Caso de Salman contra Turquía, de 27/06/2000
Preliminary objection dis
EUROPEAN COURT OF HUMAN RIGHTS
CASE OF SALMAN v. TURKEY
(Application no. 21986/93)
JUDGMENT
STRASBOURG
27 June 2000
This judgment is subject to editorial revision before its reproduction in final
form in the official reports of selected judgments and decisions of the Court.
In the case of Salman v. Turkey,
The European Court of Human Rights, sitting, in accordance with Article 27 of
the Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”), as amended by Protocol No. 111, and the relevant provisions of the
Rules of Court2, as a Grand Chamber composed of the following judges:
Mr L. Wildhaber, President,
Mr J.-P. Costa,
Mr A. Pastor Ridruejo,
Mr L. Ferrari Bravo,
Mr G. Bonello,
Mr J. Makarczyk,
Mr P. Kuris,
Mrs F. Tulkens,
Mr V. Butkevych,
Mr J. Casadevall,
Mrs N. Vajic,
Mrs H.S. Greve,
Mr A.B. Baka,
Mr R. Maruste,
Mrs S. Botoucharova,
Mr M. Ugrekhelidze,
Mr F. Gölcüklü, ad hoc judge,
and also of Mr M. de Salvia, Registrar,
Having deliberated in private on 2 February and 31 May 2000,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
1. The case was referred to the Court, as established under former Article 19 of
the Convention3, by the European Commission of Human Rights (“the Commission”)
on 7 June 1999, within the three-month period laid down by former Articles 32 §
1 and 47 of the Convention. It originated in an application (no. 21986/93)
against the Republic of Turkey lodged with
the Commission under former Article 25 by a Turkish national, Mrs Behiye Salman,
on 20 May 1993.
The Commission's request referred to former Articles 44 and 48 and to Rule 32 §
2 of former Rules of Court A1. The object of the request was to obtain a
decision as to whether the facts of the case disclosed a breach by the
respondent State of its obligations under Articles 2, 3, 13, 18 and former
Article 25 of the Convention.
2. On 20 September 1999 a panel of the Grand Chamber decided that the case would
be examined by the Grand Chamber of the Court (Article 5 § 4 of Protocol No. 11
and Rules 100 § 1 and 24 § 6 of the Rules of Court). The Grand Chamber included
ex officio Mr R. Türmen, the judge elected in respect of Turkey (Article 27 § 2
of the Convention and Rule 24 § 4), Mr L. Wildhaber, the President of the Court,
Mrs E. Palm, Vice-President of the Court, and Mr J.-P. Costa and Mr M. Fischbach,
Vice-Presidents of Sections (Article 27 § 3 of the Convention and Rule 24 §§ 3
and 5 (a)). The other members appointed to complete the Grand Chamber were Mr A.
Pastor Ridruejo, Mr G. Bonello, Mr J. Makarczyk, Mr P. Kuris, Mrs F. Tulkens,
Mrs V. Stráznická, Mr V. Butkevych, Mr J. Casadevall, Mrs H.S. Greve, Mr A.B.
Baka, Mr R. Maruste and Mrs S. Botoucharova (Rules 24 § 3 and 100 § 4).
Subsequently Mr Türmen, who had taken part in the Commission's examination of
the case, withdrew from sitting in the Grand Chamber (Rule 28). On 22 October
1999 the Turkish Government (“the Government”) appointed Mr F. Gölcüklü to sit
as an ad hoc judge (Article 27 § 2 of the Convention and Rule 29 § 1). Mr
Fischbach and Mrs Stráznická, who were unable to take part in the further
consideration of the case, were replaced by Mrs N. Vajic and Mr M. Ugrekhelidze,
substitute judges (Rule 24 § 5 (b)).
3. The Registrar received the memorial of the applicant on 2 December 1999 and
the memorial of the Government on 4 January 2000.
4. A hearing took place in public in the Human Rights Building, Strasbourg, on 2
February 2000.
There appeared before the Court:
(a) for the Government
Mr M. Özmen, Agent,
Ms Y. Kayaalp,
Mr O. Zeyrek,
Ms M. Gülsen,
Mr H. Çetinkaya, Advisers;
(b) for the applicant
Ms A. Reidy, Counsel,
Ms F. Hampson,
Mr O. Baydemir,
Ms R. Yalçindag,
Mr M. Kilavuz, Advisers.
