Caso de Gul contra Turquía, de 14/12/2000
Preliminary objection rej
EUROPEAN COURT OF HUMAN RIGHTS
FOURTH SECTION
CASE OF GÜL v. TURKEY
(Application no. 22676/93)
JUDGMENT
STRASBOURG
14 December 2000
In the case of Gül v. Turkey,
The European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Mr G. Ress, President,
Mr A. Pastor Ridruejo,
Mr V. Butkevych,
Mrs N. Vajic,
Mr J. Hedigan,
Mrs S. Botoucharova, judges,
Mr F. Gölcüklü, ad hoc judge,
and Mr V. Berger, Section Registrar,
Having deliberated in private on 22 June and 21 November 2000,
Delivers the following judgment, which was adopted on the last- mentioned date:
PROCEDURE
1. The case was referred to the Court in accordance with the provisions
applicable prior to the entry into force of Protocol No. 11 to the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the Convention”)1
by the European Commission of Human Rights (“the Commission”) (Article 5 § 4 of
Protocol No. 11 and former Articles 47 and 48 of the Convention).
2. The case originated in an application (no. 22676/93) against the Republic of
Turkey lodged with the European Commission of Human Rights (“the Commission”)
under former Article 25 of the Convention for the Protection of Human Rights and
Fundamental Freedoms (“the Convention”) by a Turkish national, Mehmet Gül (“the
applicant”), on 25 August 1993.
3. The applicant was represented by Mr K. Boyle and Ms F. Hampson, lawyers
practising in the United Kingdom. The Turkish Government (“the Government”) were
represented by their Agent, Mr S. Alpaslan.
4. The applicant alleged that his son Mehmet Gül had been shot dead by police
officers who had fired their weapons through the door of his home without any
justification and that he had had no effective access to court or remedy in
respect of this. He invoked Articles 2, 6 and 13 of the Convention on behalf of
himself, his deceased son and his deceased son’s wife and children.
5. The application was declared admissible by the Commission on 3 April 1995. In
its report of 27 October 1999 (former Article 31 of the Convention), it
expressed the opinion unanimously that there had been a violation of Article 2
and Article 13 of the Convention. In accordance with Article 5 § 4 of Protocol
No. 11 to the Convention, the case was assigned to the Fourth Section.
6. The Chamber constituted within the Section included ex officio Mr R. Türmen,
the judge elected in respect of Turkey (Article 27 § 2 of the Convention and
Rule 26 § 1 (a) of the Rules of Court) and Mr G. Ress, President of the Section
(Rules 12 and 26 § 1 (a)). The other members designated by the latter to
complete the Chamber were Mr Pastor Ridruejo, Mr Butkevych, Mrs Vajic, Mr
Hedigan and Mrs Botoucharova.
7. Subsequently, Mr Türmen withdrew from sitting in the Chamber (Rule 28). The
Government accordingly appointed Mr F. Gölcüklü to sit as an ad hoc judge (Article
27 § 2 of the Convention and Rule 29 § 1).
8. The applicant and the Government each filed observations on the merits.
9. On 22 June 2000, having consulted the parties, the Chamber decided that no
hearing on the merits was required (Rule 59 § 2 in fine).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
10. The facts of the case, particularly concerning events on 8 March 1993 when
Mehmet Gül, the applicant’s son, was shot dead by police officers firing through
the door of his apartment during a search operation in Bozova, were disputed by
the parties. The Commission, pursuant to former Article 28 § 1 (a) of the
Convention, conducted an investigation with the assistance of the parties.
The Commission heard witnesses in Ankara from 15 to 19 February 1999. These
included the applicant; Filiz Gül, his daughter-in-law and widow of his deceased
son; Mustafa Gül, his son; Mustafa Gül, the applicant’s nephew; two neighbours,
Mustafa Hakki Ocakoglu and Ömer Kaya; Erhan Güder, the Bozova district gendarme
commander, who set up the operation on 8 March 1993; Fahrettin Ilgun, leader of
the special operations team which opened fire; Murat Sönmezyurt, Enis Ünlü,
Lüfti Demirtürkoglu, Recep Dogan and Sener Karamurat, members of the team;
Mehmet Meral, Bozova police superintendant, and police officers Mehmet Toprak,
Sahin Yakut, Mehmet Telçi and Ömer Avci, who attended the scene of the incident;
Kamil Çetinkaya and Fikret Yilmaz, Bozova public prosecutors involved in the
investigation; Ali Riza Uytun, Sanliurfa public prosecutor, who attended the
autopsy; Ömer Koçaslan, Sanliurfa public prosecutor involved in the criminal
trial of the three police officers who opened fire; Güven Sagban, gendarme
lieutenant who gave an expert opinion to the court in the criminal trial; Güner
Kalkendelen, a police operations expert who gave an opinion in the trial; and
Teyfik Ziayeddin Akbulut, the provincial governor of Sanliurfa, who authorised
the operation.
11. The Commission’s findings of fact are set out in its report of 27 October
1999 and summarised below (Section A). The applicant accepts the Commission’s
findings of fact. The Government’s submissions concerning the facts are
summarised below (Section B).
A. The Commission’s findings of fact
12. Bozova was a small town, of about 15-16,000 people, located about 36 km from
Sanliurfa in the south-east region of Turkey. It was close to the Atatürk dam
which was perceived as a possible target for the PKK (the Kurdish Workers’
Party). A company of commandos was stationed there. There was no evidence that
PKK activity was particularly prevalent in Bozova itself or that there were any
significant security problems.
13. The applicant, a business-man and an official in the local branch of the
True Path Party, was well-known in Bozova and a respected citizen, unsuspected
of any illicit activities. His son Mehmet Gül was less well-known, running a
petrol station for him. There was no evidence prior to the events of 7-8 March
1993 that he was suspected of involvement with the PKK.
14. On 7 March 1993, Major Güder, the provincial gendarme commander, received a
telephone call from an informant, naming three to four terrorists and indicating
the addresses in Bozova where they could be found. Major Güder informed the
provincial governor Ziyaeddin Akbulut at about 19.00 to 19.30 hours. The
governor authorised the search operation proposed by Major Güder to locate the
terrorists and the allocation of personnel from Sanliurfa to assist, who were to
be chosen by the Sanliurfa police chief Mustafa Cebe.
15. A meeting was held on the night of 7 March 1993, at about 20.30 hours, at
the district gendarme headquarters to plan the search operation, attended by the
district governor, Major Güder the district gendarme commander, the deputy
police chief of Bozova (Fatih Güner) and possibly a number of other local police
officers. The information given at the meeting did not clearly emerge in the
evidence before the Commission - the names and code names of the terrorists who
had been seen were mentioned and a number of addresses. As a large number of
addresses were searched during the night, the search was wider than the
addresses originally mentioned by the informant. The basis on which those
addresses were chosen was not established. Mehmet Gül had not been named as one
of the terrorists by the informant and the reason why his apartment was to be
searched was not provided in any of the written or oral evidence.
16. Between 22.00 and 23.00 hours, a special operations team of twelve officers,
assigned by the Sanliurfa police chief, arrived in Bozova. The acting team
leader was Fahrettin Ilgun. The team members were briefed by their leader. Their
recollection of what they were told varied considerably. It appeared however
that they had been given a strong indication that PKK terrorists would be likely
to be present at the address. No instructions were given to them about the use
of their weapons or the tactics to be used to gain entry to the apartment if
there was resistance. No details were given concerning the other people who
lived in the Gül apartment block. The Commission found insufficient evidence to
support the allegation of the applicant that the special operations team was
assigned and instructed for the purpose of carrying out a “point operation”,
namely, an operation in which it was planned to use lethal force against an
identified target in an extra-judicial execution-type raid. The Commission
commented that the lack of contemporaneous documentary evidence concerning the
planning of the operation hampered its assessment of this aspect of the case.
17. The house searches had begun before the arrival of the special operations
team. A search report indicated that by 23.20 hours eight searches had been
carried out. The house of Mustafa Gül, the applicant’s nephew, who lived 150
metres from the applicant’s apartment block was searched between 22.00 hours and
23.00 hours by local police officers, and proceeded in a polite, unaggressive
manner. Nothing was found which supported the information given by the informant
earlier in the day.
18. Shortly before 01.00 hours, the special operations team arrived at the
applicant’s apartment block with the intention of carrying out a search of
Mehmet Gül’s flat.
19. The Gül apartment block had streets on three sides and a garden on the
fourth. On the ground floor, there were commercial premises; on the first floor,
Mustafa Gül and his family lived in a flat on the left-hand side while Mehmet
Gül and his family lived in a flat on the right-hand side. There were stairs
leading up to the first floor from both the left and right corners of the side
of the house facing the garden. The applicant occupied the flat on the second
floor which was reached by a flight of stairs, which descended onto the balcony
outside Mehmet Gül’s apartment. There was a partition separating the balcony
into two areas in front of the two flats respectively. The stairs on each level
were open, with railings. The area outside the flat was described as a balcony
but there were differing descriptions of its dimensions and, particularly,
whether it was a closed or open space. Videotapes provided by the parties did
not elucidate the matter as there had been extensive alterations to the building
since the events in issue. The videotapes did show that the stairwell to the
second floor was located in the area in front of Mehmet Gül’s front door.
20. The entrance to Mehmet Gül’s flat was an iron door, which was secured by a
lock, which was turned by a key, and also by a bolt. The door opened inwards.
Outside, on the left of the door, was the kitchen window. Inside, on entering
the flat, a hall ran straight ahead 5 metres to the sitting room. Leading from
left of the hallway was the kitchen, then a WC and bathroom. On the right of the
corridor, there was a bedroom where the children slept, then a spare bedroom and
furthest from the entrance the bedroom where Mehmet Gül and his wife slept.
21. As the search operation at the flat commenced, two police officers, Meral
and Avci, were in position outside the house, in the street where they could see
who entered and left the building. Six of the special operation team ensured the
security of the house - Cahit Inal, Sadik Ergüler, Hasan Söylemez, Bülent Torent,
Murat Avan and Nurettin Yildiz. None of these men were in a position in which
they had a view of the first floor of the house. Six of the special operations
officers (Fahrettin Ilgün, the team leader, Murat Sönmezyurt, Recep Dogan, Enis
Ünlü, Lüfti Demirtürkoglu, Sener Karamurat) went up the stairs to the first
floor. The positions of these officers were obscure. Their oral and written
evidence was in many instances inconsistent. It appeared that Fahrettin Ilgun,
in position near the door of Mustafa Gül’s flat was not able to see clearly what
occurred in front of Mehmet Gül’s flat. Murat Sönmezyurt was either on the
stairs leading to the second floor or the ground floor and also unable to see
what occurred. Sener Karamurat claimed that he was watching up the staircase
towards a window and did not see anything, as he was behind an iron partition to
the right of the door. There was however general agreement that Enis Ünlü was on
the left side of the door to Mehmet Gül’s flat, while Recep Dogan and Lüfti
Demirtürkoglu were nearby, providing him with cover.
22. Many of the details surrounding what occurred next were in dispute. The
Commission found considerable difficulties attaching to the evidence of the
three special team officers at the door, who alleged that, after Enis Ünlü had
knocked on the door giving loud warnings to open up, the door had swung abruptly
open, Mehmet Gül had fired a shot through the door with a pistol and closed the
door again. They had then opened fire on the door with a view to forcing it open,
accidentally inflicting multiple wounds on Mehmet Gül who was behind the door.
The Commission found their testimony lacking in reliability and credibility and
that it was in some respects incredible. Their account gave an impression of
being embroidered to present as exculpatory a picture as possible. On the other
hand, it found the evidence of Filiz Gül and Mustafa Gül, who were immediate
witnesses of events, to be on the whole consistent, credible and convincing.
Their accounts were in many respects supported by the testimony of the applicant
and the other non-official witnesses.
23. On the basis of its assessment of the evidence, the Commission found that
there was no prolonged knocking on the door or any verbal warning given to those
inside the flat. Mehmet Gül came to the door in answer to a light knocking. It
was highly probable that the officers outside started firing through the door,
as Mehmet Gül was in the process of opening the lock. It was possible that the
click of the key turning sounded like a gun being cocked and that this triggered
their reaction. The intensity of the firing destroyed fingers on Mehmet Gül’s
right hand and inflicted numerous wounds. As he turned away from the door, a
bullet struck him in the back inflicting a fatal injury. He staggered back up
the corridor, leaving blood stains against the wall. His wife, Filiz Gül,
collided with him in the doorway of the bedroom and he collapsed on a sofa bed
in that room. Meanwhile, in the flat next door, Mustafa Gül had heard the
shooting and after opening his door briefly, he realised that it was the police
and came out. He was forced onto the ground with a gun to his head. When the
applicant came downstairs, he saw Mustafa on the ground held at gunpoint by a
security officer. He also saw that the lights were out and switched the mains
switch back on. The applicant and Mustafa participated in the efforts to open
the door by physical force as the lock had jammed under the force of the bullets
and Filiz Gül had been unable to open it from the inside. When the door was
kicked open, the applicant and Mustafa entered the flat to find his injured son
at the same time as, or shortly after, police officers entered.
24. The applicant and other members of the family carried the severely injured
Mehmet Gül downstairs and carried him to the local health centre in the
applicant’s car. There, he was transferred to an ambulance which took him to
Sanliurfa hospital. He died however prior to his arrival. His body was taken to
the morgue.
25. Meanwhile, a search was carried out at Mehmet Gül’s flat. An incident report,
and numerous statements of police officers, recorded that two guns were found in
the flat - a Browning cocked with a bullet in the barrel and a French 10 rounder
- and that a 9 mm empty cartridge was found in the corridor near the front door.
These documents did not identify which of the signatories in fact witnessed the
finding of these objects. The oral testimonies of the officers were confused and
contradictory. No one was able to say who had found the French 10 rounder as
alleged in a wardrobe. While Telçi claimed to have found the Browning, he was
unable to recall whether it was bloodstained or not. There was no evidence that
any precautions were taken in handling the guns with a view to preserving any
forensic evidence. The finding of the guns was not properly recorded. They were
not delivered to the public prosecutor until 12 March, three days later. The
photograph taken of the guns shows them sitting on a desk, either at the police
station or the prosecutor’s office. The Commission did not find it established
that the guns were found in the flat as alleged by the officers.
26. The special operations team returned to Sanliurfa after the search. They
were not required to hand in their guns for examination or to account for the
bullets expended during the operation.
27. The body of Mehmet Gül was examined by a doctor at Sanliurfa hospital at
about 02.00 hours in the presence of the Sanliurfa public prosecutor Ali Riza
Uytun. The report which was drawn up was brief. It did not number the injuries
on the body, giving only a general reference to grazes, cuts and erosions. No
sketch was made of the location of injuries nor were any photographs taken. His
family - Mustafa Gül the son and Mustafa Gül the nephew - described the body as
showing numerous bullet injuries, from the waist downwards. There was no full
autopsy carried out, nor any X-rays taken. The public prosecutor Uytun
considered that this was unnecessary as the cause of death - the bullet injury
to the right kidney - was clear. He considered it was evident from the body that
there were no bullets or fragments of bullets inside and that it was not
necessary to give details of the grazes as these did not contribute to the death.
The Commission found the report to be seriously deficient - it failed to
describe the extent of Mehmet Gül’s injuries and to provide any useful medical
or forensic detail for the purpose of assessing the proportionality of the force
used by the security forces, the necessity for which evidence should have been
apparent to the public prosecutor in the case of the killing of an individual by
police officers.
28. In addition to the lack of proper recording of the finding of the guns and
cartridge at the scene of the incident (i.e. no photographs, sketch map or
record of the officers who found them), the procedures at the scene were
deficient in a number of other respects. Although the public prosecutor noted
50-55 bullet holes in the door, only 30 cartridges were found. Though the
Browning was tested to see if it had been recently fired, no testing was carried
out to establish that it had been fired by Mehmet Gül, i.e. by way of
fingerprinting or analysis of blood traces. If the gun had been used by Mehmet
Gül as alleged, there was a high probability that blood traces would have been
present (he was right handed, his right hand was shattered by bullets and blood
smears were evident throughout the apartment where he had come into contact with
walls and furniture). The photograph of the guns showed no visible stains
however. Nor were Mehmet Gül’s hands tested for traces of firing. Though it was
alleged by prosecutor Uytun that this test was pointless, this assertion did not
accord with the practices adopted in other Turkish cases examined by the
Commission and utilised by police forces in other member States. The
explanations given variously for not employing these tests (shortness of time,
the desire to avoid upsetting the family) were not convincing. While the body
was buried rapidly, there was nothing to stop the prosecutor delaying the
release of the body to the relatives until the necessary tests had been carried
out.
29. Though it was alleged that Mehmet Gül had fired a shot at the officers, no
steps appeared to have been taken to check for a strike mark outside the flat or
to find the bullet. The evidence before the Commission including the videotapes
indicated that the staircase to the second floor was at the front of the balcony
and potentially in the line of fire depending on the angle. The Commission was
not convinced by the explanation that, assuming the bullet was fired into an
open space over the balcony or stairway, it was not worth searching the garden
for it. The fact that the gathering of forensic evidence was frequently a
time-consuming and painstaking task did not relieve the authorities of the
responsibility to make efforts to locate and preserve such evidence.
30. As regarded the gathering of evidence from witnesses, the public prosecutor
in Bozova took statements from the applicant, family members and neighbours
shortly after the events. They maintained that there had been no warnings given
and that Mehmet Gül had not fired any gun at the officers. However, no
statements were taken from any of the police officers involved until 8 May 1993,
two months later. No statements were taken from any gendarme officers involved,
nor the other persons who might have been involved in the planning of the
operation. No enquiries were made of the special operations team department as
to the weapons used or number of bullets expended on the operation.
31. On 17 March 1993, the Bozova public prosecutor issued a decision of lack of
jurisdiction, which indicated the applicant as complainant, the members of the
special operations team as the defendants and the offence as unintentional
homicide. It stated that based on intelligence that members of the PKK could be
located in certain residences in Bozova, a number of searches were carried out
at about 20.30 hours. At 00.01 hours special team officers intended to carry out
a search at Mehmet Gül’s house. After giving warning, “Police. Open the door”,
they fired at the metal door to gain entry. At that moment, Mehmet Gül was
behind the door. He died from the wounds received. During the search of his
house, there was found an illegal 7.65 mm French pistol, a Belgian Browning
pistol with its hammer drawn back and a bullet in the barrel, 13 bullets and a
cartridge. The applicant, father of the deceased, had lodged a criminal
complaint. However, as it appeared that the defendants were special team
officers and the offence carried out while they were performing their duties,
the public prosecutor decided that he lacked jurisdiction and sent the file to
the Provincial Governor for the necessary action.
32. On 29 March 1993, the Sanliurfa provincial governor requested the
appointment of an inspector to carry out an investigation into the incident on
behalf of the provincial administrative council. A police inspector, Salih Dost,
was appointed. He took statements from the applicant and other family members,
the neighbours Omer Kaya and Mustafa Ocakoglu, the local police officers
involved in the search operations that night and all the members of the special
operations team. All the statements, save that of Mehmet Telci taken on 11
August 1993, were taken from 8 to 10 May 1993.
33. On 3 September 1993, the inspector issued his report. It concluded that the
officers had not fired to kill but had shown lack of care, which could justify
charges being brought against them for causing death from lack of care and
precautions, and recommended a disciplinary sanction of 16 months’ suspension.
However, a decision not to prosecute was endorsed by the provincial
administrative council on 21 October 1993 on the basis that the officers had not
intended to kill anyone, that they had only fired after a shot had been fired at
them and that they had given a warning. This decision was not communicated to
the applicant.
34. On 18 April 1995, some sixteen months later, the Supreme Administrative
Court quashed the decision on 18 April 1995 and ordered the trial of the three
officers who had fired at the door – Enis Ünlü, Recep Dogan, Lüfti
Demirtürkoglu.
35. The three officers were tried for causing death by lack of attention and due
precaution (Art. 455 of the TPC). They were not represented by a lawyer during
the proceedings, which lasted from 5 July 1995 to 9 September 1996 before
Sanliurfa Criminal Court No. 2. During the trial, the three officers appeared.
They maintained their written statements, and only Recep Dogan made any
additional comments. No other witnesses were heard.
36. On 26 February 1996, the court appointed a gendarme lieutenant Güven Sagban
as expert. He submitted a report dated 28 February 1996. This stated that from
the file it was understood that the officers had called out warnings at the
house, that the deceased had come out, fired one shot and shut the door again
and that the officers fired at the lock to open it. The deceased, in the line of
fire, was wounded and died. A subsequent search revealed the gun which had been
fired and another, both unlicensed. It was noted that the complainants and other
witnesses essentially disputed the statements of the security officers. It
concluded that the defendants were members of a special operations team and had
received serious and strict security training. During the incident and
operation, conducted on the basis of intelligence information, the deceased
fired a shot and the defendants were therefore “preconditioned”. They were
primarily concerned to open the door and also to protect themselves and their
colleagues. For those reasons, they fired at the lock. The photographs indicated
that the defendants’ firing was concentrated round the lock to break it. Also
the deceased’s firing was intended to attack more than to defend. This indicated
that although the defendants showed the care and attention expected from them,
the incident occurred. No fault or ill-intention could be attributed to them.
37. On 3 April 1996, the court decided to send the file to the Ankara Criminal
Court for expert lecturers from the Ankara Police Academy to be selected to
prepare a detailed report on the use of weapons and the intention behind the use
of weapons.
38. On 16 July 1996, three experts (Chief Inspectors Güner Kalkendelen and
Yilmaz Yasar and Dr Vahit Bicak, a research fellow at the police academy) issued
a report. This stated that they had been requested to give their opinion on the
fault, if any, of each accused individually based on the court file. It listed
as fact that the security forces acting on intelligence about the presence of
PKK members surrounded Mehmet Gül’s house at about 24.00 hours on 7 March 1993.
The officers knocked on the door, warning, “Police. Open the door”. The door was
slightly opened from the inside, a gun was fired and the door closed. The
officers fired aiming at the lock to enter. The deceased who was behind the door
was injured. The opinion of gendarme officer Adnan Kulaksiz stated that the 9 mm
hand gun found was set to fire and recently used.
The report analysis stated that it was believed that the security forces opened
fire after the deceased fired due to the stress caused by the situation in the
south-east and the psychological tension of the operation. It was significant
that they did not shoot wildly but concentrated on the lock of the door. The
fatal bullets were in the kidney and intestinal area, the same level as the
lock, showing further that there was no intention to injure or kill. It
concluded that the deceased was injured by chance and that the accused could not
be charged with negligent conduct.
39. None of the experts visited the scene or requested any further information
or evidence but based themselves on the statements in the file.
40. On 9 December 1996, the court referring to the expert report of 16 July 1996
concluded that the defendants were not at fault and acquitted the three
officers. The Commission noted that there was no indication that in any of the
proceedings consideration had been given as to whether the accounts of the
family were in any respect accurate or on what basis the version of events given
by the security forces was to be preferred. It is not apparent that the
applicant was informed of the criminal proceedings or afforded the opportunity
to join as a party.
B. The Government’s submissions on the facts
41. The applicant’s son Mehmet Gül was killed during an armed operation intended
to effect the arrest of PKK terrorists. That night, having been informed that
some PKK terrorists were being sheltered in some houses, including the
applicant’s house, security forces arrived at the house at about 01.00 hours to
arrest the terrorists believed to be inside. They knocked on the door and asked
the occupants to open the door. The door suddenly opened, a gunshot was heard
and the door immediately closed again. Upon this, the officers fired three or
four shots towards the lock of the door. After these shots, a woman’s voice was
heard asking for help. When she tried to open the door, she told those outside
that the lock had been jammed. Since it was understood that the matter was
urgent, the officers told her to move aside and fired directly on the lock. Then
they opened the door, carried out a rough search and let in the applicant. The
security forces assisted the applicant and his son Mustafa in carrying the
injured Mehmet Gül to a police car, which took him to the local health centre.
42. Two guns were later found in Mehmet Gül’s apartment, as well as a 9 mm
cartridge near the door.
43. The death of Mehmet Gül was caused accidentally. The three officers who shot
at the door were acquitted by the criminal court on the basis that they had not
acted negligently.
II. RELEVANT DOMESTIC LAW AND PRACTICE
44. The principles and procedures relating to liability for acts contrary to the
law may be summarised as follows.
A. Criminal prosecutions
45. Under the Criminal Code all forms of homicide (Articles 448 to 455) and
attempted homicide (Articles 61 and 62) constitute criminal offences. It is also
an offence for a government employee to subject some-one to torture or
ill-treatment (Article 243 in respect of torture and Article 245 in respect of
ill-treatment). The authorities’ obligations in respect of conducting a
preliminary investigation into acts or omissions capable of constituting such
offences that have been brought to their attention are governed by Articles 151
to 153 of the Code of Criminal Procedure. Offences may be reported to the
authorities or the security forces as well as to public prosecutor’s offices.
The complaint may be made in writing or orally. If it is made orally, the
authority must make a record of it (Article 151).
If there is evidence to suggest that a death is not due to natural causes,
members of the security forces who have been informed of that fact are required
to advise the public prosecutor or a criminal court judge (Article 152). By
Article 235 of the Criminal Code, any public official who fails to report to the
police or a public prosecutor’s office an offence of which he has become aware
in the exercise of his duty is liable to imprisonment.
A public prosecutor who is informed by any means whatsoever of a situation that
gives rise to the suspicion that an offence has been committed is obliged to
investigate the facts in order to decide whether or not there should be a
prosecution (Article 153 of the Code of Criminal Procedure).
46. In the case of alleged terrorist offences, the public prosecutor is deprived
of jurisdiction in favour of a separate system of State Security prosecutors and
courts established throughout Turkey.
47. If the suspected offender is a civil servant and if the offence was
committed during the performance of his duties, the preliminary investigation of
the case is governed by the Law of 1914 on the prosecution of civil servants,
which restricts the public prosecutor’s jurisdiction ratione personae at that
stage of the proceedings. In such cases it is for the relevant local
administrative council (for the district or province, depending on the suspect’s
status) to conduct the preliminary investigation and, consequently, to decide
whether to prosecute. Once a decision to prosecute has been taken, it is for the
public prosecutor to investigate the case.
An appeal to the Supreme Administrative Court lies against a decision of the
Council. If a decision not to prosecute is taken, the case is automatically
referred to that court.
48. If the suspect is a member of the armed forces, the applicable law is
determined by the nature of the offence. Thus, if it is a “military offence”
under the Military Criminal Code (Law no. 1632), the criminal proceedings are in
principle conducted in accordance with Law no. 353 on the establishment of
courts martial and their rules of procedure. Where a member of the armed forces
has been accused of an ordinary offence, it is normally the provisions of the
Code of Criminal Procedure which apply (see Article 145 § 1 of the Constitution
and sections 9 to 14 of Law no. 353).
The Military Criminal Code makes it a military offence for a member of the armed
forces to endanger a person’s life by disobeying an order (Article 89). In such
cases civilian complainants may lodge their complaints with the authorities
referred to in the Code of Criminal Procedure (see paragraph 45 above) or with
the offender’s superior.
B. Civil and administrative liability arising out of criminal offences
49. Under section 13 of Law no. 2577 on administrative procedure, anyone who
sustains damage as a result of an act by the authorities may, within one year
after the alleged act was committed, claim compensation from them. If the claim
is rejected in whole or in part or if no reply is received within sixty days,
the victim may bring administrative proceedings.
50. Article 125 §§ 1 and 7 of the Constitution provides:
“All acts or decisions of the authorities are subject to judicial review ...
The authorities shall be liable to make reparation for all damage caused by
their acts or measures.”
That provision establishes the State’s strict liability, which comes into play
if it is shown that in the circumstances of a particular case the State has
failed in its obligation to maintain public order, ensure public safety or
protect people’s lives or property, without it being necessary to show a
tortious act attributable to the authorities. Under these rules, the authorities
may therefore be held liable to compensate anyone who has sustained loss as a
result of acts committed by unidentified persons.
51. Article 8 of Legislative Decree no. 430 of 16 December 1990, the last
sentence of which was inspired by the provision mentioned above (see paragraph
50 above), provides:
“No criminal, financial or legal liability may be asserted against … the
governor of a state of emergency region or by provincial governors in that
region in respect of decisions taken, or acts performed, by them in the exercise
of the powers conferred on them by this legislative decree, and no application
shall be made to any judicial authority to that end. This is without prejudice
to the rights of individuals to claim reparation from the State for damage which
they have been caused without justification.”
52. Under the Code of Obligations, anyone who suffers damage as a result of an
illegal or tortious act may bring an action for damages (Articles 41 to 46) and
non-pecuniary loss (Article 47). The civil courts are not bound by either the
findings or the verdict of the criminal court on the issue of the defendant’s
guilt (Article 53).
However, under section 13 of Law no. 657 on State employees, anyone who has
sustained loss as a result of an act done in the performance of duties governed
by public law may, in principle, only bring an action against the authority by
whom the civil servant concerned is employed and not directly against the civil
servant (see Article 129 § 5 of the Constitution and Articles 55 and 100 of the
Code of Obligations). That is not, however, an absolute rule. When an act is
found to be illegal or tortious and, consequently, is no longer an
“administrative act” or deed, the civil courts may allow a claim for damages to
be made against the official concerned, without prejudice to the victim’s right
to bring an action against the authority on the basis of its joint liability as
the official’s employer (Article 50 of the Code of Obligations).
THE LAW
I. THE GOVERNMENT’S PRELIMINARY OBJECTION
53. The Government objected that the applicant had not exhausted domestic
remedies, as required by Article 35 of the Convention, by making proper use of
the available redress through the instituting of criminal proceedings, or by
bringing claims in the civil or administrative courts. They referred to the
Court’s upholding of their preliminary objection in the Aytekin case (the
Aytekin v. Turkey judgment of 23 September 1998, Reports 1998-VII, p. 2807).
The Government maintained that the applicant could have joined as party to the
criminal proceedings brought against the police officers accused of killing his
son and, as he was represented by a lawyer, that lawyer was to blame for not
informing him of the decision of the Supreme Administrative Court reversing the
decision of the Sanliurfa Administrative Council not to prosecute. The applicant
could also have obtained from domestic judicial bodies the compensation which he
sought in the present proceedings.
54. The applicant pointed out that he had not been informed by the authorities
that a prosecution was taking place and that he had thereby been denied the
possibility of participating in the trial. The exclusion of the applicant and
his family, who were not called as witnesses, from the proceedings which
culminated in a finding that the killing was justified, removed any prospect of
recovering compensation in a civil court. The defective nature of the
investigation and procedures deprived him of any effective remedy.
55. The Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 § 1 of the Convention obliges applicants to use first
the remedies that are normally available and sufficient in the domestic legal
system to enable them to obtain redress for the breaches alleged. The existence
of the remedies must be sufficiently certain, in practice as well as in theory,
failing which they will lack the requisite accessibility and effectiveness.
Article 35 § 1 also requires that the complaints intended to be brought
subsequently before the Court should have been made to the appropriate domestic
body, at least in substance and in compliance with the formal requirements laid
down in domestic law, but not that recourse should be had to remedies which are
inadequate or ineffective (see the Aksoy v. Turkey judgment of 18 December 1996,
Reports 1996-VI, pp. 2275-76, §§ 51-52, and the Akdivar and Others v. Turkey
judgment of 16 September 1996, Reports 1996-IV, p. 1210, §§ 65-67).
56. The Court notes that Turkish law provides administrative, civil and criminal
remedies against illegal and criminal acts attributable to the State or its
agents (see paragraphs 44-52 above).
57. With respect to an action in administrative law under Article 125 of the
Constitution based on the authorities’ strict liability (see paragraph 50
above), the Court recalls that a Contracting State’s obligation under Articles 2
and 13 of the Convention to conduct an investigation capable of leading to the
identification and punishment of those responsible in cases of fatal assault
might be rendered illusory if, in respect of complaints under those Articles, an
applicant were to be required to exhaust an administrative-law action leading
only to an award of damages (see the Yasa v. Turkey judgment of 2 September
1998, Reports 1998-VI, p. 2431, § 74).
Consequently, the applicant was not required to bring the administrative
proceedings in question and the preliminary objection is in this respect
unfounded.
58. With regard to the criminal-law remedies (paragraph 44 above), the Court
notes that the applicant did lodge a complaint with the public prosecutor. The
Government does not contest that he was unaware that the decision not to
prosecute was reversed by the Supreme Administrative Court. They blame however
the applicant’s lawyer for failing to obtain this information and pass it on to
the applicant.
59. The Court emphasises that the application of the rule of exhaustion of
domestic remedies must make due allowance for the fact that it is being applied
in the context of machinery for the protection of human rights that the
Contracting States have agreed to set up. Accordingly, it has recognised that
Article 35 § 1 must be applied with some degree of flexibility and without
excessive formalism. It is essential to have regard to the circumstances of the
individual case. The Court is not satisfied that the burden lies on the
applicant or his representatives to find out whether the Supreme Administrative
Court at some further date intervened to quash the decision not to prosecute.
The applicant’s identity as a complainant was known to the authorities and it
was the responsibility of the authorities to inform him that a prosecution had
been ordered in order to provide him with the opportunity of joining as a civil
party.
60. As regards a civil action for redress for damage sustained through illegal
acts or patently unlawful conduct on the part of State agents (see paragraph 52
above), the Court notes that in theory it would have been open to the applicant
to attempt to take an action against the three police officers for example. It
observes however that the applicant claims that the defective nature of the
investigation into the incident and the conduct of the proceedings effectively
deprived him of any prospect of obtaining a remedy based on a finding of fault
by the police officers.
61. The Court considers that the limb of the Government’s preliminary objection
concerning civil and criminal remedies raises issues concerning the
effectiveness of the criminal investigation and proceedings that are closely
linked to those raised in the applicant’s complaints under Articles 2 and 13 of
the Convention. It also observes that this case differs from the Aytekin case
relied on by the Government as, in the latter case, the soldier who had shot the
applicant’s husband had been convicted of unintentional homicide by the Batman
Criminal Court. The appeal which was pending before the Court of Cassation
concerned both the applicant’s and the public prosecutor’s claims that he should
have been convicted of a more serious degree of homicide. In those
circumstances, it could not be said that the investigation conducted by the
authorities did not offer reasonable prospects of bringing the person
responsible for the death of her husband to justice (Aytekin judgment cited
above, p. 2827, § 83).
62. Consequently, the Court dismisses the Government’s preliminary objection in
so far as it relates to the administrative remedy relied on (see paragraphs
49-51 above). It joins the preliminary objection concerning remedies in civil
and criminal law to the merits (see paragraphs 102-107 below).
II. the court’s assessment of the facts
63. The Court reiterates its settled case-law that under the Convention system
prior to 1 November 1998 the establishment and verification of the facts was
primarily a matter for the Commission (former Articles 28 § 1 and 31). While the
Court is not bound by the Commission’s findings of fact and remains free to make
its own assessment in the light of all the material before it, it is however
only in exceptional circumstances that it will exercise its powers in this area
(see, among other authorities, the Akdivar and Others judgment, cited above, p.
1218, § 78).
64. The Government argued that the Commission gave undue weight to the evidence
of the applicant, his son Mustafa Gül and Filiz Gül, the wife of the deceased,
whose evidence was in their view unreliable and inconsistent. They also
criticised the Commission for assessing the evidence of the police officers as
unreliable and even incredible. The Court observes that the Government’s
submissions concerning these witnesses were taken into consideration by the
Commission in its report, which approached its task of assessing the evidence
with the requisite caution, giving detailed consideration to the elements which
supported the applicant’s claims and those which cast doubt on their
credibility. It does not find that the criticisms made by the Government raise
any matter of substance which might warrant the exercise of its own powers of
verifying the facts. In these circumstances, the Court accepts the facts as
established by the Commission (see paragraphs 12-40 above).
III. ALLEGED VIOLATIONS OF ARTICLE 2 oF THE CONVENTION
65. The applicant alleged that his son Mehmet Gül had been unjustifiably killed
by the police officers who opened fire on the door of his flat. He also
complained that no effective investigation had been conducted into the
circumstances of the murder. He invoked Article 2 of the Convention, which
provides:
“1. Everyone’s right to life shall be protected by law. No one shall be deprived
of his life intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is provided by law.
2. Deprivation of life shall not be regarded as inflicted in contravention of
this Article when it results from the use of force which is no more than
absolutely necessary:
(a) in defence of any person from unlawful violence;
(b) in order to effect a lawful arrest or to prevent the escape of a person
lawfully detained;
(c) in action lawfully taken for the purpose of quelling a riot or
insurrection.”
66. The Government disputed those allegations. The Commission expressed the
opinion that Article 2 had been infringed on the ground that use of force by the
police officers had been grossly disproportionate and that the authorities had
failed to carry out an adequate criminal investigation into the circumstances
surrounding Mehmet Gül’s death.
A. The parties’ submissions
1. The applicant
67. The applicant submitted that his son Mehmet Gül had been unjustifiably
killed by the police officers who opened fire on the door of his flat. While he
accepted the Commission’s findings of fact and conclusions concerning the
shooting as a disproportionate use of force by those officers, he submitted that
they justify certain additional conclusions of fact and law.
68. Firstly, the applicant accepted that, having regard to the limited
information available about the planning of the information, it could not
conclude that the applicant’s son had been the victim of a planned
extra-judicial killing by the authorities. However the facts as found by the
Commission supported a finding that the planning and control of the operation
was so flawed as to represent in itself a violation of the duty to protect life.
He refers inter alia to the way in which the officers were given a strong
indication that terrorists would be present at the house though in fact there
were none, the failure to give the officers instructions about the use of
weapons or discuss how they were to gain entry to the flat and the failure to
brief the officers as to the presence of women and children in the flat and
building. There was, in his submission, a lack of strategic and tactical
planning, in particular no consideration being given to alternative courses of
action, such as to disclose a failure to plan and control the search with the
requisite care to avoid as far as possible the need to resort to lethal force.
69. Secondly, the facts also supported a finding that the officers intended to
kill the applicant’s son by shooting through the front door. The electricity
outside the flat was deliberately turned off, no loud warnings were given of
police presence and the officers fired when Mehmet Gül was turning the lock to
open the door. The firing continued for some time and was a concerted action,
rather than a panic reaction. This construction of events was supported by the
written and oral evidence of some of the officers who referred to a point
operation intended to put out of action any person acting against the State.
70. Thirdly, the failure of the security forces to assist the applicant in
providing his severely injured son with prompt and effective medical care
disclosed a separate and serious violation of the duty to protect life under
Article 2. If there had been less delay in taking the applicant’s son to
hospital (he died en route), he might have survived.
71. Finally, the applicant adopted the opinion of the Commission that there was
a failure by the authorities to provide an adequate and effective investigation
into the circumstances in which Mehmet Gül was killed, referring to the numerous
defects in the investigation at the scene of the killing. Particular reference
was made to the lack of detail in the autopsy examination as preventing a proper
analysis of the extent of the injuries inflicted, the lack of any attempt to
find a strike mark or bullet to substantiate the police officers’ account of
coming under fire, the delay in taking statements from the police officers, the
lack of any investigation into the planning of the operation or regarding the
weapons used in the shooting and the numbers of bullets expended.
2. The Government
72. The Government maintained that the police officers killed the applicant’s
son accidentally. They acted without any negligence, giving clear warnings when
they knocked at the door of the flat. Their reaction in firing at the door,
after the occupant had fired a shot at them, was not disproportionate. Rather,
as in the Andronicou and Constantinou v. Cyprus case (judgment of 9 October
1997, Reports 1997-VI, p. 2059) they had opened fire in circumstances where they
had honestly believed that it was necessary to save their lives. In any event,
only a few shots were fired in response to the gunshot. Most of the firing was
carried out to open the door in response to the calls for help from inside.
73. The Government denied that there was any premeditation about the operation
or that the search of Mehmet Gül’s house was conducted differently from any of
the other searches. The use of firearms would be the same as in any armed
confrontation and the general rules applied. They disputed the Commission’s
assertion that the use of weapons to open the metal door was highly reckless or
counter-productive, contrary to methods to be expected of highly-trained
counter-terrorist forces. It was on the contrary in keeping with the
intelligence received that terrorists were hiding in the flat.
74. Further, the Government submitted that the applicant’s allegations about
failure to give assistance after the shooting were unfounded, as in fact the
applicant’s son was transported from the scene in a police vehicle with police
assistance.
75. As regarded the investigation into the incident, the public prosecutors took
all the necessary steps. Photographs were obtained of the scene and forensic
examinations carried out, including a ballistics analysis of the lock. The body
was properly examined and a classic autopsy was not necessary as the cause of
death was clearly established as resulting from a bullet entering the
lumbosacral area. All the necessary statements from the family, neighbours and
officers were obtained in order to establish the circumstances. The police
officers who opened fire were subject to trial in a criminal court. That
criminal court also obtained expert opinions which were based on the facts and
evidence in the file. It was for that court to evaluate the experts’ reports and
it could, if necessary, have obtained a further report from other experts. The
court concluded however that the officers had not been negligent. Accordingly,
there were no deficiencies and the investigation complied with the requirements
of Article 2 of the Convention.
B. The Court’s assessment
1. The use of lethal force by the police officers
76. Article 2, which safeguards the right to life and sets out the circumstances
when deprivation of life may be justified, ranks as one of the most fundamental
provisions in the Convention, to which no derogation is permitted. Together with
Article 3, it also enshrines one of the basic values of the democratic societies
making up the Council of Europe. The circumstances in which deprivation of life
may be justified must therefore be strictly construed. The object and purpose of
the Convention as an instrument for the protection of individual human beings
also requires that Article 2 be interpreted and applied so as to make its
safeguards practical and effective (see the McCann and Others v. the United
Kingdom judgment of 27 September 1995, Series A no. 324, pp. 45-46, §§ 146-147).
77. The text of Article 2, read as a whole, demonstrates that it covers not only
intentional killing but also the situations where it is permitted to “use force”
which may result, as an unintended outcome, in the deprivation of life. The
deliberate or intended use of lethal force is only one factor however to be
taken into account in assessing its necessity. Any use of force must be no more
than “absolutely necessary” for the achievement of one or more of the purposes
set out in sub-paragraphs (a) to (c). This term indicates that a stricter and
more compelling test of necessity must be employed from that normally applicable
when determining whether State action is “necessary in a democratic society”
under paragraphs 2 of Articles 8 to 11 of the Convention. Consequently, the
force used must be strictly proportionate to the achievement of the permitted
aims (the McCann and Others judgment, cited above, p. 46, §§ 148-149).
78. In the light of the importance of the protection afforded by Article 2, the
Court must subject deprivations of life to the most careful scrutiny, taking
into consideration not only the actions of State agents but also all the
surrounding circumstances. Use of force by State agents in pursuit of one of the
aims delineated in paragraph 2 of Article 2 may be justified where it is based
on an honest belief which is perceived for good reasons to be valid at the time
but which subsequently turns out to be mistaken (see the McCann and Others
judgment cited above, pp.58-59, § 200).
79. In the present case, it is undisputed that Mehmet Gül died as the result of
bullet wounds inflicted when three police officers of a special operations team
opened fire on the door behind which he stood. The Court has accepted the
Commission’s finding that there was insufficient evidence concerning the
planning of the operation to establish that they were under instructions to use
lethal force or that this was the predetermined purpose of the operation. The
applicant argued however that the facts surrounding the shooting clearly
disclosed that the police officers themselves deliberately intended to kill the
person who was behind the door.
80. The Court does not find it necessary to determine whether the police
officers had formulated the intention of killing or acted with reckless
disregard for the life of the person behind the door. It does not fulfil the
functions of a criminal court as regards the allocation of degree of individual
fault. It is satisfied that the police officers used a disproportionate degree
of force in the circumstances for the reasons set out below.
81. It recalls the findings of the Commission that Mehmet Gül, who lived in his
flat with his wife and children, came to answer the door at about 01.00 hours.
While he was unlocking the door, the three police officers opened fire in one
long, continuous burst. He was fatally injured by the gunfire which caused him
multiple injuries. The intensity of the firing destroyed the fingers of his
right hand. The assertion of the police officers that Mehmet Gül had fired one
pistol shot at them was found to lack credibility and was unsupported by any
other satisfactory evidence. The lack of proper recording of the alleged finding
of two guns and a spent cartridge in the flat after the events removed the
credibility of the police evidence in that regard.
82. In those circumstances, the firing of at least 50-55 shots at the door was
not justified by any reasonable belief of the officers that their lives were at
risk from the occupants of the flat. Nor could the firing be justified by any
consideration of the need to secure entry to the flat as it placed in danger the
lives of anyone in close proximity to the door. The Court recalls that the
Commission, based on the assessment of its Delegates who heard the officers
concerned, considered that the officers possibly opened fire in reaction to the
sound of the door bolt being drawn back in the mistaken view that they were
about to come under fire by terrorists. The reaction however of opening fire
with automatic weapons on an unseen target in a residential block inhabited by
innocent civilians, women and children was as the Commission found, grossly
disproportionate. This case is therefore to be distinguished from Andronicou and
Constantinou v. Cyprus (cited above, p. 2106, §§ 191-192), where the police
officers fired on, and killed, a hostage taker, who was in known possession of a
gun which he had fired twice, injuring a police officer and the hostage.
83. The Court concludes that the use of force by the police officers cannot be
regarded as “absolutely necessary” for the purpose of defending life. It follows
that there has been a violation of Article 2 in that respect.
2. Alleged lack of care in the planning and control of the operation
84. The Court’s case-law establishes that in determining whether the use of
lethal force was compatible with Article 2 the Court must subject deprivations
of life to the most careful scrutiny, taking into consideration not only the
actions of the individual agents of the State who actually administer the force,
but also all the surrounding circumstances, including the planning and control
of the actions under consideration. Anti-terrorist operations should be planned
and controlled by the authorities so as to minimise to the greatest extent
possible recourse to lethal force (see the McCann judgment, cited above, p. 57,
§ 194, and the Ergi v. Turkey judgment of 28 July 1998, Reports 1998-IV, p.
1776, § 79).
85. The applicant has pointed to a number of features about this operation as
disclosing a lack of the requisite care and control e.g. the short, undetailed
briefing given to the special team, and the lack of strategic or tactical
planning with reference to alternative methods if entry to the flat was
resisted.
86. The Court recalls however that the Commission was unable to make many
findings of fact as to the planning of the operation as there was no
contemporaneous notes of that planning or the briefings which took place and the
recollections of the witnesses available many years after the event were
imprecise and uncertain. It is not persuaded that any separate issue concerning
this aspect of the operation can usefully be identified. If the officers had
been more fully briefed or prepared, it may be speculated that they might have
been more cautious. In any event however, the essence of the violation consisted
in their disproportionate reaction to events at the door of the flat. The Court
makes no separate finding of violation as regards this aspect of the case.
3. Alleged lack of assistance in obtaining medical treatment for Mehmet Gül
87. As regards the applicant’s allegations that the failure of the police to
give assistance at the scene of the incident disclosed a separate violation of
the right to life, the Court notes that the assertion that Mehmet Gül might have
survived if the police had helped is unsubstantiated by any medical evidence and
is largely speculative. Though the callousness of the police attitude in leaving
it to the family to take Mehmet Gül to the hospital may be deplored, the Court
considers it inappropriate, on the facts of this case, to reach any separate
finding of a violation.
4. Alleged inadequacy of the investigation
88. The Court reiterates that the obligation to protect the right to life under
Article 2 of the Convention, read in conjunction with the State’s general duty
under Article 1 of the Convention to “secure to everyone within [its]
jurisdiction the rights and freedoms defined in [the] Convention”, requires by
implication that there should be some form of effective official investigation
when individuals have been killed as a result of the use of force (see, mutatis
mutandis, the McCann and Others judgment, p. 49, § 161, and the Kaya v. Turkey
judgment of 19 February 1998, Reports 1998-I, p. 329, § 105).
89. In that connection, the Court notes that an investigation into the incident
was carried out by the public prosecutor. Notwithstanding the seriousness of the
incident however and the necessity to gather and record the evidence which would
establish what had happened, there were a number of significant omissions. There
was no attempt to find the bullet allegedly fired by Mehmet Gül at the police
officers, which was their primary justification for shooting him. There was no
proper recording of the alleged finding of two guns and a spent cartridge inside
the flat, which was also relied on by the police in justifying their actions.
The references in the police statements on this point were vague and
inconsistent, rendering it impossible to identify which officer had found each
weapon. No photograph was taken of the weapons at the alleged location. While a
test was carried out on the Browning weapon to show that it had been recently
fired, there was no testing of Mehmet Gül’s hands for traces that would link him
with the gun. Nor was the gun tested for prints. The failure of the autopsy
examination to record fully the injuries on Mehmet Gül’s body hampered an
assessment of the extent to which he was caught in the gunfire, and his position
and distance relative to the door, which could have cast further light on the
circumstances in which he was killed. The Government submitted that further
examination was not necessary since the cause of death was clear. The purpose of
a post mortem examination however is also to elucidate the circumstances
surrounding the death, including a complete and accurate record of possible
signs of ill-treatment and injury and an objective analysis of clinical findings
(see in that respect the Model Autopsy Protocol annexed to The Manual on the
Effective Prevention and Investigation of Extra-legal, Arbitrary and Summary
Executions adopted by the United Nations in 1991, which emphasises the necessity
in potentially controversial cases for a systematic and comprehensive
examination and report to prevent the omission or loss of important details,
cited in the Salman v. Turkey judgment of 27 June 2000, § 73, to be published in
Reports 2000-…).
90. Further, although the actions of the officers involved in an operation which
resulted in a death required careful and prompt scrutiny by the responsible
authorities, the public prosecutor did not take any statements from those
involved. The lack of accountability of the officers for the use of their
weapons and ammunition is an additional shortcoming in the procedures adopted
after the incident. It was neither required by the officers’ superiors or the
public prosecutor that their guns be checked and a record made of the amount of
ammunition expended.
91. Statements were only taken from the officers two months later by the
inspector appointed by the administrative council. The Court has already found
that the investigations undertaken by administrative councils into killings by
security forces fail to satisfy the requirements of an independent
investigation, in particular since the council and the officers under
investigation were both hierarchically subordinate to the governor (see the
Güleç v. Turkey judgment of 27 July 1998, Reports 1998-IV, p.1732-1733, §§
80-82). While the inspector appointed by the council took statements from many
relevant witnesses, it is not apparent that he took any steps to clarify the
background of the operation, in particular as to the information on which the
operation was based and conducted, which might have cast light on why Mehmet
Gül’s flat was included in the operation in the first place and the extent to
which the special team officers were justified in expecting an armed resistance.
In particular, no statements were taken from the gendarmes involved in setting
up the operation and choosing the targets.
92. The decision of the administrative council not to prosecute however was in
the event overturned by the Supreme Administrative Court on 18 April 1995, which
directed the prosecution of the three officers who shot Mehmet Gül. The Court
has examined whether the criminal proceedings cured the defects in the
investigation into the events up to that date.
93. The criminal court heard evidence from the three officers charged, whose
brief statements added nothing of substance to their written statements. It
called no other witnesses. The applicant and members of his family were not
informed that the proceedings were going on and were not afforded the
opportunity of telling the court of their very different version of events. The
court did request two expert opinions, the first from a gendarme lieutenant and
the second from police experts. These reports contained an evaluation of events
based, without explanation, on the assumption that the police officers’ account
was the correct one. They both reached conclusions as to the lack of fault of
the officers which were based on that general evaluation rather than on any
findings of a technical expert report.
94. The Court observes that the court’s decision to acquit the three officers
was based entirely on the second opinion that there was no fault. There was no
reasoning as to why the police officers’ account was preferred to that of the
family. The Court does not dispute that courts may rely in their assessment of
fault or findings of fact on the opinions of competent experts. It is not
apparent however that the experts in this case were relying on any technical
expertise. In basing itself without any additional explanation on the experts’
legal classification of the officers’ actions, the court in this case
effectively deprived itself of its jurisdiction to decide the factual and legal
issues of the case (see for example the Terra Woningen B.V. v. the Netherlands
judgment of 17 December 1996, Reports 1996-VI, p. 2123, § 54).
95. The Court accordingly finds that the authorities failed to conduct an
adequate and effective investigation into the circumstances of Mehmet Gül’s
death. In the circumstances, this rendered recourse to criminal and civil
remedies equally ineffective in the circumstances. It accordingly dismisses the
criminal and civil proceedings limb of the Government’s preliminary objection
(see paragraphs 60-62 above) and holds that there has been a violation of
Article 2 in this respect.
IV. ALLEGED VIOLATIONS OF ARTICLEs 6 and 13 OF THE CONVENTION
96. The applicant complained that he was excluded from participating in the
criminal trial contrary to Article 6 of the Convention and that he was deprived
of an effective remedy within the meaning of Article 13 of the Convention.
Article 6 of the Convention provides as relevant:
“1. In the determination of his civil rights and obligations or of any criminal
charge against him, everyone is entitled to a fair and public hearing within a
reasonable time by an independent and impartial tribunal established by law. …
Article 13 of the Convention provides:
“Everyone whose rights and freedoms as set forth in this Convention are violated
shall have an effective remedy before a national authority notwithstanding that
the violation has been committed by persons acting in an official capacity.”
97. The Government argued that the investigation into the incident and the
prosecution and trial of the police officers provided an effective remedy into
the applicant’s allegations. Furthermore, the applicant had failed to join the
criminal proceedings as a party or applied for compensation and had therefore
not made use of the available effective remedies.
98. The Commission, with whom the applicant agreed, was of the opinion that the
investigation and criminal trial were rendered ineffective by the inadequacy of
the procedures adopted. The applicant also contended that the attempt of the
authorities to concoct a story to conceal what had occurred gave rise to a
serious aggravation of the violation of Article 13 in this case. Furthermore,
the failure of the authorities to inform the applicant of the criminal trial or
to provide him with the opportunity of participating in the proceedings against
the police officers deprived him of his right of access to court as guaranteed
specifically by Article 6 of the Convention.
99. The Court considers that it is appropriate in this case to consider the
applicant’s complaints under Article 13 of the Convention alone, as his
submissions concerning his lack of participation in the criminal trial are
inextricably bound up with the more general complaints about the inadequacy of
the investigative procedures as a whole (see e.g. the Kaya v. Turkey judgment,
cited above, p. 329, § 105).
100. Article 13 of the Convention guarantees the availability at the national
level of a remedy to enforce the substance of the Convention rights and freedoms
in whatever form they might happen to be secured in the domestic legal order.
The effect of Article 13 is thus to require the provision of a domestic remedy
to deal with the substance of an “arguable complaint” under the Convention and
to grant appropriate relief, although Contracting States are afforded some
discretion as to the manner in which they conform to their Convention
obligations under this provision. The scope of the obligation under Article 13
varies depending on the nature of the applicant’s complaint under the
Convention. Nevertheless, the remedy required by Article 13 must be “effective”
in practice as well as in law, in particular in the sense that its exercise must
not be unjustifiably hindered by the acts or omissions of the authorities of the
respondent State (see the Aksoy v. Turkey judgment, cited above, p. 2286, § 95;
the Aydin v. Turkey judgment of 25 September 1997, pp. 1895-96, § 103; and the
Kaya v. Turkey judgment, cited above, pp. 329-30, § 106).
Given the fundamental importance of the right to protection of life, Article 13
requires, in addition to the payment of compensation where appropriate, a
thorough and effective investigation capable of leading to the identification
and punishment of those responsible for the deprivation of life and including
effective access for the complainant to the investigation procedure (see the
Kaya v. Turkey judgment, cited above, pp. 330-31, § 107).
101. On the basis of the evidence adduced in the present case, the Court has
found that the Government are responsible under Article 2 for the death of the
applicant’s son. The applicant’s complaints in this regard are therefore
“arguable” for the purposes of Article 13 (see the Boyle and Rice v. the United
Kingdom judgment of 27 April 1988, Series A no. 131, p. 23, § 52, and the Kaya
and Yasa judgments cited above, § 107 and p. 2442, § 113 respectively).
102. The authorities thus had an obligation to carry out an effective
investigation into the circumstances of the death of the applicant’s son. For
the reasons set out above (see paragraphs 89-95), no effective criminal
investigation can be considered to have been conducted in accordance with
Article 13, the requirements of which are broader than the obligation to
investigate imposed by Article 2 (see the Kaya judgment, cited above, pp.
330-31, § 107). The Court finds therefore that the applicant has been denied an
effective remedy in respect of the death of his son and thereby access to any
other available remedies at his disposal, including a claim for compensation.
Consequently, there has been a violation of Article 13 of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
103. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the
Protocols thereto, and if the internal law of the High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction to the injured party.”
A. Pecuniary damage
104. The applicant claimed loss of earnings of 740,553.08 pounds sterling (GBP)
on behalf of his son’s widow and four children. He submitted that his son who
worked in the family petrol station and was 26 years’ old at the time of his
death, earned the equivalent of GBP 35,775.51 per year. Taking into account the
average life expectancy in Turkey in that period, the calculation according to
actuarial tables resulted in the capitalised sum quoted above. No deductions had
been made for income tax nor any other adjustments made for contingencies other
than mortality.
105. The Government submitted that the applicant’s claims were excessive and
unjustified, in particular when compared with the salaries earned by people in
Turkey and the indemnities awarded by the Turkish courts in cases of death.
106. As regards the applicant’s claims for loss of earnings, the Court’s
case-law establishes that there must be a clear causal connection between the
damage claimed by the applicant and the violation of the Convention and that
this may, in the appropriate case, include compensation in respect of loss of
earnings (see, amongst other authorities, the Barberà, Messegué and Jabardo v.
Spain judgment of 13 June 1994 (Article 50), Series A no. 285-C, pp. 57-58, §§
16-20, and the Çakici v. Turkey judgment of 8 July 1999, to be published in
Reports 1999-..., § 127). This is so even where a precise calculation of the
sums necessary to make complete reparation in respect of pecuniary losses
suffered by the applicant is prevented by the inherently uncertain character of
the damage flowing from the violation (see, as latest authority, Lustig-Prean
and Beckett v. the United Kingdom (Article 41) judgment of 25 July 2000, to be
published in Reports 2000-…, § 22).
107. The Court has found (paragraph 83 above) that Mehmet Gül was killed by a
disproportionate use of force contrary to Article 2 of the Convention. In these
circumstances, there was a direct causal link between the violation of Article 2
and the loss by his widow and children of the financial support which he
provided for them. The Court notes however that the applicant has not provided
substantiation of the relatively high level of earnings which his son is claimed
to have received or taken into account the deductions which would have been made
for tax. Having regard to awards made in similar cases, the Court awards the sum
of GBP 35,000 to be held for the widow and dependent children of the deceased,
such sum to be converted into Turkish liras at the rate applicable at the date
of payment.
B. Non-pecuniary damage
108. The applicant claimed, having regard to the severity and number of
violations, GBP 50,000 in respect of his son, GBP 15,000 each for himself, his
son’s widow and her four children, making a total of GBP 140,000 to be converted
into Turkish liras on the date of payment.
109. The Government submitted that the sums claimed were exaggerated and out of
all proportion, given that in their view Mehmet Gül was killed accidentally.
110. The Court recalls that it has found that the authorities were responsible
for the death of Mehmet Gül. In addition to the violation of Article 2 in that
respect, it has also found that the authorities failed to provide an effective
investigation and remedy in respect of Mehmet Gül’s death contrary to the
procedural obligation under Article 2 of the Convention and in breach of Article
13 of the Convention. In these circumstances and having regard to the awards
made in comparable cases, the Court awards GBP 20,000 in respect of the deceased
Mehmet Gül to be held by the applicant for his son’s widow and dependent
children and GBP 10,000 for the applicant himself in respect of non-pecuniary
damage. These sums are to be converted into Turkish liras on the date of
settlement.
C. Costs and expenses
111. The applicant claimed a total of GBP 38,213.65 for fees and costs incurred
in bringing the application. This included fees and costs incurred in respect of
attendance at the taking of evidence before the Commission’s delegates at
hearings in Ankara and Strasbourg. A sum of GBP 9,696.70 was listed as fees and
administrative costs incurred in respect of the Kurdish Human Rights Project
(the KHRP) in its role as liaison between the legal team in the United Kingdom
and the lawyers and the applicant in Turkey, which included GBP 8,362.50 for
translation costs. A sum of GBP 10,782 was included in respect of work
undertaken by lawyers in Turkey.
112. The Government submitted that the sums claimed were exaggerated and
unjustified. They argued that the applicant’s representatives were able to make
use of their work done in previous similar cases though their claims for hours
worked made no allowance for this. They considered that the number of United
Kingdom and Turkish lawyers involved in the case on behalf of the applicant was
excessive and that no fees should be paid in respect of the KHRP.
113. Having regard to the amounts awarded in similar cases and deciding on an
equitable basis, the Court awards the applicant the sum of GBP 21,000 together
with any value-added tax that may be chargeable, such sum to be paid into the
sterling bank account in the United Kingdom identified by the applicant.
D. Default interest
114. According to the information available to the Court, the statutory rate of
interest applicable in the United Kingdom at the date of adoption of the present
judgment is 7,5% per annum.
FOR THESE REASONS, THE COURT
1. Dismisses unanimously the Government’s preliminary objection;
2. Holds unanimously that there has been a violation of Article 2 of the
Convention in respect of the death of Mehmet Gül;
3. Holds unanimously that there has been a violation of Article 2 of the
Convention in that the authorities failed to carry out an adequate and effective
investigation into the circumstances of Mehmet Gül’s death;
4. Holds by six votes to one that there has been a violation of Article 13 of
the Convention;
5. Holds unanimously
(a) that the respondent State is to pay the applicant, within three months, the
following sums, to be converted into Turkish liras at the rate applicable at the
date of settlement:
(i) 35,000 (thirty five thousand) pounds sterling for pecuniary damage to be
held for the deceased’s widow and dependent children;
(ii) 20,000 (twenty thousand) pounds sterling for non-pecuniary damage to be
held for the deceased’s widow and dependent children;
(iii) 10,000 (ten thousand) pounds sterling for non-pecuniary damage for the
applicant;
(b) that the respondent State is to pay the applicant, within three months and
into the bank account in the United Kingdom identified by the applicant, in
respect of costs and expenses, 21,000 (twenty one thousand) pounds sterling
together with any value-added tax that may be chargeable;
(c) that simple interest at an annual rate of 7.5% shall be payable from the
expiry of the above-mentioned three months until settlement;
6. Dismisses unanimously the remainder of the applicant’s claims for just
satisfaction.
Done in English and in French, and notified in writing on 14 December 2000,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Vincent Berger Georg Ress
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules
of Court, the partly dissenting opinion of Mr Gölcüklü is annexed to this
judgment.
G.R.
V.B.
PARTLY DISSENTING OPINION OF JUDGE GÖLCÜKLÜ
To my great regret I am unable to share the opinion of the majority of the Court
regarding its finding of a violation of Article 13 and differ on a point in the
application of Article 41 as concerns the way in which the costs and expenses
should be paid in this case:
1. With regard to violation of Article 13, I consider that where the Court finds
a violation of Article 2 in its procedural aspect, as the majority did in the
instant case, no separate issue arises under Article 13, since the finding of a
violation of Article 2 takes account of the fact that there has been neither an
effective inquiry nor a satisfactory procedure after the incident.
For more details on that subject, I refer to my dissenting opinion in the Ergi
v. Turkey judgment of 28 July 1998 (Reports of Judgments and Decisions 1998-IV),
the Akkoç v. Turkey judgment of 10 October 2000, and the Tas v. Turkey judgment
of 14 October 2000.
2. Nor do I share the majority’s opinion that the sum awarded for costs should
be paid into the applicant’s London bank account. Is it not astonishing that an
applicant, a Turkish national, living in a small village or hamlet in a remote
corner of south-eastern Anatolia should have bank accounts in London? If certain
counsel have problems with their clients, this is no concern of the respondent
State, since the contract between the lawyer and his client is a private one
involving themselves, and the respondent State is not a party to disputes
between them. I am of the opinion that if costs are to be paid in a London bank
account, the charges of the bank who carry out the transfer of the sum should be
deducted from the sum awarded to the applicant as costs and expenses.
On that point too I refer to my detailed dissenting opinion in the Salman v.
Turkey judgment of 27 June 2000.
1. Note by the Registry: Protocol No. 11 came into force on 1 November 1998.