Caso de Ilhan contra Turquía, de 27/06/2000
Preliminary objection dis
EUROPEAN COURT OF HUMAN RIGHTS
CASE OF ILHAN v. TURKEY
(Application no. 22277/93)
JUDGMENT
STRASBOURG
27 June 2000
In the case of Ilhan v. Turkey,
The European Court of Human Rights, sitting as a Grand Chamber composed of the
following judges:
Mr L. Wildhaber, President,
Mr J.-P. Costa,
Mr A. Pastor Ridruejo,
Mr L. Ferrari Bravo,
Mr G. Bonello,
Mr J. Makarczyk,
Mr P. Kuris,
Mrs F. Tulkens,
Mr V. Butkevych,
Mr J. Casadevall,
Mrs N. Vajic,
Mrs H.S. Greve,
Mr A.B. Baka,
Mr R. Maruste,
Mrs S. Botoucharova,
Mr M. Ugrekhelidze,
Mr F. Gölcüklü, ad hoc judge,
and also of Mr M. de Salvia, Registrar,
Having deliberated in private on 2 February, 29 March and 30 May 2000,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
1. The case was referred to the Court in accordance with the provisions
applicable prior to the entry into force of Protocol No. 11 to the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the Convention”)1
by the European Commission of Human Rights (“the Commission”) (Article 5 § 4 of
Protocol No. 11 and former Articles 47 and 48 of the Convention).
2. The case originated in an application (no. 22277/93) against the Republic of
Turkey lodged with the Commission under former Article 25 of the Convention by a
Turkish national, Mr Nasir Ilhan (“the applicant”), on 24 June 1993.
3. The applicant alleged that his brother Abdüllatif Ilhan had been severely
beaten by gendarmes when they apprehended him at his village and that he was not
provided by them with the necessary medical treatment for his life-threatening
injuries. He also complained of a lack of effective remedy in respect of these
matters and of discrimination on the basis of his brother's Kurdish origin.
4. The Commission declared the application admissible on 22 May 1995. In its
report of 23 April 1999 (former Article 31 of the Convention), it expressed the
opinion that there had been a violation of Article 2 of the Convention (by
twenty-seven votes to five); that there had been a violation of Article 3 (unanimously);
that there had been a violation of Article 13 (by twenty-nine votes to three);
and that there had been no violation of Article 14 (unanimously)1.
5. On 20 September 1999 a panel of the Grand Chamber decided that the case would
be examined by the Grand Chamber of the Court (Article 5 § 4 of Protocol No. 11
and Rules 100 § 1 and 24 § 6 of the Rules of Court). The Grand Chamber included
ex officio Mr R. Türmen, the judge elected in respect of Turkey (Article 27 § 2
of the Convention and Rule 24 § 4), Mr L. Wildhaber, the President of the Court,
Mrs E. Palm, Vice-President of the Court, and Mr J.-P. Costa and Mr M. Fischbach,
Vice-Presidents of Sections (Article 27 § 3 of the Convention and Rule 24 §§ 3
and 5 (a)). The other members appointed to complete the Grand Chamber were Mr A.
Pastor Ridruejo, Mr G. Bonello, Mr J. Makarczyk, Mr P. Kuris, Mrs F. Tulkens,
Mrs V. Stráznická, Mr V. Butkevych, Mr. J. Casadevall, Mrs H.S. Greve, Mr A.B.
Baka, Mr R. Maruste and Mrs S. Botoucharova (Rules 24 § 3 and 100 § 4).
6. Subsequently Mr Türmen, who had taken part in the Commission's examination of
the case, withdrew from sitting in the Grand Chamber (Rule 28). On 22 October
1999 the Turkish Government (“the Government”) appointed Mr F. Gölcüklü to sit
as an ad hoc judge (Article 27 § 2 of the Convention and Rule 29 § 1). Mr
Fischbach and Mrs Stráznická ,who were unable to take part in the further
consideration of the case, were replaced by Mrs N. Vajic and Mr M. Ugrekhelidze,
substitute judges (Rule 24 § 5 (b)).
7. The applicant and the Government each filed a memorial. In his memorial, the
applicant no longer maintained his complaints under Article 14 of the Convention.
8. A hearing took place in public in the Human Rights Building, Strasbourg, on 2
February 2000.
There appeared before the Court:
(a) for the Government
Mr M. Özmen, Agent,
Ms Y. Kayaalp,
Mr O. Zeyrek,
Ms M. Gülsen,
Mr H. Çetinkaya, Advisers;
(b) for the applicant
Ms F. Hampson, Counsel,
Ms A. Reidy,
Mr O. Baydemir,
Ms R. Yalçindag,
Mr M. Kilavuz, Advisers.
The Court heard addresses by Ms Hampson and Mr Özmen.
9. On 31 May 2000 Mrs Palm, who was unable to take part in the further
consideration of the case, was replaced by Mr L. Ferrari Bravo (Rule 24 § 5
(b)).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
10. The facts of the case, particularly concerning events on 26 and 27 December
1992 when Abdüllatif Ilhan, the applicant's brother, was apprehended by
gendarmes during an operation at the village of Aytepe and went to hospital for
emergency medical treatment of a serious head injury, were disputed by the
parties. The Commission, pursuant to former Article 28 § 1 (a) of the Convention,
conducted an investigation with the assistance of the parties.
The Commission delegates heard witnesses in Ankara from 29 to 30 September 1997
and on 4 May 1998. The witnesses included the applicant; his brother Abdüllatif
Ilhan; Ibrahim Karahan, the villager who was apprehended during the same
operation; Seref Çakmak, the commander of the Mardin central gendarmerie, in
charge of the operation at Aytepe; Ahmet Kurt, the commander of the local
gendarmerie station at Konakli; Selim Uz, a gendarme doing his military service
at Konakli; Dr Mehmet Aydogan, the doctor who examined Abdüllatif Ilhan at
Mardin State Hospital; Dr Ömer Rahmanli, who treated Abdüllatif Ilhan at
Diyarbakir State Hospital; Dr Selahattin Varol, from Diyarbakir State Hospital;
Abdülkadir Güngören, the Mardin public prosecutor; and Nuri Ay, a soldier with
paramedical training who had served at Mardin.
11. The Commission's findings of fact, which are accepted by the applicant, are
set out in its report of 1 March 1999 and summarised below (Section A). The
relevant domestic proceedings and the Government's submissions concerning the
facts are also summarised below (Sections B and C).
A. The Commission's findings of fact
12. Abdüllatif Ilhan lived in the village of Aytepe, located in the south-east
region of Turkey, about 60 to 70 km from the town of Mardin. It came under the
jurisdiction of the gendarmerie command at Mardin. The nearest gendarmerie
station was at Konakli, several villages away. The central provincial
gendarmerie commander, Seref Çakmak, knew the village. He had been informed that
the Ilhan family cooperated with the PKK (Workers' Party of Kurdistan) who were
very active in the region at this time. He also suspected the villager Ibrahim
Karahan of involvement with the PKK.
13. Aytepe village was located on high ground in a hilly area. There was a
garden area below the village to the south, described as containing fruit trees
and bushes. The descriptions of this area given by witnesses before the
Commission's delegates varied. It was common ground that there were stone walls
in the garden which were in places quite high. There were rivers or streams to
the east and west of this area.
14. On 26 December 1992, shortly before dawn, the Mardin gendarmes, under Seref
Çakmak's command and assisted by men from Konakli station, started an operation
at Aytepe village. The report by Mardin central provincial gendarmerie command
stated that a villager, Mehmet Koca, was wanted for harbouring two persons
wanted for aiding and abetting the PKK. The weather was very cold, with snow on
the ground.
15. Abdüllatif Ilhan and Ibrahim Karahan saw the soldiers approaching the
village from the surrounding hills. From past experience, they feared that they
might be beaten. They ran to hide in the gardens south of the village. They did
not hear anyone shouting after them to stop. Ahmet Kurt, the Konakli station
commander, saw the two men running away through binoculars. He was ordered by
the operation commander, Seref Çakmak, to apprehend them. He took a team of
seventeen men and went to the gardens.
16. The gendarmes found both men hiding under the bushes and trees in the garden
area. Ibrahim Karahan did not try to run away when he was found. He was beaten
and kicked by the gendarmes. They found Abdüllatif Ilhan hiding nearby and
gathered round him. Ibrahim Karahan saw the gendarmes kick him. He also saw them
raise and lower their rifles as if striking Abdüllatif Ilhan with the butts. He
did not, however, see any rifle butt hitting him. Abdüllatif Ilhan remembered
that he was kicked many times and struck on the hip with the barrel of a G3
rifle which tore his skin all the way down. He was also struck on the right side
of the head with a rifle butt. He lost consciousness and remembered little after
that for about a week. The gendarmes doused him in the nearby river to revive
him.
17. The Commission rejected as implausible and contradictory the testimony of
the gendarmes concerning the apprehension of the two men. Neither Ahmet Kurt nor
Seref Çakmak witnessed the apprehension of Ibrahim Karahan or Abdüllatif Ilhan
and their accounts lacked credibility. Selim Uz claimed that he had found
Abdüllatif Ilhan concealed in the bushes and that the latter had run away,
falling twice near the river. The Commission, however, found that his testimony
was inconsistent on a number of crucial points and that he gave his evidence in
a clearly exculpatory manner. On being questioned in detail, he also admitted
that he could not see exactly what had happened. The Commission therefore found
that the Government had not produced a witness who could unequivocally state
that he had witnessed Abdüllatif Ilhan sustain injuries as a result of a fall.
It accepted the testimony of Abdüllatif Ilhan and Ibrahim Karahan, which it
found to be credible and convincing.
18. Ibrahim Karahan and Abdüllatif Ilhan were brought before the operation
commander, Seref Çakmak, who kept them outside the village until the end of the
operation. A third man, Veysi Aksoy, was also apprehended for aiding and
abetting the PKK. The Commission did not accept as credible testimony that a
fire was lit to warm Abdüllatif Ilhan. Nor were any dry clothes brought for him
from the village. At this point, Abdüllatif Ilhan had a visible injury to his
head, with bruising around the left eye and a mark on the right-hand side of his
head, which had bled. He was limping, showing an injury to the left leg. There
were also noticeable irregularities in his manner of speaking when Seref Çakmak
questioned him at this time.
19. An incident report was drawn up by the gendarmes, dated 26 December 1992. It
stated that Ibrahim Karahan and Abdüllatif Ilhan had failed to stop when ordered
and that Abdüllatif Ilhan had fallen down a slope, injuring his left eye and leg.
The report was signed by Seref Çakmak,
Ahmet Kurt and Selim Uz. It also bore the apparent signatures of Ibrahim Karahan
and Abdüllatif Ilhan. However, Abdüllatif Ilhan was illiterate and unable to
sign his name. He generally placed his thumbprint on documents. Although the
report purported to have been drawn up and signed at the scene by the persons
present, the Commission noted that Ahmet Kurt and Selim Uz recollected signing
it later. It also found that it was an unreliable and misleading document, which
did not correspond to the events as described orally by the gendarmes.
20. After completing the operation at the village, the gendarmes returned to the
Konakli station. Abdüllatif Ilhan was unable to walk. Ibrahim Karahan carried
him to the next village, Ahmetli, where a donkey was obtained. Abdüllatif Ilhan
rode on the donkey to Konakli, with Ibrahim Karahan helping to keep him in the
saddle. They arrived at about 3.30 to 4 p.m.
21. At the station, Ahmet Kurt took the statements of both men. Abdüllatif Ilhan
was otherwise kept in the canteen while Ibrahim Karahan was placed in the
custody area. No custody record recording their detention was provided by the
Government. At about 9 to 9.30 p.m., the Mardin gendarmes left in their vehicles
to return to Mardin, taking Ibrahim Karahan and Abdüllatif Ilhan with them.
22. The gendarmes arrived in Mardin during the night, passing Mardin State
Hospital on the way. Abdüllatif Ilhan and Ibrahim Karahan were put in the
cafeteria of the Mardin central provincial gendarmerie station. Ibrahim Karahan
recalled that two men in civilian clothes had come to the cafeteria. One of them,
who was apparently a doctor, had looked at Abdüllatif Ilhan without examining
him and said that he was faking his condition. Seref Çakmak told the Commission
delegates that he had called a doctor and a paramedic to examine Abdüllatif
Ilhan and that, after the examination, the doctor had stated that Abdüllatif
Ilhan was exaggerating his symptoms. The Commission asked for the doctor and the
paramedic to be identified. The doctor identified by the Government failed to
appear and give evidence. The paramedic appeared, but could not remember ever
being called out to examine a detainee in the circumstances described. No
infirmary or medical records were produced to substantiate that treatment was
given. The Commission did not make any findings as to who had come to look at
Abdüllatif Ilhan. It did find that at most he had received only cursory first-aid
treatment and that the purported doctor had discounted visible signs of distress,
without taking any precautionary steps in respect of an evident trauma to the
head.
23. Seref Çakmak took further statements from the two men during the day of 27
December 1992, probably around 5 to 5.30 p.m. Abdüllatif Ilhan's statement bore
his thumbprint and the explanation that he did not have a signature. Ibrahim
Karahan described Abdüllatif Ilhan's condition as worsening as the day
progressed. He could not walk, needed to be supported and, before giving his
statement, lost control of his bowels.
24. At 7.10 p.m. on 27 December 1992, some thirty-six hours after their
apprehension, Abdüllatif Ilhan and Ibrahim Karahan were admitted for treatment
at Mardin State Hospital. A document dated 27 December 1992 and signed by Seref
Çakmak requested that both be treated as they had fallen and hurt themselves.
According to the hospital record, Ibrahim Karahan was treated for trauma to the
right ear. A report dated 27 December 1992 and signed by Dr Aydogan stated that
Abdüllatif Ilhan's general condition was average, and that he was conscious and
responsive. The report also stated that hemadermy was present in the left eye
periorbital. It indicated that the life of the patient, who suffered from left
hemiparesis, was threatened.
25. Abdüllatif Ilhan was taken to Diyarbakir State Hospital, where his condition
was found to be fair, though risk to life remained, with symptoms of concussion
and left hemiplegia. The applicant arrived at the hospital to see his brother on
28 December 1992. He took Abdüllatif to a clinic, where he paid for scans to be
taken. On the basis of these films, which disclosed, inter alia, cerebral oedema
and left hemiparesis, Dr Rahmanli decided that surgery was not necessary.
Abdüllatif Ilhan was treated with drugs and discharged from hospital on 11
January 1993.
26. Abdüllatif Ilhan returned to the hospital for examination at about two-monthly
intervals. On 11 June 1993 a report from Dr Rahmanli and Dr Varol stated that he
was suffering from a 60% loss of function on the left side. The applicant
submitted to the Commission recent scans of his brain showing an area of brain
atrophy. The Commission's delegates who saw Abdüllatif Ilhan on 29 September
1997 noted that a loss of function on the left hand side was still visible.
However, on the basis of the evidence of the doctors who testified before the
delegates, the Commission found that the delay in treatment had not been shown
to have appreciably worsened the long-term effects of the head injury.
B. The domestic proceedings
27. The applicant and his brother did not lodge any complaint with the Mardin
public prosecutor, Abdulkadir Güngören. The public prosecutor had been informed,
however, that Abdüllatif Ilhan had been injured at the time of his apprehension
by Seref Çakmak and he had received documents prepared by the gendarmes
concerning the apprehension of Abdüllatif Ilhan and Ibrahim Karahan. In a
written report dated 27 December 1992 to the public prosecutor, Seref Çakmak had
stated that both Abdüllatif Ilhan and Ibrahim Karahan had run away despite
numerous warnings to stop. He described how both men had physically resisted the
security forces and had fallen from the rocks while they were pushing the
gendarmes. The public prosecutor had also spoken on the telephone with Seref
Çakmak and received oral explanations, inter alia, that Ibrahim Karahan had in
fact hidden without running away.
28. On 11 February 1993 the public prosecutor issued a decision not to prosecute
which concluded that Abdüllatif Ilhan's injury resulted from an accident for
which no one was at fault, either intentionally or through negligence. He did
not interview Abdüllatif Ilhan or Ibrahim Karahan or any gendarme who had
witnessed the alleged accident before issuing his decision.
29. On the same day the public prosecutor drew up an indictment charging
Abdüllatif Ilhan with the offence of resistance to officers contrary to Article
260 of the Turkish Criminal Code (TCC). It stated that during an operation
Abdüllatif Ilhan had run away from the security forces, ignoring their orders to
stop. He told the delegates that he did not charge Ibrahim Karahan with any
offence due to the oral explanations given by Seref Çakmak.
30. On 30 March 1993 Abdüllatif Ilhan appeared before the Mardin Justice of the
Peace Court. The minutes recorded that he accepted that the charge was true. He
was recorded as stating that, on the day of the incident, he did not understand
the security forces' warning. Although he understood it afterwards, he ran away
fearing that they would harm him. In its decision of that date, the court found
that Abdüllatif Ilhan had admitted that he had failed to comply with an order to
stop and had thus resisted an officer contrary to Article 260 TCC. He was
sentenced to a fine of 35,000 Turkish lira (TRL), which was suspended. The
applicant stated to the Commission that he had not been allowed to accompany his
brother into the courtroom and that his brother, who spoke Kurdish, was not
provided with an interpreter. The court minutes made no reference to an
interpreter being provided.
C. The Government's submissions on the facts
31. The Government relied on the incident report drawn up by the gendarmes and
the statements taken from Abdüllatif Ilhan and Ibrahim Karahan by the gendarmes,
as well as the oral testimony of the gendarmerie officers.
32. Abdüllatif Ilhan was ordered to stop by the gendarmes conducting an
operation at his village. He ran away and, due to the slippery terrain, fell and
injured himself. Ibrahim Karahan's evidence that Abdüllatif Ilhan was beaten by
the soldiers was unreliable and inconsistent, inter alia, as his son had joined
the PKK. Both men had signed the incident report and statements drawn up by the
gendarmes. The fact that Abdüllatif Ilhan was illiterate did not mean that he
was unable to sign documents if he wished.
33. After the accident, Abdüllatif Ilhan was neither in danger of losing his
life nor in a coma. He did not lose consciousness as alleged. He was able to
make statements to the gendarmes and so did not appear to Seref Çakmak to be
seriously hurt. Dr Rahmanli, who examined him at Mardin State Hospital,
described him as responsive. In any event, Abdüllatif Ilhan was not neglected
but received medical treatment for his injuries in hospital. Such treatment was
not available in the rural area where the accident occurred.
34. Abdüllatif Ilhan had admitted before the Mardin Justice of the Peace Court
that he had resisted the security forces and had had no difficulty in giving
evidence.
II. RELEVANT DOMESTIC LAW AND PRACTICE
35. The principles and procedures relating to liability for acts contrary to the
law may be summarised as follows.
A. Criminal prosecutions
36. Under the Turkish Criminal Code (TCC) all forms of homicide (Articles 448 to
455) and attempted homicide (Articles 61 and 62) constitute criminal offences.
It is also an offence for a State employee to subject anyone to torture or
ill-treatment (Article 243 in respect of torture and Article 245 in respect of
ill-treatment). The authorities' obligations in respect of conducting a
preliminary investigation into acts or omissions capable of constituting such
offences that have been brought to their attention are governed by Articles 151
to 153 of the Code of Criminal Procedure. Offences may be reported to the
authorities or the security forces as well as to public prosecutors' offices.
The complaint may be made in writing or orally. If it is made orally, the
authority must make a record of it (Article 151).
By Article 235 of the Criminal Code, any public official who fails to report to
the police or a public prosecutor's office an offence of which he has become
aware in the exercise of his duty is liable to imprisonment.
A public prosecutor who is informed by any means whatsoever of a situation that
gives rise to the suspicion that an offence has been committed is obliged to
investigate the facts in order to decide whether or not there should be a
prosecution (Article 153 of the Code of Criminal Procedure).
37. In the case of alleged terrorist offences, the public prosecutor is deprived
of jurisdiction in favour of a separate system of national security prosecutors
and courts established throughout Turkey.
38. If the suspected offender is a civil servant and if the offence was
committed during the performance of his duties, the preliminary investigation of
the case is governed by the Law of 1914 on the prosecution of civil servants,
which restricts the public prosecutor's jurisdiction ratione personae at that
stage of the proceedings. In such cases it is for the relevant local
administrative council (for the district or province, depending on the suspect's
status) to conduct the preliminary investigation and, consequently, to decide
whether to prosecute. Once a decision to prosecute has been taken, it is for the
public prosecutor to investigate the case.
An appeal to the Supreme Administrative Court lies against a decision of the
council. If a decision not to prosecute is taken, the case is automatically
referred to that court.
39. By virtue of Article 4, paragraph (i), of Decree no. 285 of 10 July 1987 on
the authority of the governor of a state of emergency region, the 1914 Law (see
paragraph 38 above) also applies to members of the security forces who come
under the governor's authority.
40. If the suspect is a member of the armed forces, the applicable law is
determined by the nature of the offence. Thus, if it is a “military offence”
under the Military Criminal Code (Law no. 1632), the criminal proceedings are in
principle conducted in accordance with Law no. 353 on the establishment of
courts martial and their rules of procedure. Where a member of the armed forces
has been accused of an ordinary offence, it is normally the provisions of the
Code of Criminal Procedure which apply (see Article 145 § 1 of the Constitution
and sections 9 to 14 of Law no. 353).
The Military Criminal Code makes it a military offence for a member of the armed
forces to endanger a person's life by disobeying an order (Article 89). In such
cases civilian complainants may lodge their complaints with the authorities
referred to in the Code of Criminal Procedure (see paragraph 36 above) or with
the offender's superior.
B. Civil and administrative liability arising out of criminal offences
41. Under section 13 of Law no. 2577 on administrative procedure, anyone who
sustains damage as a result of an act by the authorities may, within one year
after the alleged act was committed, claim compensation from them. If the claim
is rejected in whole or in part or if no reply is received within sixty days,
the victim may bring administrative proceedings.
42. Article 125 §§ 1 and 7 of the Constitution provides:
“All acts or decisions of the authorities are subject to judicial review ...
...
The authorities shall be liable to make reparation for all damage caused by
their acts or measures.”
That provision establishes the State's strict liability, which comes into play
if it is shown that in the circumstances of a particular case the State has
failed in its obligation to maintain public order, ensure public safety or
protect people's lives or property, without it being necessary to show a
tortious act attributable to the authorities. Under these rules, the authorities
may therefore be held liable to compensate anyone who has sustained loss as a
result of acts committed by unidentified persons.
43. Article 8 of Decree no. 430 of 16 December 1990, the last sentence of which
was inspired by the provision mentioned above (see paragraph 42), provides:
“No criminal, financial or legal liability may be asserted against ... the
governor of a state of emergency region or by provincial governors in that
region in respect of decisions taken, or acts performed, by them in the exercise
of the powers conferred on them by this legislative decree, and no application
shall be made to any judicial authority to that end. This is without prejudice
to the rights of individuals to claim reparation from the State for damage which
they have been caused without justification.”
44. Under the Code of Obligations, anyone who suffers damage as a result of an
illegal or tortious act may bring an action for damages (Articles 41 to 46) and
non-pecuniary loss (Article 47). The civil courts are not bound by either the
findings or the verdict of the criminal court on the issue of the defendant's
guilt (Article 53).
However, under section 13 of Law no. 657 on State employees, anyone who has
sustained loss as a result of an act done in the performance of duties governed
by public law may, in principle, only bring an action against the authority by
whom the civil servant concerned is employed and not directly against the civil
servant (see Article 129 § 5 of the Constitution and Articles 55 and 100 of the
Code of Obligations). That is not, however, an absolute rule. When an act is
found to be illegal or tortious and, consequently, is no longer an
“administrative” act or deed, the civil courts may allow a claim for damages to
be made against the official concerned, without prejudice to the victim's right
to bring an action against the authority on the basis of its joint liability as
the official's employer (Article 50 of the Code of Obligations).
C. Offences of resistance to officers
45. Article 258 of the TCC provides in its first paragraph:
“Whoever, by force or threat, resists a public officer or his assistants during
the performance of their official duties shall be punished by a term of
imprisonment of not less than six months and not more than two years.”
46. Article 260 of the TCC provides:
“Whoever exerts influence or force to prevent the execution of any of the
provisions of a statute or regulation shall be punished by a term of
imprisonment of not more than one year.”
THE LAW
I. the court's assessment of the facts
47. The Court reiterates its settled case-law that under the Convention system
prior to 1 November 1998 the establishment and verification of the facts was
primarily a matter for the Commission (former Articles 28 § 1 and 31). While the
Court is not bound by the Commission's findings of fact and remains free to make
its own assessment in the light of all the material before it, it is however
only in exceptional circumstances that it will exercise its powers in this area
(see, among other authorities, the Akdivar and Others v. Turkey judgment of 16
September 1996, Reports of Judgments and Decisions 1996-IV, p. 1214, § 78).
48. The Government argued that the Commission gave undue weight to the evidence
of Abdüllatif Ilhan and, in particular, Ibrahim Karahan, whose evidence was in
their view unreliable and inconsistent. The Court observes that the Government's
points concerning these witnesses were taken into consideration by the
Commission in its report, which approached its task of assessing the evidence
with the requisite caution, giving detailed consideration to the elements which
supported the applicant's claims and those which cast doubt on their
credibility. It does not find that the criticisms made by the Government raise
any matter of substance which might warrant the exercise of its own powers of
verifying the facts. In these circumstances, the Court accepts the facts as
established by the Commission (see paragraphs 10-30 above).
II. The government's preliminary objections
A. Incompatibility ratione personae
49. The Government submitted that the application should be dismissed as
incompatible ratione personae as the applicant, Nasir Ilhan, could not claim to
be a victim under the Convention of the violations alleged. Nor could the
applicant claim to be a representative of his brother Abdüllatif Ilhan as there
were legal representatives conducting the proceedings before the Convention
organs. Abdüllatif Ilhan was also capable, in their view, of pursuing his own
legal affairs. To allow the applicant to pursue this application would
unjustifiably widen the category of persons, relatives and friends of victims
who could lodge applications, claiming compensation for themselves. Accordingly,
the application was invalid and should be rejected.
50. The Commission, with whom the applicant agreed, found that the applicant had
introduced the application on behalf of his brother, who was in a seriously
incapacitated and vulnerable state. Abdüllatif Ilhan had given evidence before
the delegates showing that he supported the application and there was no element
of abuse of the Convention system in allowing the applicant to bring the
application.
51. The Court has previously held in the context of Article 35 § 1 (former
Article 26) of the Convention that the rules of admissibility must be applied
with some degree of flexibility and without excessive formalism (see the Cardot
v. France judgment of 19 March 1991, Series A no. 200, p. 18, § 34). Regard must
also be had to the object and purpose of those rules (see, for example, the Worm
v. Austria judgment of 29 August 1997, Reports 1997-V, p. 1547, § 33) and of the
Convention generally, which, as a treaty for the collective enforcement of human
rights and fundamental freedoms, must be interpreted and applied so as to make
its safeguards practical and effective (see, for example, the Yasa v. Turkey
judgment of 2 September 1998, Reports 1998-VI, p. 2429, § 64).
52. The system of individual petition provided under Article 34 (former Article
25) of the Convention excludes applications by way of actio popularis.
Complaints must therefore be brought by or on behalf of persons who claim to be
victims of a violation of one or more of the provisions of the Convention. Such
persons must be able to show that they were “directly affected” by the measure
complained of (see, for example, the Open Door and Dublin Well Woman v. Ireland
judgment of 29 October 1992, Series A no. 246-A, p. 22, § 44). Further, victim
status may exist even where there is no damage, such an issue being relevant
under Article 41 (former Article 50) of the Convention, where pecuniary or
non-pecuniary damage flowing from the breach must be established (see, for
example, the Wassink v. the Netherlands judgment of 27 September 1990, Series A
no. 185-A, p. 14, § 38).
53. In the light of the above considerations, the Court notes that whether or
not the applicant can claim damages in his own right is separate from the
consideration of whether he may validly introduce the application. In the
present case, Abdüllatif Ilhan was the immediate victim of the alleged assault
and ill-treatment. The application introduced by the applicant also made it
clear that he was complaining on behalf of his brother who, considering his
state of health, was not in a position to pursue the application himself. In
these circumstances, the Court notes that it would generally be appropriate for
an application to name the injured person as the applicant and for a letter of
authority to be provided allowing another member of the family to act on his or
her behalf. This would ensure that the application was brought with the consent
of the victim of the alleged breach and would avoid actio popularis
applications.
54. The Court is not persuaded, however, that in this case the fact that Nasir
Ilhan put his own name as that of the applicant rather than that of his brother
discloses an abuse of the Convention system. Abdüllatif Ilhan consented to the
proceedings and appeared before the Commission delegates to give evidence. Nor
was there any apparent conflict of interest arising from the applicant's
involvement on behalf of his brother. Indeed, the applicant may claim to have
been closely concerned with the incident. He was the member of the family who
came immediately to the hospital on learning of his brother's injury and who
took the necessary steps for obtaining the treatment he needed. While the
Government asserted that Abdüllatif Ilhan's state of health did not preclude him
from conducting his own legal affairs, the Court considers that special
considerations may arise where a victim of an alleged violation of Articles 2
and 3 of the Convention at the hands of the security forces is still suffering
from serious after-effects.
55. Having regard therefore to the special circumstances of this case, where
Abdüllatif Ilhan may claim to have been in a particularly vulnerable position,
the Court finds that the applicant may be regarded as having validly introduced
the application on his brother's behalf. Accordingly, it dismisses the
Government's preliminary objection in this respect.
B. Exhaustion of domestic remedies
56. The Government objected that the applicant had not exhausted domestic
remedies, as required by Article 35 of the Convention, by making proper use of
the available redress through the instituting of criminal proceedings, or by
bringing claims in the civil or administrative courts. They referred in
particular to the fact that neither Abdüllatif Ilhan nor the applicant
complained to the public prosecutor and that Abdüllatif Ilhan made no complaint
when he appeared before the Mardin Justice of the Peace Court on 30 March 1993.
57. The applicant's counsel submitted at the hearing before the Court that the
Mardin public prosecutor had been informed that both Abdüllatif Ilhan and
Ibrahim Karahan had been injured when the gendarmes apprehended them. The public
prosecutor had informed the Commission's delegates that he had been concerned
that Abdüllatif Ilhan had suffered such serious injuries. His decision not to
prosecute of 11 February 1993 also described Abdüllatif Ilhan as the injured
party.
58. The Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 § 1 of the Convention obliges applicants to use first
the remedies that are normally available and sufficient in the domestic legal
system to enable them to obtain redress for the breaches alleged. The existence
of the remedies must be sufficiently certain, in practice as well as in theory,
failing which they will lack the requisite accessibility and effectiveness.
Article 35 § 1 also requires that the complaints intended to be brought
subsequently before the Court should have been made to the appropriate domestic
body, at least in substance and in compliance with the formal requirements laid
down in domestic law, but not that recourse should be had to remedies which are
inadequate or ineffective (see the Aksoy v. Turkey judgment of 18 December 1996,
Reports 1996-VI, pp. 2275-76, §§ 51-52, and the Akdivar and Others judgment
cited above, p. 1210, §§ 65-67).
59. The Court emphasises that the application of the rule of exhaustion of
domestic remedies must make due allowance for the fact that it is being applied
in the context of machinery for the protection of human rights that the
Contracting States have agreed to set up. Accordingly, it has recognised that
Article 35 § 1 must be applied with some degree of flexibility and without
excessive formalism. It has further recognised that the rule of exhaustion is
neither absolute nor capable of being applied automatically; for the purposes of
reviewing whether it has been observed, it is essential to have regard to the
circumstances of the individual case. This means, in particular, that the Court
must take realistic account not only of the existence of formal remedies in the
legal system of the Contracting State concerned but also of the general context
in which they operate, as well as the personal circumstances of the applicant.
It must then examine whether, in all the circumstances of the case, the
applicant did everything that could reasonably be expected of him or her to
exhaust domestic remedies (see the Akdivar and Others judgment cited above, p.
1211, § 69, and the Aksoy judgment cited above, p. 2276, §§ 53-54).
60. The Court notes that Turkish law provides administrative, civil and criminal
remedies against illegal and criminal acts attributable to the State or its
agents (see paragraphs 36 et seq. above).
61. With respect to an action in administrative law under Article 125 of the
Constitution based on the authorities' strict liability (see paragraphs 41-42
above), the Court recalls that a Contracting State's obligation under Articles 2
and 13 of the Convention to conduct an investigation capable of leading to the
identification and punishment of those responsible in cases of fatal assault
might be rendered illusory if in respect of complaints under those Articles an
applicant were to be required to exhaust an administrative-law action leading
only to an award of damages (see the Yasa judgment cited above, p. 2431, § 74).
This consideration applies equally under Article 3 of the Convention to cases of
torture or serious ill-treatment, where the complainant has cause to feel
vulnerable, powerless and apprehensive of the representatives of the State (see
the Aksoy judgment cited above, p. 2277, § 56).
Consequently, the applicant was not required to bring the administrative
proceedings in question and the preliminary objection is in this respect
unfounded.
62. As regards a civil action for redress for damage sustained through illegal
acts or patently unlawful conduct on the part of State agents (see paragraph 44
above), the Court notes that a plaintiff in such an action must, in addition to
establishing a causal link between the tort and the damage he or she has
sustained, identify the person believed to have committed the tort. In the
instant case, the public prosecutor took no steps to identify who was present
when Abdüllatif Ilhan was apprehended or when his injuries were incurred. None
of the documents provided by the gendarmes enabled such persons to be
identified. The identity of the perpetrators or possible witnesses was therefore
unknown to the applicant. Furthermore, the public prosecutor had taken no steps
to find any evidence confirming or contradicting the account given by the
gendarmes as to the allegedly accidental nature of the injuries. In this
situation, it is not apparent that there was any basis on which Abdüllatif Ilhan
could have pursued a civil claim with any reasonable prospect of success.
63. With regard to the criminal-law remedies (see paragraphs 36-40 above), the
Court notes that the Mardin public prosecutor had been informed that Abdüllatif
Ilhan had suffered serious injuries when he was apprehended by the gendarmes at
his village. He was accordingly under the duty, imposed by Article 153 of the
Code of Criminal Procedure, to investigate whether an offence had been
committed. The Court is satisfied in these circumstances that the matter was
sufficiently drawn to the attention of the relevant domestic authority. Given
that Abdüllatif Ilhan's circumstances would have caused him to feel vulnerable,
powerless and apprehensive of the representatives of the State, he could
legitimately have expected that the necessary investigation would have been
conducted without a specific, formal complaint from himself or his family. The
public prosecutor chose, however, not to inquire into the circumstances in which
those injuries were caused.
64. Consequently, the Court also dismisses the Government's preliminary
objections as regards civil- and criminal-law remedies.
III. alleged violations of article 2 of the Convention
65. The applicant alleged that his brother, Abdüllatif Ilhan, was unlawfully
subjected to a life-threatening attack by gendarmes and that the authorities
failed to carry out an adequate and effective investigation into the attack. He
argued that there had been a breach of Article 2 of the Convention, which
provides:
“1. Everyone's right to life shall be protected by law. No one shall be deprived
of his life intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is provided by law.
2. Deprivation of life shall not be regarded as inflicted in contravention of
this Article when it results from the use of force which is no more than
absolutely necessary:
(a) in defence of any person from unlawful violence;
(b) in order to effect a lawful arrest or to prevent the escape of a person
lawfully detained;
(c) in action lawfully taken for the purpose of quelling a riot or
insurrection.”
66. The Government disputed those allegations. The Commission expressed the
majority opinion that Article 2 had been infringed in respect of the injury
inflicted on Abdüllatif Ilhan, the delay in sending him to hospital and the lack
of an effective investigation. A minority of the Commission found that Article 2
could not be violated where death had not been caused and there was, at the same
time, the absence of the intention to cause death.
A. Submissions of those who appeared before the Court
1. The applicant
67. The applicant submitted that Abdüllatif Ilhan had been unlawfully subjected
to a life-threatening attack. In his view, Article 2 was not confined to the use
of lethal force but included also the use of potentially lethal force, namely,
force which could foreseeably result in death. Article 2 required also that such
force should only be used where “no more than absolutely necessary” for the
attainment of one of the aims listed in paragraph 2 of Article 2. In this case,
Abdüllatif Ilhan was beaten on the head at least once with a rifle butt, in a
deliberate assault carried out with considerable force. Such a blow to the head,
which is a vulnerable part of the body, was a foreseeably life-threatening
assault and showed a reckless disregard for the life of the victim. There was no
justification however for any use of force as Abdüllatif Ilhan did not resist
arrest.
68. As the Convention concerned the civil liability of States and not the
criminal liability of the individual perpetrator, the issue of the mens rea of
the perpetrator was irrelevant. The lack of prompt medical treatment was an
aggravating circumstance in this case.
69. The applicant submitted that the respondent State had also failed in its
obligation under Article 2 to protect his brother through the criminal-law
framework and the effective enforcement of its sanctions. The cases previously
examined before the Convention organs showed that the attitude and conduct of
the security forces and public prosecutors in south-east Turkey in and around
1993 resulted from the failure of the State to perform its duty of preventing
and suppressing offences against the person. He relied on the judgments
delivered on 28 March 2000 in the cases of Mahmut Kaya v. Turkey and Kiliç v.
Turkey (no. 22535/93, ECHR 2000-III, and no. 22492/93, ECHR 2000-III).
70. Further, the applicant claimed that the authorities had failed to fulfil
their obligation under Article 2 to carry out an investigation into the
potentially lethal use of force. He referred to the Commission's findings that
the public prosecutor was aware that Abdüllatif Ilhan had suffered injuries at
the time of his apprehension by the gendarmes but relied wholly on the documents
submitted by the gendarmes in reaching the conclusion that they resulted from an
accident. His decision not to prosecute was largely a formal exercise taken
without any effort to obtain information from Abdüllatif Ilhan or Ibrahim
Karahan as to what had occurred.
2. The Government
71. The Government contended that there could be no violation of Article 2 since
the alleged victim, Abdüllatif Ilhan, was still alive. They disputed that his
condition could be described as critical. Nor was he in a coma or near to death,
as the medical reports indicated that he could still talk and hear people. His
condition had been exaggerated in the testimony of Ibrahim Karahan. There had
been no element of negligence or oversight in the way in which Abdüllatif Ilhan
was treated by the gendarmes or hospital staff. In any event, Abdüllatif Ilhan
had not substantiated that he had been ill-treated by the gendarmes.
72. As Article 2 did not come into play in this case, the obligation of the
competent authorities to conduct an effective investigation could not be
examined in this context.
B. The Court's assessment
1. Concerning the injuries inflicted on Abdüllatif Ilhan
73. Article 2, which safeguards the right to life and sets out the circumstances
when deprivation of life may be justified, ranks as one of the most fundamental
provisions in the Convention, to which no derogation is permitted. Together with
Article 3, it also enshrines one of the basic values of the democratic societies
making up the Council of Europe. The circumstances in which deprivation of life
may be justified must therefore be strictly construed. The object and purpose of
the Convention as an instrument for the protection of individual human beings
also requires that Article 2 be interpreted and applied so as to make its
safeguards practical and effective (see the McCann and Others v. the United
Kingdom judgment of 27 September 1995, Series A no. 324, pp. 45-46, §§ 146-47).
74. The text of Article 2, read as a whole, demonstrates that it covers not only
intentional killing but also the situations where it is permitted to “use force”
which may result, as an unintended outcome, in the deprivation of life. The
deliberate or intended use of lethal force is only one factor, however, to be
taken into account in assessing its necessity. Any use of force must be no more
than “absolutely necessary” for the achievement of one or more of the purposes
set out in sub-paragraphs (a) to (c). This term indicates that a stricter and
more compelling test of necessity must be employed from that normally applicable
when determining whether State action is “necessary in a democratic society”
under paragraphs 2 of Articles 8 to 11 of the Convention. Consequently, the
force used must be strictly proportionate to the achievement of the permitted
aims (see the McCann and Others judgment cited above, p. 46, §§ 148-49).
75. The Court recalls that in the present case the force used against Abdüllatif
Ilhan was not in the event lethal. This does not exclude an examination of the
applicant's complaints under Article 2. It may be observed that in three
previous cases the Court has examined complaints under this provision where the
alleged victim had not died as a result of the impugned conduct.
In Osman v. the United Kingdom (judgment of 28 October 1998, Reports 1998-VIII,
pp. 3159-63, §§ 115-22), the applicant, Ahmet Osman, had been shot and seriously
injured when a man fired a shotgun at close range at him and his father. His
father had died. The Court concluded on the facts of that case that the United
Kingdom authorities had not failed in any positive obligation under Article 2 to
provide protection of their right to life within the meaning of the first
sentence of Article 2. In the Yasa case (judgment cited above, pp. 2436-41, §§
92-108), the applicant was shot in the street by an unknown gunman, receiving
eight bullet wounds but surviving. The Court, finding that the authorities had
not failed to protect the applicant's life, held nonetheless that they had
failed to comply with the procedural obligation under Article 2 to conduct an
effective investigation into the attack. In L.C.B. v. the United Kingdom
(judgment of 9 June 1998, Reports 1998-III, pp. 1403-04, §§ 36-41), where the
applicant, who suffered from leukaemia, was the daughter of a soldier who had
been on Christmas Island during the United Kingdom's nuclear tests, the Court
noted that it was not suggested that the State had intentionally sought to
deprive her of her life but examined under Article 2 whether the State had done
all that could have been required of it to prevent the applicant's life from
being avoidably put at risk. It found that the State had not failed in this
regard.
76. The Court observes that these three cases concerned the positive obligation
on the State to protect the life of the individual from third parties or from
the risk of illness under the first sentence of Article 2 § 1. It considers,
however, that it is only in exceptional circumstances that physical
ill-treatment by State officials which does not result in death may disclose a
breach of Article 2 of the Convention. It is correct that the criminal
responsibility of those concerned in the use of force is not in issue in the
proceedings under the Convention (see the McCann and Others judgment cited
above, p. 51, § 173). Nonetheless, the degree and type of force used and the
unequivocal intention or aim behind the use of force may, among other factors,
be relevant in assessing whether in a particular case the State agents' actions
in inflicting injury short of death must be regarded as incompatible with the
object and purpose of Article 2 of the Convention. In almost all cases where a
person is assaulted or ill-treated by the police or soldiers, their complaints
will fall to be examined rather under Article 3 of the Convention.
77. The Court recalls that Abdüllatif Ilhan suffered brain damage following at
least one blow to the head with a rifle butt inflicted by gendarmes who had been
ordered to apprehend him during an operation and who kicked and beat him when
they found him hiding in some bushes. Two contemporaneous medical reports
identified the head injury as being of a life-threatening character. This has
left him with a long-term loss of function. The seriousness of his injury is
therefore not in doubt.
However, the Court is not persuaded in the circumstances of this case that the
use of force applied by the gendarmes when they apprehended Abdüllatif Ilhan was
of such a nature or degree as to breach Article 2 of the Convention. Nor does
any separate issue arise in this context concerning the alleged lack of prompt
medical treatment for his injuries. It will, however, examine these aspects
further under Article 3 of the Convention below.
78. It follows that there has been no violation of Article 2 of the Convention
concerning the infliction of injuries on Abdüllatif Ilhan.
2. Concerning the positive and procedural obligations under Article 2 of the
Convention
79. In the light of its finding above and having regard to the facts of this
case, which differ from the cases of killings by unknown perpetrators cited by
the applicant (see Mahmut Kaya and Kiliç cited above), the Court finds it
unnecessary to examine the allegations under Article 2 of the Convention that
there was a failure on the part of the authorities to protect Abdüllatif Ilhan's
right to life or to conduct an effective investigation into the use of force.
IV. alleged violations of article 3 of the Convention
80. The applicant complained that Abdüllatif Ilhan was subjected to torture and
inhuman and degrading treatment, and that there was no adequate or effective
investigation of this ill-treatment. He invoked Article 3 of the Convention
which provides:
“No one shall be subjected to torture or to inhuman or degrading treatment or
punishment.”
A. The submissions of the parties
81. The applicant, agreeing with the unanimous opinion of the Commission,
submitted that Abdüllatif Ilhan was subjected to treatment in violation of
Article 3. He referred both to the severity of the injuries caused to Abdüllatif
Ilhan by being beaten with rifle butts and kicked and to the failure to bring
him promptly to the hospital despite his obvious injuries.
82. The applicant also argued, referring to the Court's judgment of 28 October
1998 in the case of Assenov and Others v. Bulgaria (Reports 1998-VIII, p. 3290,
§§ 102-03), that the authorities failed to conduct any effective or adequate
investigation into the ill-treatment to which his brother was subjected. This
disclosed a separate breach of Article 3, as found by a majority of the
Commission in its report.
83. The Government submitted that the applicant's complaints were wholly
unfounded. Abdüllatif Ilhan's injuries were caused by his accidental fall while
trying to run away from the security forces. There was no failure on the part of
the public prosecutor in investigating the incident. If Abdüllatif Ilhan had had
any complaint, he could have brought it to the attention of the public
prosecutor or the Mardin Justice of the Peace Court. He had not done so,
however.
B. The Court's assessment
1. Concerning the alleged ill-treatment
84. The Court recalls that ill-treatment must attain a minimum level of severity
if it is to fall within the scope of Article 3. The assessment of this minimum
is relative: it depends on all the circumstances of the case, such as the
duration of the treatment, its physical and/or mental effects and, in some
cases, the sex, age and state of health of the victim (see, among other
authorities, the Tekin v. Turkey judgment of 9 June 1998, Reports 1998-IV, p.
1517, § 52).
85. Further, in determining whether a particular form of ill-treatment should be
qualified as torture, consideration must be given to the distinction, embodied
in Article 3, between this notion and that of inhuman or degrading treatment. As
noted in previous cases, it appears that it was the intention that the
Convention should, by means of this distinction, attach a special stigma to
deliberate inhuman treatment causing very serious and cruel suffering (see the
Ireland v. the United Kingdom judgment of 18 January 1978, Series A no. 25, pp.
66-67, § 167). In addition to the severity of the treatment, there is a
purposive element, as recognised in the United Nations Convention against
Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, which
came into force on 26 June 1987, which defines torture in terms of the
intentional infliction of severe pain or suffering with the aim, inter alia, of
obtaining information, inflicting punishment or intimidating (Article 1 of the
United Nations Convention).
86. The Court has accepted the findings of the Commission concerning the
injuries inflicted upon Abdüllatif Ilhan, namely, that he was kicked and beaten
and struck at least once on the head with a G3 rifle. This resulted in severe
bruising and two injuries to the head, which caused brain damage and long-term
impairment of function. Notwithstanding the visible injuries to his head and the
evident difficulties which Abdüllatif Ilhan had in walking and talking, there
was a delay of some thirty-six hours in bringing him to a hospital.
87. Having regard to the severity of the ill-treatment suffered by Abdüllatif
Ilhan and the surrounding circumstances, including the significant lapse in time
before he received proper medical attention, the Court finds that he was a
victim of very serious and cruel suffering that may be characterised as torture
(see also Selmouni v. France [GC], no. 25803/94, §§ 96-105, ECHR 1999-V).
88. The Court concludes that there has been a breach of Article 3 of the
Convention in this regard.
2. Concerning the alleged lack of an effective investigation
89. In the Assenov and Others judgment cited above, the Court made a finding of
a procedural breach of Article 3 due to the inadequate investigation made by the
authorities into the applicant's complaints that he had been severely
ill-treated by the police. It had regard, in doing so, to the importance of
ensuring that the fundamental prohibition against torture and inhuman and
degrading treatment and punishment be effectively secured in the domestic
system.
90. However, in that case, the Court had been unable to reach any conclusion as
to whether the applicant's injuries had in fact been caused by the police as he
alleged. The inability to make any conclusive findings of fact in that regard
derived at least in part from the failure of the authorities to react
effectively to those complaints at the relevant time (see also Labita v. Italy
[GC], no. 26772/95, § 131, ECHR 2000-IV).
91. Procedural obligations have been implied in varying contexts under the
Convention, where this has been perceived as necessary to ensure that the rights
guaranteed under the Convention are not theoretical or illusory but practical
and effective. The obligation to provide an effective investigation into the
death caused by, inter alios, the security forces of the
State was for this reason implied under Article 2 which guarantees the right to
life (see the McCann and Others judgment cited above, pp. 47-49, §§ 157-64).
This provision does, however, include the requirement that the right to life be
“protected by law”. It may also concern situations where the initiative must
rest on the State for the practical reason that the victim is deceased and the
circumstances of the death may be largely confined within the knowledge of State
officials.
92. Article 3, however, is phrased in substantive terms. Furthermore, although
the victim of an alleged breach of this provision may be in a vulnerable
position, the practical exigencies of the situation will often differ from cases
of use of lethal force or suspicious deaths. The Court considers that the
requirement under Article 13 of the Convention that a person with an arguable
claim of a violation of Article 3 be provided with an effective remedy will
generally provide both redress to the applicant and the necessary procedural
safeguards against abuses by State officials. The Court's case-law establishes
that the notion of effective remedy in this context includes the duty to carry
out a thorough and effective investigation capable of leading to the
identification and punishment of those responsible for any ill-treatment and
permitting effective access for the complainant to the investigatory procedure
(see the Aksoy judgment cited above, p. 2287, § 98). Whether it is appropriate
or necessary to find a procedural breach of Article 3 will therefore depend on
the circumstances of the particular case.
93. In the present case, the Court has found that the applicant has suffered
torture at the hands of the security forces. His complaints concerning the lack
of any effective investigation by the authorities into the cause of his injuries
fall to be dealt with under Article 13 of the Convention.
V. alleged violation of article 13 of the Convention
94. The applicant complained that no effective remedy had been provided as
required by Article 13 of the Convention, which provides:
“Everyone whose rights and freedoms as set forth in [the] Convention are
violated shall have an effective remedy before a national authority
notwithstanding that the violation has been committed by persons acting in an
official capacity.”
95. The applicant submitted, relying on the Commission's report, that the
fundamental flaws in the investigation into his brother's injuries gave rise to
a violation of Article 13. The public prosecutor relied exclusively and
unquestioningly on the unsatisfactory and conflicting documents and information
submitted by the gendarmes, without seeking to interview
Abdüllatif Ilhan, Ibrahim Karahan or any gendarme who might have witnessed their
apprehension. He did not take any steps to discover the cause or extent of
Abdüllatif Ilhan's injuries by questioning the doctors who examined him. As to
the medical report by Dr Aydogan, it was brief, failed to state the cause of the
injuries and covered the minor injuries suffered by Abdüllatif Ilhan.
96. The Government contended that there had been no inadequacies in the domestic
investigation and that Abdüllatif Ilhan had failed to lodge any complaint with
the public prosecutor or the Mardin Justice of the Peace Court about any alleged
ill-treatment.
97. The Court reiterates that Article 13 of the Convention guarantees the
availability at the national level of a remedy to enforce the substance of the
Convention rights and freedoms in whatever form they might happen to be secured
in the domestic legal order. The effect of Article 13 is thus to require the
provision of a domestic remedy to deal with the substance of an “arguable
complaint” under the Convention and to grant appropriate relief, although
Contracting States are afforded some discretion as to the manner in which they
conform to their Convention obligations under this provision. The scope of the
obligation under Article 13 varies depending on the nature of the applicant's
complaint under the Convention. Nevertheless, the remedy required by Article 13
must be “effective” in practice as well as in law, in particular in the sense
that its exercise must not be unjustifiably hindered by the acts or omissions of
the authorities of the respondent State (see the Aksoy judgment cited above, p.
2286, § 95; the Aydin v. Turkey judgment of 25 September 1997, Reports 1997-VI,
pp. 1895-96, § 103; and the Kaya v. Turkey judgment of 19 February 1998, Reports
1998-I, pp. 329-30, § 106).
Where an individual has an arguable claim that he has been tortured or subjected
to serious ill-treatment by the State, the notion of “effective remedy” entails,
in addition to the payment of compensation where appropriate, a thorough and
effective investigation capable of leading to the identification and punishment
of those responsible and including effective access for the complainant to the
investigation procedure (see the Tekin judgment cited above, p. 1520, § 66).
98. On the basis of the evidence adduced in the present case, the Court has
found that the respondent State is responsible under Article 3 for ill-treatment
of the applicant amounting to torture. The applicant's complaints in this regard
are therefore “arguable” for the purposes of Article 13 (see the Boyle and Rice
v. the United Kingdom judgment of 27 April 1988, Series A no. 131, p. 23, § 52,
and the Kaya and Yasa judgments cited above, pp. 330-31, § 107, and p. 2442, §
113, respectively).
99. The authorities thus had an obligation to carry out an effective
investigation into the circumstances in which Abdüllatif Ilhan sustained his
injuries.
100. The public prosecutor was aware that Abdüllatif Ilhan had suffered injuries
which had required hospitalisation. The life-threatening nature of these
injuries was also apparent from the medical report issued by Dr Aydogan. The
incident report and the statements which were taken by the gendarmes alleged
that Abdüllatif Ilhan's injuries were sustained when he fell, trying to run
away. There were, however, a number of features about these documents which
should have alerted the prosecutor to the need to investigate further, besides
the mere fact that such serious injuries were caused on apprehension by the
security forces. These included the lapse of time between the moment Abdüllatif
Ilhan had sustained his injuries and his admission to Mardin State Hospital, and
the appearance of Abdüllatif Ilhan's signature on the incident report whereas
his statement of 27 December 1992 bore a thumbprint and the explanation that he
could not sign. It was also apparent that the incident report gave an unreliable
account. It stated that Ibrahim Karahan had failed to stop at the gendarmes'
warning. However, the public prosecutor did not bring this charge against him as
well as Abdüllatif Ilhan as Seref Çakmak had orally informed him that in fact
Ibrahim Karahan had not tried to run away. A further significant inconsistency
was disclosed by the incident report's failure to mention that Ibrahim Karahan
had been injured on apprehension. Seref Çakmak's written referral to hospital
stated that Ibrahim Karahan had also fallen and hurt himself when being
apprehended, as had his written report to the public prosecutor of 27 December
1992. The latter document had also made the claim, not recorded in the allegedly
contemporaneous incident report, that both men had physically resisted the
gendarmes and that it was while pushing members of the security forces that they
fell from the rocks. Indeed, each version of the incident produced by the
gendarmes differed in significant details.
101. Notwithstanding these troubling elements, the public prosecutor took no
independent investigative step. He did not seek to hear Abdüllatif Ilhan's or
Ibrahim Karahan's version of events, nor did he obtain clarification from the
relevant doctors about the extent and nature of the injuries. He also did not
seek any eyewitness evidence as to how the alleged accident took place, but
relied on the oral explanations of Seref Çakmak and the incident report which
had been signed by Seref Çakmak, Ahmet Kurt and Selim Uz who, before the
Commission delegates, were themselves unable to state that they had seen
Abdüllatif Ilhan fall.
102. Furthermore, the medical report issued by Dr Aydogan upon Abdüllatif
Ilhan's arrival in the emergency ward was deficient in that it made no reference
to the cause of the injuries as explained by the victim and did not refer to the
other injuries and marks on his body. The Court is not persuaded that this is
satisfactorily explained by the perceived need for urgent referral to specialist
care in Diyarbakir. In any event, it highlights the importance of an adequate
follow-up by the public prosecutor in ascertaining the cause and extent of
Abdüllatif Ilhan's injuries.
103. For these reasons, no effective criminal investigation can be considered to
have been conducted in accordance with Article 13. The Court finds, therefore,
that no effective remedy has been provided in respect of Abdüllatif Ilhan's
injuries, and thereby access to any other available remedies, including a claim
for compensation, has also been denied.
Consequently, there has been a violation of Article 13 of the Convention.
VI. Alleged practice by the authorities of infringing articles 2, 3 and 13 of
the convention
104. The applicant maintained that there existed in Turkey an officially
tolerated practice of inadequate and ineffective investigations into unlawful
attacks, killings and serious ill-treatment, in violation of Articles 2, 3 and
13 of the Convention. He referred to other cases concerning events in south-east
Turkey in which the Commission and the Court had also found breaches of these
provisions.
105. Having regard to its findings under Articles 2, 3 and 13 above, the Court
does not find it necessary to determine whether the failings identified in this
case are part of a practice adopted by the authorities.
VII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
106. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the
Protocols thereto, and if the internal law of the High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction to the injured party.”
A. Pecuniary damage
107. The applicant submitted that as a result of his injuries Abdüllatif Ilhan
had, to date, incurred medical expenses of 8,000,000,000 Turkish liras (TRL),
assessed at 1999 values. He also claimed future medical expenses, on the basis
of medical advice, totalling TRL 7,000,000,000. This represented 9,708.94 and
8,495.33 pounds sterling (GBP) respectively.
The applicant also submitted that prior to the incident in issue Abdüllatif
Ilhan had been a farmer who had owned sheep, goats and vines. Due to his
injuries, he had had to leave his village, sell off his livestock quickly to pay
for his medical expenses and was rendered permanently unable to resume his
previous occupation. Taking into account that he was aged 36 at the time of the
incident and the average male life expectancy in Turkey, and that as a farmer he
earned GBP 339.81 (TRL 280,000,000) per month at 1999 values, he claimed, for
loss of earnings, the capitalised sum of GBP 70,952.32.
His overall claim for pecuniary damage totalled GBP 89,156.59.
108. The Government submitted that there was no violation to be compensated. Any
just satisfaction should not exceed reasonable limits or lead to unjust
enrichment.
109. The Court observes that there is a direct causal link between the injuries
which it has found were inflicted on Abdüllatif Ilhan in breach of Article 3 and
the past medical expenses and loss of earnings which the applicant claims on his
behalf. The Government have not queried the amount claimed by the applicant,
beyond submitting that such sums should not be unreasonable. Having regard,
therefore, to the detailed submissions by the applicant concerning these
elements, which included the actuarial basis of calculation of the appropriate
capital sum to reflect the loss of income due to Abdüllatif Ilhan's injuries,
the Court awards the sum of GBP 80,600, such sum to be paid to the applicant to
be held on behalf of Abdüllatif Ilhan. It does not award any sum in respect of
alleged future medical expenses, in respect of which no supporting details have
been provided and which must therefore be regarded as largely speculative.
B. Non-pecuniary damage
110. The applicant claimed, referring, inter alia, to the severity of the
violations and the need for an inducement to observe legal standards to give
effective expression to the function of the Court in upholding the public order
of Europe, GBP 40,000 for the non-pecuniary damage suffered by Abdüllatif Ilhan
and GBP 2,500 for himself on account of the violation of Article 13 which he had
suffered.
111. The Government submitted that any just satisfaction should not exceed
reasonable limits or lead to unjust enrichment.
112. The Court has found above that the applicant suffered severe,
life-threatening injury at the hands of gendarmes which amounted to torture
contrary to Article 3 of the Convention. It also found that there had been a
failure to provide an effective remedy in this respect. Noting the awards made
in previous cases from south-east Turkey concerning these provisions (see, for
example, concerning Article 3, the Aksoy judgment cited above, pp. 2289-90, §
113, the Aydin judgment cited above, p. 1903, § 131, the Tekin judgment cited
above, pp. 1521-22, § 77, Çakici v. Turkey [GC], no. 23657/94, § 130, ECHR
1999-IV, and Mahmut Kaya cited above, § 138) and having regard to the
circumstances of this case, the Court has decided to award the sum of GBP 25,000
in total in respect of non-pecuniary damage to be held by the applicant for his
brother Abdüllatif Ilhan.
113. As regards the applicant, the Court recalls that the application was
brought by him on behalf of his brother. The violations found by the Court,
under Articles 3 and 13 concerned Abdüllatif Ilhan as victim. It does not
consider that there is any basis in the present case to make an award to the
applicant himself as “injured party” and accordingly grants no non-pecuniary
damage to the applicant in his personal capacity.
C. Costs and expenses
114. The applicant claimed a total of GBP 23,922.61 less 11,300 French francs
(FRF) received from the Council of Europe by way of legal aid. This included
fees and costs incurred in respect of attendance at the taking of evidence
before Commission delegates at two hearings in Ankara and attendance at the
hearing before the Court in Strasbourg. A sum of GBP 5,750 was listed as
incurred fees and administrative costs in respect of the Kurdish Human Rights
Project (KHRP) in its role as liaison between the legal team in the United
Kingdom and the lawyers and the applicant in Turkey, as well as a sum of GBP
1,425 for translation work from Turkish to English.
115. The Government submitted that only documented claims should be reimbursed
and that there was no ground for paying any sum in respect of the KHRP, whose
function was insufficiently defined. They contested the appropriateness of
awarding high fees and costs in respect of lawyers from outside Turkey.
116. Save as regards the translation costs, the Court is not persuaded that the
fees claimed in respect of the KHRP were necessarily incurred. Deciding on an
equitable basis and having regard to the details of the claims submitted by the
applicant, it awards the applicant the sum of GBP 17,000, together with any
value-added tax that may be chargeable, less the FRF 11,300 received by way of
legal aid from the Council of Europe, such sum to be paid into the applicant's
sterling bank account in the United Kingdom as set out in his just satisfaction
claim.
D. Default interest
117. The Court considers it appropriate to take the statutory rate of interest
applicable in the United Kingdom at the date of adoption of the present
judgment, namely 7.5% per annum.
FOR THESE REASONS, THE COURT
1. Dismisses by sixteen votes to one the Government's preliminary objections;
2. Holds by twelve votes to five that there has been no violation of Article 2
of the Convention;
3. Holds unanimously that there has been a violation of Article 3 of the
Convention;
4. Holds unanimously that there has been a violation of Article 13 of the
Convention;
5. Holds by sixteen votes to one
(a) that the respondent State is to pay the applicant, within three months, the
following sums, to be converted into Turkish liras at the rate applicable at the
date of settlement:
(i) GBP 80,600 (eighty thousand six hundred pounds sterling) for pecuniary
damage to be held by the applicant for his brother Abdüllatif Ilhan;
(ii) GBP 25,000 (twenty-five thousand pounds sterling) for non-pecuniary damage,
which sum is to be held by the applicant for his brother Abdüllatif Ilhan;
(b) that simple interest at an annual rate of 7.5% shall be payable on these
sums from the expiry of the above-mentioned three months until settlement;
6. Holds by sixteen votes to one
(a) that the respondent State is to pay the applicant, within three months and
into the latter's bank account in the United Kingdom, in respect of costs and
expenses, GBP 17,000 (seventeen thousand pounds sterling) together with any
value-added tax that may be chargeable, less FRF 11,300 (eleven thousand three
hundred French francs) to be converted into pounds sterling at the rate
applicable at the date of delivery of this judgment;
(b) that simple interest at an annual rate of 7.5% shall be payable on these
sums from the expiry of the above-mentioned three months until settlement;
7. Dismisses unanimously the remainder of the applicant's claims for just
satisfaction.
Done in English and in French, and delivered at a public hearing in the Human
Rights Building, Strasbourg, on 27 June 2000.
Luzius Wildhaber
President
Michele de Salvia
Registrar
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules
of Court, the following separate opinions are annexed to this judgment:
(a) joint partly dissenting opinion of Mr Bonello, Mrs Tulkens, Mr Casadevall,
Mrs Vajic and Mrs Greve;
(b) dissenting opinion of Mr Gölcüklü.
L.W.
M. de S.
joint PARTLY DISSENTING OPINION
OF JUDGES BONELLO, TULKENS, CASADEVALL, VAJIC AND GREVE
For the following reasons, we do not share the majority's opinion that there has
been no violation of Article 2 of the Convention in this case.
1. n its examination of the alleged violation of Article 2 of the Convention,
the Court found that “in almost all cases where a person is assaulted or
maltreated ... their complaints will fall to be examined rather under Article 3
of the Convention” (see paragraph 76 in fine of the judgment). That being so,
the Court is not persuaded in the circumstances of this case “that the use of
force applied by the gendarmes when they apprehended Abdüllatif Ilhan was of
such a nature or degree as to breach Article 2 of the Convention” (see paragraph
77 of the judgment, second sub-paragraph).
In so saying, the Court suggests that Articles 2 and 3 of the Convention are
part of a continuum or, more precisely, that only a difference in severity
separates them.
Even if there may be interference or even overlap between those two provisions,
we think that Articles 2 and 3 of the Convention also have objects which are
different and distinct – life in the former, integrity of the person in the
latter – which must be examined as such.
2. In the judgment in the instant case the Court finds, on the basis of medical
reports drawn up immediately after the events, that the injury inflicted on
Abdüllatif Ilhan – who suffered brain damage following blows to the head
inflicted by gendarmes – was identified as being of a “life-threatening
character” (see paragraph 77 of the judgment). That finding, which is also not
contradicted in the Commission's report (paragraph 219), was in our opinion not
only necessary but also sufficient for a decision that there had been a
violation of Article 2 of the Convention.
3. In the Osman v. the United Kingdom judgment of 28 October 1998 (Reports of
Judgments and Decisions 1998-VIII) and in the Yasa v. Turkey judgment of 2
September 1998 (Reports 1998-VI) the Court has already held that Article 2 of
the Convention applies where an applicant has been the victim of an assault
which put his or her life in danger, even if, by chance, he or she survived.
Referring to those cases and also to the L.C.B. v. the United Kingdom judgment
of 9 June 1998 (Reports 1998-III), the Court notes “the positive obligation on
the State to protect the life of the individual from third parties or from the
risk of illness under the first sentence of Article 2 § 1”. It considers,
however, that “it is only in exceptional circumstances that physical
ill-treatment by State officials which does not result in death may disclose a
breach of Article 2 of the Convention” (see paragraph 76 of the judgment). We
wonder what those “exceptional circumstances” might be
when the Court firstly accepts that “two contemporaneous medical reports
identified the head injury as being of a life-threatening character”, that “this
has left him with a long-term loss of function” and that “the seriousness of his
injury is therefore not in doubt” (see paragraph 77 of the judgment) and
secondly finds, “having regard to the severity of the ill-treatment”, that the
applicant's brother was the victim of “very serious and cruel suffering that may
be characterised as torture” (see paragraph 87 of the judgment).
4. In conclusion, we think that Article 2 of the Convention imposes an
obligation on the States to protect the right to life against acts capable of
endangering it, no matter who is responsible for those acts and irrespective of
whether they result from intention, recklessness or negligence. In this case,
Abdüllatif Ilhan received blows to the head which were identified by doctors at
the time of the events as being of a “life-threatening character”, without it
having been shown that such use of force was absolutely necessary within the
meaning of paragraph 2 of Article 2 of the Convention.
DISSENTING OPINION OF JUDGE GÖLCÜKLÜ
(Translation)
1. To my great regret, I am unable to share the opinion of the majority of the
Court, in particular regarding the dismissal of the Government's preliminary
objection that the Court had no jurisdiction ratione personae and the
application of Article 41 of the Convention.
2. I wholly agree with the majority that the system of individual petition
provided under Article 34 of the European Convention on Human Rights excludes
applications by way of actio popularis (see paragraph 52 of the judgment in the
instant case). However, the Court has accepted that persons (especially close
relatives) who are very close to the real victim within the meaning of Article
34 may exceptionally be regarded as a “victim” if, for practical purposes, it
was impossible for the real victim to exercise his right of individual petition,
for instance because he is dead or suffering from some other incapacity.
3. In the instant case, the applicant's brother, that is to say the victim
within the meaning of Article 34, was neither dead nor incapable of exercising
his right of individual petition, as he was able to express his consent to being
replaced by his brother and that consent was considered valid by the Court (see
paragraph 54 of the judgment).
4. What I contest is the recognition given to the notion of “victim by proxy”
accepted by the Court (see paragraph 55 of the judgment).
5. The Court has clearly defined, on more than one occasion, the notion of
victim for the purposes of Article 34 (former Article 25) of the Convention,
given its importance in the system of supervision that has been established.
“According to the Court's established case-law, the word 'victim' in the context
of Article 25 denotes the person directly affected by the act or omission in
issue ...” (see the Amuur v. France judgment of 25 June 1996, Reports of
Judgments and Decisions 1996-III, p. 846, § 36; see also, among many other
authorities, the Lüdi v. Switzerland judgment of 15 June 1992, Series A no. 238,
p. 18, § 34). Logical conclusions flow from that definition.
(a) Firstly, only “victims” within the meaning of Article 34 have standing to
set in motion the system of supervision under the Convention. The Convention
does not give “victims” power to delegate that standing to anyone else, no
matter how closely connected.
(b) Therefore, the fact that the real victim's consent has been obtained cannot
have any effect in law. In other words, the real victim cannot by his consent or
will transfer his standing as a victim to a third party. All he can do is to
appoint a legal representative once he has lodged a complaint in due form with
the Court as a victim within the meaning of Article 34.
(c) The issue is not (as the Commission reasoned and the Court accepted) whether
“the name of the applicant should be replaced by the name Abdüllatif Ilhan for
the purposes of this application” (see paragraph 212 of the Commission's
report). Reasoning to the effect that “it amounts to the same thing” is not
legal reasoning. Abdüllatif Ilhan could have appointed his brother Nasir Ilhan
as his legal representative before the Convention institutions after duly
lodging his application as a victim of a violation.
6. Nor do I regard the Court's conclusion on this subject as being an
interpretation of the notion of “victim” under Article 34. I consider that
interpreting a provision or a notion (as in the instant case) in such a way as
to widen its scope of application must not amount to adding a new provision to
the Convention.
7. In conclusion, as the Convention does not recognise the notion of “victim by
proxy”, the Court had no alternative but to declare the application in the
present case inadmissible.
8. As to the application of Article 41 of the Convention, I dissent from the
majority judgment, firstly, as regards just satisfaction and, secondly, as
regards the manner of reimbursing costs, for the following reasons.
9. To begin with, the compensation. In the great majority of cases the Court has
pointed out and clearly affirmed the speculative and fictitious nature of claims
in respect of pecuniary damage where primarily “actuarial calculations” were
entailed and consequently has nearly always dismissed this type of claim.
10. In the rare, exceptional cases in which it awarded the applicant a specified
sum for pecuniary damage, it determined the amount on an equitable basis, never
exceeding reasonable limits and thereby avoiding any speculative calculation.
11. In the instant case the Court – ignoring its settled case-law – has not only
undertaken speculative “actuarial calculations” but has moreover considered it
just and reasonable to award the applicant an unprecedented and more than
excessive sum (80,000 pounds sterling (GBP)). The average sum is between GBP
15,000 and GBP 20,000. I consider that the credibility and persuasive force of
judicial decisions stem from consistency of case-law and adherence to it, which
means avoiding extremes.
By way of justifying what has just been said, I take the liberty of referring to
earlier judgments of the Court, as illustrations. I set out the relevant
paragraphs in full below1.
Kurt judgment of 25 May 1998
(Forced disappearance – Violation)
[A. Non-pecuniary damage]
[Claim]
“171. The applicant maintained that both she and her son had been victims of
specific violations of the Convention as well as a practice of such violations.
She requested the Court to award a total amount of 70,000 pounds sterling (GBP)
which she justified as follows: GBP 30,000 for her son in respect of his
disappearance and the absence of safeguards and effective investigative
mechanisms in that regard; GBP 10,000 for herself to compensate for the
suffering to which she had been subjected on account of her son's disappearance
and the denial of an effective remedy with respect to his disappearance; and GBP
30,000 to compensate both of them on account of the fact that they were victims
of a practice of 'disappearances' in south-east Turkey.”
[Award]
“174. The Court recalls that it has found the respondent State in breach of
Article 5 in respect of the applicant's son. It considers that an award of
compensation should be made in his favour having regard to the gravity of the
breach in question. It awards the sum of GBP 15,000, which amount is to be paid
to the applicant and held by her for her son and his heirs.”
Tekin judgment of 9 June 1998
(Violation of Article 3)
[A. Damage]
[Claim and award]
“75. The applicant claimed compensation in respect of non-pecuniary damage of
25,000 pounds sterling (GBP) and aggravated damages of GBP 25,000.”
...
“77. The Court considers that an award should be made in respect of
non-pecuniary damage bearing in mind its findings of violations of Articles 3
and 13 of the Convention. Having regard to the high rate of inflation in Turkey,
it expresses the award in pounds sterling, to be converted into Turkish liras at
the rate applicable on the date of settlement (see the above-mentioned Selçuk
and Asker judgment, p. 917, § 115). It awards the applicant GBP 10,000.
78. The Court rejects the claim for 'aggravated damages' (see the
above-mentioned Selçuk and Asker judgment, p. 918, § 119).”
Ergi judgment of 28 July 1998
(Violation of Articles 3 and 13)
[A. Non-pecuniary damage]
[Claim]
“107. The applicant submitted that he, his deceased sister and the latter's
daughter had been the victims both of individual violations and of a practice of
such violations. He claimed 30,000 pounds sterling (GBP) in compensation for
non-pecuniary damage. In addition, he sought GBP 10,000 for aggravated damages
resulting from the existence of a practice of violation of Article 2 and of a
denial of effective remedies in south-east Turkey in aggravated violation of
Article 13.”
[Award]
“110. The Court observes from the outset that the initial application to the
Commission was brought by the applicant not only on his own and his sister's
behalf but also on behalf of his niece, Havva Ergi's daughter. ... Having regard
to the gravity of the violations (see paragraphs 86 and 98 above) and to
equitable considerations, it awards the applicant GBP 1,000 and Havva Ergi's
daughter GBP 5,000, which amount is to be paid to the applicant's niece or her
guardian to be held on her behalf.
111. On the other hand, it dismisses the claim for aggravated damages.”
Ogur judgment of 20 May 1999
(Violation of Article 2)
[A. Damage]
[Claim]
“95. In respect of the damage she had sustained, the applicant claimed 500,000
French francs (FRF), of which FRF 400,000 was for pecuniary damage and FRF
100,000 for non-pecuniary damage. She pointed out that she had had no means of
support since the death of her son, who had maintained the family by working as
a night-watchman.”
[Award]
“98. ...
Having regard to its conclusions as to compliance with Article 2 and to the fact
that the events complained of took place more than eight years ago, the Court
considers that it is required to rule on the applicant's claim for just
satisfaction.
As regards pecuniary damage, the file contains no information on the applicant's
son's income from his work as a night-watchman, the amount of financial
assistance he gave the applicant, the composition of her family or any other
relevant circumstances. That being so, the Court cannot allow the compensation
claim submitted under this head (Rule 60 § 2).
As to non-pecuniary damage, the Court considers that the applicant undoubtedly
suffered considerably from the consequences of the double violation of Article
2. ... On an equitable basis, the Court assesses that non-pecuniary damage at
FRF 100,000.” (FRF 100,000 being approximately 10,000 pounds sterling)
çakici judgment of 8 July 1999
(Violation of Articles 2, 3, 5 and 13)
[A. Pecuniary damage]
[Claim]
“123. The applicant requested that pecuniary damages be paid for the benefit of
his brother's surviving spouse and children. He claimed a sum of 282.47 pounds
sterling (GBP) representing 4,700,000 Turkish liras (TRL), which it is alleged
was taken from Ahmet Çakici on his apprehension by a first lieutenant and GBP
11,534.29 for loss of earnings, this capital sum being calculated with reference
to Ahmet Çakici's estimated monthly earnings of TRL 30,000,000.”
[Award]
“125. The Court observes that the applicant introduced this application on his
own behalf and on behalf of his brother. In these circumstances, the Court may,
if it considers it appropriate, make awards to the applicant to be held by him
for his brother's heirs (see the Kurt judgment cited above, p. 1195, § 174).
...
127. As regards the applicant's claims for loss of earnings, the Court's
case-law establishes that there must be a clear causal connection between the
damage claimed by the applicant and the violation of the Convention and that
this may, in the appropriate case, include compensation in respect of loss of
earnings (see, amongst other authorities, the Barberà, Messegué and Jabardo v.
Spain judgment of 13 June 1994 (Article 50), Series A no. 285-C, pp. 57-58, §§
16-20). The Court has found (paragraph 85 above) that it may be taken as
established that Ahmet Çakici died following his apprehension by the security
forces and that the State's responsibility is engaged under Article 2 of the
Convention. In these circumstances, there is a direct causal link between the
violation of Article 2 and the loss by his widow and children of the financial
support which he provided for them. The Court notes that the Government have not
queried the amount claimed by the applicant. Having regard therefore to the
detailed submissions by the applicant concerning the actuarial basis of
calculation of the appropriate capital sum to reflect the loss of income due to
Ahmet Çakici's death, the Court awards the sum of GBP 11,534.29 to be held by
the applicant on behalf of his brother's surviving spouse and children.”
[B. Non-pecuniary damage]
[Claim]
“128. The applicant claimed GBP 40,000 for non-pecuniary damage in relation to
the violations of the Convention suffered by his brother ...”
[Award]
“130. The Court recalls that in the Kurt judgment (cited above, p. 1195, §§
174-75) the sum of GBP 15,000 was awarded for violations of the Convention under
Articles 5 and 13 in respect of the disappearance of the applicant's son while
in custody, which sum was to be held by the applicant for her son and his heirs,
while the applicant received an award of GBP 10,000 in her own favour, due to
the circumstances of the case which had led the Court to find a breach of
Articles 3 and 13. In the present case, the Court has held, in addition to
breaches of Articles 5 and 13, that there has been a violation of the right to
respect for life guaranteed under Article 2 and torture contrary to Article 3.
Noting the awards made in previous cases from south-east Turkey concerning these
provisions (see, concerning Article 3, the Aksoy judgment cited above, pp.
2289-90, § 113, the Aydin judgment cited above, p. 1903, § 131, the Tekin
judgment cited above, pp. 1521-22, § 77; and, concerning Article 2, the Kaya
judgment cited above, p. 333, § 122, the Güleç v. Turkey judgment of 27 July
1998, Reports 1998-IV, p. 1734, § 88, the Ergi v. Turkey judgment of 28 July
1998, Reports 1998-IV, p. 1785, § 110, the Yasa judgment cited above, pp.
2444-45, § 124, and Ogur v. Turkey [GC], no. 21594/93, § 98, ECHR 1999-III) and
having regard to the circumstances of this case, the Court has decided to award
the sum of GBP 25,000 in total in respect of non-pecuniary damage to be held by
the applicant for his brother's heirs ...”
Mahmut Kaya judgment of 28 March 2000
(Violation of Articles 2, 3 and 13)
[A. Pecuniary damage]
[Claim]
“133. The applicant claimed 42,000 pounds sterling (GBP) in respect of the
pecuniary damage suffered by his brother who is now dead. He submitted that his
brother, aged 27 at the time of his death and working as a doctor with a salary
equivalent to GBP 1,102 per month, can be said to have sustained a capitalised
loss of earnings of GBP 253,900.80. However, in order to avoid any unjust
enrichment, the applicant claimed the lower sum of GBP 42,000.”
[Award]
“135. The Court notes that the applicant's brother was unmarried and had no
children. It is not claimed that the applicant was in any way dependent on him.
This does not exclude an award in respect of pecuniary damage being made to an
applicant who has established that a close member of the family has suffered a
violation of the Convention. ... In the present case, however, the claims for
pecuniary damage relate to alleged losses accruing subsequent to the death of
the applicant's brother. They do not represent losses actually incurred either
by the applicant's brother before his death or by the applicant after his
brother's death. The Court does not find it appropriate in the circumstances of
this case to make any award to the applicant under this head.”
[B. Non-pecuniary damage]
[Claim]
“136. The applicant claimed, having regard to the severity and number of
violations, GBP 50,000 in respect of his brother and GBP 2,500 in respect of
himself.”
[Award]
“138. As regards the claim made by the applicant in respect of non-pecuniary
damage on behalf of his deceased brother, the Court notes that awards have
previously been made to surviving spouses and children and, where appropriate,
to applicants who were surviving parents or siblings. ... The Court notes that
there have been findings of violations of Articles 2, 3 and 13 in respect of the
failure to protect the life of Hasan Kaya ... It finds it appropriate in the
circumstances of the present case to award GBP 15,000, which is to be paid to
the applicant and held by him for his brother's heirs.
139. The Court accepts that the applicant has himself suffered non-pecuniary
damage which cannot be compensated solely by the findings of violations. Making
its assessment on an equitable basis, the Court awards the sum of GBP 2,500, to
be converted into Turkish liras at the rate applicable at the date of payment.”
Kiliç judgment of 28 March 2000
(Violation of Article 2)
[A. Pecuniary damage]
[Claim]
“100. The applicant claimed 30,000 pounds sterling (GBP) in respect of the
pecuniary damage suffered by his brother who is now dead. He submitted that his
brother, aged 30 at the time of his death and working as a journalist with a
salary equivalent to GBP 1,000 per month, could be said to have sustained a
capitalised loss of earnings of GBP 182,000. However, in order to avoid any
unjust enrichment, the applicant claimed the lower sum of GBP 30,000.”
[Award]
“102. The Court notes that the applicant's brother was unmarried and had no
children. It is not claimed the applicant was in any way dependent on him. This
does not exclude an award in respect of pecuniary damage being made to an
applicant who has established that a close member of the family has suffered a
violation of the Convention (see the Aksoy [v. Turkey] judgment [of 18 December
1996, Reports 1996-VI], pp. 2289-90, § 113, where the pecuniary claims made by
the applicant prior to his death for loss of earnings and medical expenses
arising out of detention and torture were taken into account by the Court in
making an award to the applicant's father who had continued the application). In
the present case, however, the claims for pecuniary damage relate to alleged
losses accruing subsequent to the death of the applicant's brother. They do not
represent losses actually incurred either by the applicant's brother before his
death or by the applicant after his brother's death. The Court does not find it
appropriate in the circumstances of this case to make any award to the applicant
under this head.
[B. Non-pecuniary damage]
[Claim]
103. The applicant claimed, having regard to the severity and number of
violations, GBP 40,000 in respect of his brother and GBP 2,500 in respect of
himself.”
[Award]
“105. As regards the claim made by the applicant in respect of non-pecuniary
damage on behalf of his deceased brother, the Court notes that awards have
previously been made to surviving spouses and children and, where appropriate,
to applicants who were surviving parents or siblings. ... The Court notes that
there have been findings of violations of Article 2 and 13 in respect of failure
to protect the life of Kemal Kiliç, who died instantaneously, after a brief
scuffle with unknown gunmen. It finds it appropriate in the circumstances of the
present case to award GBP 15,000, which amount is to be paid to the applicant
and held by him for his brother's heirs.”
Ertak judgment of 9 May 2000
(Violation of Article 2)
[A. Damage]
[Claim]
“146. The applicant claimed pecuniary damages amounting to 60,630.44 pounds
sterling (GBP) for loss of earnings, that sum being calculated with reference to
Mehmet Ertak's estimated monthly earnings of 180,000,000 Turkish liras (TRL) at
current values, to be held by the applicant on behalf of his son's widow and
four children.
147. The applicant claimed a sum of GBP 40,000 for the non-pecuniary damage
arising from the violations of the Convention suffered by his son and from the
alleged practice of such violations, to be held by him on behalf of his son's
widow and four children, as well as a sum of GBP 2,500 for himself on account of
the lack of an effective remedy. He referred to the Court's previous decisions
regarding unlawful detention, torture and the lack of an effective
investigation.”
[Award]
“150. As regards the applicant's claims for loss of earnings, the ... Court has
found (see paragraph 131 above) that it may be taken as established that Mehmet
Ertak died following his arrest by the security forces and that the State's
responsibility is engaged under Article 2 of the Convention. In those
circumstances, there is indeed a direct causal link between the violation of
Article 2 and the loss by his widow and children of the financial support which
he provided for them (see the Çakici judgment cited above, § 127). The Court
awards the applicant the sum of GBP 15,000, to be held by him on behalf of his
son's widow and children.
151. As regards non-pecuniary damage, ... the Court has held that there has been
a substantive and a procedural violation of Article 2. Noting the awards made in
previous cases involving the application of the same provision in south-eastern
Turkey (see the Kaya judgment cited above, p. 333, § 122; the Güleç judgment
cited above, p. 1734, § 88; the Ergi v. Turkey judgment of 28 July 1998, Reports
1998-IV, p. 1785, § 110; the Yasa judgment cited above, pp. 2444-45, § 124; and
Ogur v. Turkey [GC], no. 21594/93, § 98, ECHR 1999-III) and having regard to the
circumstances of this case, the Court awards the sum of GBP 20,000 in respect of
non-pecuniary damage, to be held by the applicant on behalf of his son's widow
and four children ...”
12. Lastly, I cannot accept that the legal costs awarded under Article 41 should
be paid into the applicant's “bank account in the United Kingdom”.
This point is an aspect of the general issue of payment of “costs and expenses”.
To make clear what I mean, I must go back to certain earlier facts and
arguments.
The manner of implementing former Article 50 (now Article 41) as regards legal
costs (including counsel's fees) was discussed in depth by the old Court because
some applicants' lawyers (always the same ones) continually sought, very
insistently, to have the costs paid to them direct into their bank account
abroad in a foreign currency. The Court always dismissed those applications
except in one or two cases in which it agreed to payment in a foreign currency
(but always in the country of the respondent State). After deliberating, the
Court decided that costs would be paid (1) to the applicant, (2) in the country
of the respondent State, and (3) in the currency of the respondent State (if
there was a high rate of inflation in the respondent State, the sum was to be
expressed in a foreign currency and converted into that State's currency at the
date of payment – see the Tekin v. Turkey judgment of 9 June 1998, Reports
1998-IV, pp. 1521-22, § 77). In accordance with that decision, all other types
of application have been categorically rejected. Whereupon, counsel for the
applicant began to seek to have costs paid to the applicant, a national of the
respondent State and resident in its territory, in his bank account abroad and
in a foreign currency. They have never succeeded. Despite numerous applications
of this kind (always by the same counsel), not a single decision has yet been
taken allowing such an application.
Is it not astonishing that almost all the applicants living in very humble
circumstances in a small village or hamlet in a remote corner of south-eastern
Anatolia should have bank accounts in a town of another European State?
13. If certain counsel have problems with their clients, that is none of the
respondent State's business, since the contract between the lawyer and his
client is a private one which concerns them alone and the respondent State is
not a party to disputes concerning them.
14. I must point out that in the system established by the Convention, the Court
has no jurisdiction to issue orders to the Contracting States as to the manner
in which its judgments are to be executed.
In my opinion, any payment under Article 41 must be made to the applicant as
before, in the currency of the country and in the country concerned.
1. Note by the Registry. Protocol No. 11 came into force on 1 November 1998.
1. Note by the Registry. The report is obtainable from the Registry.
1. Emphasis has been added to some of the phrases and figures.