The Court heard addresses by Ms Reidy and Mr Özmen.
5. On 31 May 2000 Mrs Palm, who was unable to take part in further consideration
of the case, was replaced by Mr L. Ferrari Bravo (Rules 24 § 5 (b) and 28).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
6. The facts of the case, particularly concerning events on 28 and
29 April 1992 when Agit Salman, the applicant's husband, was detained by police
and subsequently died, were disputed by the parties. The Commission, pursuant to
former Article 28 § 1 (a) of the Convention, conducted an investigation with the
assistance of the parties.
The Commission heard witnesses in Ankara from 1 to 3 July 1996 and in Strasbourg
on 4 December 1996 and 4 July 1997. The witnesses included the applicant; her
son Mehmet Salman; her brother-in-law Ibrahim Salman; Ahmet Dinçer and Sevki
Tasçi, police officers who apprehended Agit Salman; Ömer Inceyilmaz, Servet
Ozyilmaz and Ahmet Bal, custody officers on duty over the period of Agit
Salman's detention; Ibrahim Yesil, Erol Çelebi and Mustafa Kayma, interrogation
team officers who took Agit Salman to the hospital; Tevfik Aydin, the Adana
public prosecutor who attended the autopsy; Dr Ali Tansi, the doctor at the
Adana State Hospital who declared that Agit Salman was dead; Dr Fatih Sen, who
conducted the autopsy; Dr Derek Pounder, Professor at Aberdeen University, a
forensic expert called by the applicant, and Dr Bilge Kirangil, a member of the
Istanbul Institute of Forensic Medicine which had reviewed the autopsy carried
out by Dr Fatih Sen.
The Commission also requested an expert opinion on the medical issues in the
case from Professor Cordner, Professor of Forensic Medicine at Monash University,
Victoria (Australia) and Director of the Victorian Institute of Forensic
Medicine.
7. The Commission's findings of fact, which are accepted by the applicant, are
set out in its report of 1 March 1999 and summarised below (Section A). The
Government's submissions concerning the facts and the expert medical reports are
also summarised below (Sections B and C respectively).
A. The Commission's findings of fact
8. Agit Salman, the applicant's husband, worked as a taxi driver in Adana. At
the time of events in this case he was 45 years old. He had no history of ill-health
or heart problems.
9. On 26 February 1992 Agit Salman was taken into custody by police officers
from the anti-terrorism branch of the Adana Security Directorate. Ibrahim Yesil
was the officer in charge of interrogating him. Agit Salman was released at 5.30
p.m. on 27 February 1992. He told the applicant and their son Mehmet that he had
been beaten and immersed in cold water during the night of his detention. He
remained off work for two days with a chill.
10. During an operation conducted to apprehend a number of persons suspected of
involvement with the PKK (Workers' Party of Kurdistan), police officers came to
the applicant's house in the early hours of 28 April 1992, looking for Agit
Salman. He was on a wanted list for activities which included attending the
Newroz (Kurdish New Year) celebrations on 23 March 1992 and involvement in
starting a fire and in an attack on the security forces in which one person died
and four were injured. However, Agit Salman was out working in his taxi.
11. Police officers located Agit Salman at a taxi rank at Yesilova at about 1
a.m. on 28 April 1992. Assistant Superintendent Ahmet Dinçer and officers Sevki
Tasçi and Ali Sari took him into custody. The apprehension report of the
officers made no mention of any struggle or the necessity to use force to place
Agit Salman in the police car. There was an inconsistency between their written
statements later given to the public prosecutor on 22 May 1992 when they stated
that some pushing and pulling might have occurred and their evidence to the
Commission. In their oral
evidence to the Commission delegates, Ahmet Dinçer and Sevki Tasçi were adamant
that they had to lead Agit Salman by the arms to the car but this did not
involve the use of force and he did not receive any knocks or marks in the
process. Mehmet Salman heard from the taxi drivers at the taxi rank that his
father had not resisted arrest, nor had two taxi drivers who were asked to give
statements by the public prosecutor heard that Agit Salman had resisted arrest.
12. Agit Salman was not taken to a doctor before being placed in a cell in the
custody area. The Commission found that it was not established that he had
suffered any injury on arrest or that he showed any signs of ill-health or
respiratory difficulties.
13. The custody officer on duty, Ömer Inceyilmaz, entered Agit Salman's arrival
in the custody area as occurring at 3 a.m. on 28 April 1992. There was no
information recorded or evidence accounting for the time which elapsed between
his apprehension, which took place according to the arresting officers' report
at 1.30 a.m., and his registration in the custody area at 3 a.m.
14. Assistant Superintendent Ibrahim Yesil was the leader of the interrogation
team assigned to Agit Salman. His team included officers Erol Çelebi, Mustafa
Kayma and Hasan Arinç.
15. Two other suspects are known to have been apprehended in connection with the
same operation: Behyettin El, taken into custody on 25 April 1992, and Ferhan
Tarlak, detained also on 28 April 1992. A third suspect, Ahmet Gergin, was also
detained in the custody area in relation to the offences under investigation.
Ibrahim Yesil took a statement from Behyettin El and Ahmet Gergin on 29 April
1992. Behyettin El stated that he had been interrogated before the arrival of
Ferhan Tarlak, which would have been on or before 28 April 1992.
16. No records existed of the movements of detainees to and from their cells,
for example, noting the times of interrogations. The police officers concerned
in the events denied in their statements to the public prosecutor taken between
18 and 25 May 1992 that Agit Salman had been interrogated during his detention,
in particular, as no interrogations would take place before the operation was
completed. Ibrahim Yesil, Mustafa Kayma and Hasan Arinç gave oral evidence to
the same effect to the Commission's delegates. The Commission found that their
assertion that Agit Salman had not been questioned during the twenty four hours
following his apprehension to be implausible, inconsistent and lacking in
credibility (see the Commission's analysis of the evidence, Commission's report
of 1 March 1999, §§ 271-78). Taking into account also the other evidence, it
found that Agit Salman had been questioned by the interrogation team during his
period of detention.
17. In the early hours of 29 April 1992 Ibrahim Yesil, Mustafa Kayma, Hasan
Arinç and Erol Çelebi brought Agit Salman to the Adana State Hospital. Dr Ali
Tansi examined him immediately. His heartbeat, breathing and other vital
functions had stopped, cyanosis had developed on the face and ears and the
pupils were dilated. He declared that Agit Salman was dead on arrival and
concluded that he had died fifteen to twenty minutes previously.
18. According to a statement signed by the police officers who had said they had
brought Agit Salman to hospital at 2 a.m. on 29 April 1992, the custody officer
had informed them at 1.15 a.m. that Agit Salman was ill. The suspect told them
that his heart was giving him trouble and they took him without delay to the
State Hospital emergency ward.
19. On 29 April 1992 Dr Fatih Sen, the forensic doctor at Adana, examined the
body in the presence of the public prosecutor. The examination record noted that
there were two dried 1 cm by 3 cm graze wounds at the front of the right armpit,
a fresh 1 cm by 1 cm graze on the front of the left ankle and an old traumatic
ecchymosis measuring 5 cm by 10 cm on the front of the chest. There were no
injuries from a pointed instrument or firearm. He concluded that an autopsy was
necessary to discover the cause of death. The documents indicate that the
autopsy was carried out the same day. Samples of organs were sent for analysis.
20. At about 1 p.m. on 29 April 1992 Mehmet Salman was brought by the police to
the Security Directorate, where the public prosecutor informed him that his
father had died of a heart attack. Ibrahim Salman went to the forensic
department on 30 April 1992 to identify the body. The body was released to the
family who undertook to bury it the day before May Day. The family washed the
body at the cemetery. Ibrahim Salman saw bruises and visible marks in the
armpits. There were marks in the back resembling holes. There were marks on one
foot, which was swollen. Four colour photographs of the body were taken on
behalf of the family.
21. On 21 May 1992 Dr Fatih Sen issued the autopsy report. It repeated the
physical findings of the examination record, this time describing the ecchymosis
on the front of the chest as purple. The internal examination disclosed that the
lungs weighed 300 g each and were oedematic and that the heart, weighing 550 g,
was larger than the norm. The brain was oedematic. There was some indication of
arteriosclerosis in certain vessels and the parietal layer of the myocard
adhered tightly to the heart. The sternum was fractured and the surrounding soft
tissues revealed fresh haemorrhage which could have been caused by attempted
resuscitation.
Reference was made also to the histopathological report of 18 May 1992, which
found chronic bronchitis in the lungs, arteriosclerotic changes narrowing the
lumen in the coronary arteries and chronic constructive pericarditis, chronic
myocarditis, myocardial hyperplasy and hypertrophy in the heart. The toxicology
report of 14 May 1992 found no abnormalities. The report concluded that the
actual cause of death could not be established and suggested that the case
should be referred to the Istanbul Forensic Medicine Institute.
22. On 22 May 1992 the photographs taken by the family were handed over to the
public prosecutor.
23. Statements were taken by the public prosecutor from the interrogating team
(Ibrahim Yesil, Hasan Arinç, Mustafa Kayma and Erol Çelebi) on 18 May 1992.
Statements were taken from the arresting officers Ahmet Dinçer, Ali Sari and
Sevki Tasçi and the custody officers Ahmet Bal, Servet Ozyilmaz and Ömer
Inceyilmaz on 22 May 1992. Statements were also taken from Behyettin El and
Ferhan Tarlak on 8 May 1992, the applicant on 26 May 1992, Temir Salman (the
father of Agit Salman) on 29 May 1992, Hasan Çetin and Abdurrahman Bozkurt, two
taxi drivers, on 29 and 30 June 1992 respectively and from Dr Ali Tansi on 30
June 1992.
24. On 15 July 1992 the Istanbul Forensic Medicine Institute issued its opinion,
which was signed by seven members of the First Specialist Committee, including
Dr Bilge Kirangil. This report recalled that Agit Salman had been pushed and
shoved during his arrest, that he had become unwell before his interrogation or,
as was claimed, that he had died during interrogation. It deduced from the
witness statements that he had been in his cell until he complained that his
heart was giving him trouble, at which point he was taken immediately to
hospital.
The report took up the findings of the internal and external examination
conducted at the autopsy. It concluded that, apart from small, fresh, traumatic
abrasions on the ankle and the old purple ecchymosis on the front of the chest,
no other traumatic injuries were identified. The fresh haemorrhage around the
sternum could be attributed to a resuscitation attempt. There was no evidence to
suggest that he had died from any direct trauma. The superficial traumas on his
body could be attributed to his resistance and struggle on arrest or his being
put in the police vehicle, although they could have been inflicted directly.
They were not independently fatal. The relatively large size of the heart, the
sclerosis in the heart arteries and the signs of an old infectious disease on
the membrane and muscles of the heart, pointed to a long-standing heart disease.
The report concluded that, although the deceased had lived and worked actively
prior to his arrest, his death within twenty-four hours of being apprehended
could have been caused by cardiac arrest connected with neurohumoral changes
brought about by the pressure of the incident in addition to his existing heart
disease.
25. On 19 October 1992 the Adana public prosecutor issued a decision not to
prosecute. He stated that at about 1.15 a.m. on 29 April 1992 Agit Salman had
informed officers that his heart was giving him trouble and he had been taken to
Adana State Hospital, where he died. According to the forensic report, Agit
Salman had had a long-standing heart disease, any superficial injuries could
have occurred during his arrest and death was the result of a heart attack
brought on by the pressure of the incident and his heart problem. There was no
evidence justifying a prosecution.
26. On 13 November 1992 the applicant appealed against the decision not to
prosecute, claiming that Agit Salman had been interrogated and had died under
torture.
27. On 25 November 1992 the President of the Tarsus Assize Court rejected the
applicant's appeal.
28. On 22 December 1992 the Minister of Justice referred the case to the Court
of Cassation under Article 343 of the Code of Criminal Procedure. On 16 February
1994 the Court of Cassation quashed the non-prosecution decision and sent the
case back to the Adana public prosecutor for the preparation of an indictment.
29. In an indictment dated 2 May 1994, ten police officers (Ömer Inceyilmaz,
Ahmet Dinçer, Ali Sari, Sevki Tasçi, Servet Ozyilmaz, Ahmet Bal, Mustafa Kayma,
Erol Çelebi, Ibrahim Yesil, Hasan Arinç) were charged with homicide in case no.
1994/135. Hearings took place before the Adana Assize Court on, inter alia, 27
June, 26 September, 31 October and 1 December 1994. The defendants pleaded not
guilty. Oral statements were given by six of the ten police officers (Ahmet
Dinçer, Sevki Tasçi, