courts could and indeed were bound to
apply the “most anxious scrutiny” to the individual facts in the above-mentioned
extradition and expulsion cases of Soering and Vilvarajah. Secondly, the
domestic courts could not ask themselves whether a fair balance had been struck
between the general interest and the applicants’ rights. The domestic courts
were confined to asking themselves whether it had been shown that the policy as
a whole was irrational or perverse and the burden of proving irrationality was
on the applicants. They were required to show that the policy-maker had “taken
leave of his senses” and the applicants had to show that this high threshold had
been crossed before the domestic courts could intervene. Moreover, the
applicants pointed to the comments of the High Court and of the Court of Appeal
as the best evidence that those courts lacked jurisdiction to deal with the
substance of the applicants’ Convention complaints. In this context, the Soering
and Vilvarajah cases cited above could be distinguished because the test applied
in judicial review proceedings concerning proposed extraditions and expulsions
happened to coincide with the Convention test.
133. The applicants further contended that their judicial review proceedings did
not comply with the second requirement of Article 13 because the domestic courts
were not able to grant a remedy even though four out of the five judges who
examined the applicants’ case considered that the policy was not justified.
134. Although the applicants invoked Article 13 of the Convention in relation to
all of their complaints, the Court recalls that it is the applicants’ right to
respect for their private lives which is principally at issue in the present
case (see paragraph 127 above). In such circumstances, it is of the view that
the applicants’ complaints under Article 13 of the Convention are more
appropriately considered in conjunction with Article 8.
135. The Court recalls that Article 13 guarantees the availability of a remedy
at national level to enforce the substance of Convention rights and freedoms in
whatever form they may happen to be secured in the domestic legal order. Thus,
its effect is to require the provision of a domestic remedy allowing the
competent national authority both to deal with the substance of the relevant
Convention complaint and to grant appropriate relief. However, Article 13 does
not go so far as to require incorporation of the Convention or a particular form
of remedy, Contracting States being afforded a margin of appreciation in
conforming with their obligations under this provision. Nor does the
effectiveness of a remedy for the purposes of Article 13 depend on the certainty
of a favourable outcome for the applicant (see the Vilvarajah and Others
judgment cited above, p. 39, § 122).
136. The Court has found that the applicants’ right to respect for their private
lives (see paragraph 112 above) was violated by the investigations conducted and
by the discharge of the applicants pursuant to the policy of the Ministry of
Defence against homosexuals in the armed forces. As was made clear by the High
Court and the Court of Appeal in the judicial review proceedings, since the
Convention did not form part of English law, questions as to whether the
application of the policy violated the applicants’ rights under Article 8 and,
in particular, as to whether the policy had been shown by the authorities to
respond to a pressing social need or to be proportionate to any legitimate aim
served, were not questions to which answers could properly be offered. The sole
issue before the domestic courts was whether the policy could be said to be
“irrational”.
137. The test of “irrationality” applied in the present case was that explained
in the judgment of Sir Thomas Bingham MR: a court was not entitled to interfere
with the exercise of an administrative discretion on substantive grounds save
where the court was satisfied that the decision was unreasonable in the sense
that it was beyond the range of responses open to a reasonable decision-maker.
In judging whether the decision-maker had exceeded this margin of appreciation,
the human rights context was important, so that the more substantial the
interference with human rights, the more the court would require by way of
justification before it was satisfied that the decision was reasonable.
It was, however, further emphasised that, notwithstanding any human rights
context, the threshold of irrationality which an applicant was required to
surmount was a high one. This is, in the view of the Court, confirmed by the
judgments of the High Court and the Court of Appeal themselves. The Court notes
that the main judgments in both courts commented favourably on the applicants’
submissions challenging the reasons advanced by the Government in justification
of the policy. Simon Brown LJ considered that the balance of argument lay with
the applicants and that their arguments in favour of a conduct-based code were
powerful (see paragraph 30 above). Sir Thomas Bingham MR found that those
submissions of the applicants were of “very considerable cogency” and that they
fell to be considered in depth with particular reference to the potential
effectiveness of a conduct-based code (see paragraph 37 above). Furthermore,
while offering no conclusive views on the Convention issues raised by the case,
Simon Brown LJ expressed the opinion that “the days of the policy were numbered”
in light of the United Kingdom’s Convention obligations (see paragraph 31
above), and Sir Thomas Bingham MR observed that the investigations and the
discharge of the applicants did not appear to show respect for their private
lives. He considered that there might be room for argument as to whether there
had been a disproportionate interference with their rights under Article 8 of
the Convention (see paragraph 38 above).
Nevertheless, both courts concluded that the policy could not be said to be
beyond the range of responses open to a reasonable decision-maker and,
accordingly, could not be considered to be “irrational”.
138. In such circumstances, the Court considers it clear that, even assuming
that the essential complaints of the applicants before this Court were before
and considered by the domestic courts, the threshold at which the High Court and
the Court of Appeal could find the Ministry of Defence policy irrational was
placed so high that it effectively excluded any consideration by the domestic
courts of the question of whether the interference with the applicants’ rights
answered a pressing social need or was proportionate to the national security
and public order aims pursued, principles which lie at the heart of the Court’s
analysis of complaints under Article 8 of the Convention.
The present applications can be contrasted with the cases of Soering and
Vilvarajah cited above. In those cases, the Court found that the test applied by
the domestic courts in applications for judicial review of decisions by the
Secretary of State in extradition and expulsion matters coincided with the
Court’s own approach under Article 3 of the Convention.
139. In such circumstances, the Court finds that the applicants had no effective
remedy in relation to the violation of their right to respect for their private
lives guaranteed by Article 8 of the Convention. Accordingly, there has been a
violation of Article 13 of the Convention.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
140. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the
Protocols thereto, and if the internal law of the High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction to the injured party.”
141. The applicants submitted detailed claims for compensation in respect of
pecuniary and non-pecuniary damage and for the reimbursement of their costs and
expenses. However, they required further information from the Government before
they could complete their proposals.
142. The Government argued at the hearing that a finding of a violation would be
sufficient just satisfaction or, in the alternative, that the submissions of the
applicants were inflated. The Government also required further time to respond
in detail to the applicants’ definitive proposals.
143. The Court has already agreed to provide further time to the parties to
submit their definitive just satisfaction proposals. Accordingly, the Court
considers that the question raised under Article 41 is not yet ready for
decision. It is, accordingly, necessary to reserve it and to fix the further
procedure, account being taken of the possibility of an agreement between the
parties (Rule 75 § 4 of the Rules of Court).
FOR THESE REASONS, THE COURT unanimously
1. Holds that there has been a violation of Article 8 of the Convention;
2. Holds that no separate issue arises under Article 14 of the Convention taken
in conjunction with Article 8;
3. Holds that there has been no violation of Article 3 of the Convention taken
either alone or in conjunction with Article 14;
4. Holds that it is not necessary to examine the applicants’ complaints under
Article 10 of the Convention taken either alone or in conjunction with Article
14;
5. Holds that there has been a violation of Article 13 of the Convention;
6. Holds that the question of the application of Article 41 of the Convention is
not ready for decision;
Consequently,
(a) reserves the said question;
(b) invites the parties to notify the Court of any agreement they may reach;
(c) reserves the further procedure and delegates to the President the power to
fix the same if need be.
Done in English and in French, and delivered at a public hearing in the Human
Rights Building, Strasbourg, on 27 September 1999.
S. Dollé J.-P. Costa
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules
of Court, the partly concurring, partly dissenting opinion of Mr Loucaides is
annexed to this judgment.
J.-P.C.
S.D.
PARTLY concurring, partly DISSENTING
OPINION OF JUDGE loucaides
I agree with the majority on all points except as regards the finding that there
has been a violation of Article 8 of the Convention by reason of the applicants’
discharge from the armed forces on account of their homosexuality.
In this respect I have been convinced by the argument of the Government that
particular problems might be posed by the communal accommodation arrangements in
the armed forces. The applicants would have to share single-sex accommodation
and associated facilities (showers, toilets, etc.) with their heterosexual
colleagues. To my mind, the problems in question are in substance analogous to
those which would result from the communal accommodation of male members of the
armed forces with female members. What makes it necessary for males not to share
accommodation and other associated facilities with females is the difference in
their sexual orientation. It is precisely this difference between homosexuals
and heterosexuals which makes the position of the Government convincing.
I find the answer given by the majority regarding this aspect of the case
unsatisfactory. The Court noted (at paragraph 103 of the judgment) that the HPAT
considered that “separate accommodation for homosexuals would not be warranted
or wise” and the Court found that, in any case, “it ha[d] not been shown that
the conduct codes and disciplinary rules ... could not adequately deal with any
behavioural issues arising on the part either of homosexuals or of
heterosexuals”. The fact that separate accommodation is not “warranted or wise”
does not justify communal accommodation if such accommodation is really
problematic. On the other hand, “conduct codes and disciplinary rules” cannot
change the sexual orientation of people and the relevant problems which – for
the purposes of the issue under consideration – in the analogous case of women
makes it incumbent to accommodate them separately from male soldiers. It is the
compulsory living together of groups of people of different sexual orientation
which creates the problem. I should add here that if homosexuals had a right to
be members of the armed forces their sexual orientation could become known
either through them disclosing it or manifesting it in some way.
The aim of not allowing homosexuals in the armed forces was to ensure the
operational effectiveness of the armed forces and to this extent the resulting
interferences pursued the legitimate aims of “the interests of national
security” and “the prevention of disorder”. This was accepted by the Court. My
disagreement with the majority relates to the question of whether the
interference in the present case can be considered “necessary in a democratic
society” for the aim in question. The majority underlined the principle that
when the relevant restrictions to a Convention right concern a most intimate
part of an individual’s private life there must exist particularly
serious reasons before the interferences can satisfy the requirements of Article
8 of the Convention. However, I agree with the Government that the narrow margin
of appreciation which is applied to cases involving intimate private-life
matters is widened in cases like the present, in which the legitimate aim of the
relevant restriction relates to the operational effectiveness of the armed
forces and, therefore, to the interests of national security. This, I think, is
the logical connotation of the principle that, in assessing the pressing social
need in cases of interferences with the right to respect for an individual’s
private life from the standpoint of the protection of national security, the
State has a wide margin of appreciation (see the Leander v. Sweden judgment of
26 March 1987, Series A no. 116, p. 25, § 59).
Regard must also be had to the principle that limitations incapable of being
imposed on civilians may be placed on certain of the rights and freedoms of
members of the armed forces (see the Kalaç v. Turkey judgment of 1 July 1997,
Reports of Judgments and Decisions 1997-IV, p. 1209, § 28).
I believe that the Court should not interfere simply because there is a
disagreement with the necessity of the measures taken by a State. Otherwise the
concept of the margin of appreciation would be meaningless. The Court may
substitute its own view for that of the national authorities only when the
measure is patently disproportionate to the aim pursued. I should add that the
wider the margin of appreciation allowed to the State, the narrower should be
the scope for interference by the Court.
I do not think that the facts of the present case justify our Court’s
interference. As I have already stated above, the sexual orientation of
homosexuals does create the problems highlighted by the Government as a result
of the communal accommodation with heterosexuals. There is nothing patently
disproportionate in the approach of the Government. On the contrary, it was in
the circumstances reasonably open to them to adopt the policy of not allowing
homosexuals in the armed forces. This condition was made clear to the applicants
before their recruitment. It was not imposed afterwards (cf. the Young, James
and Webster v. the United Kingdom judgment of 13 August 1981, Series A no. 44,
p. 25, § 62). In this respect it may be useful to add that the Convention does
not guarantee the right to serve in the armed forces (see Marangos v. Cyprus,
application no. 31106/96, Commission decision of 3 December 1997, p. 14,
unreported).
In the circumstances, I find that the applicants’ discharge on account of their
homosexuality in pursuance of the Ministry of Defence policy was justified under
Article 8 § 2 of the Convention, as being necessary in a democratic society in
the interests of national security and the prevention of disorder.
Notes by the Registry
1. The Rules of Court came into force on 1 November 1998.
2. The Court’s decision is obtainable from the Registry.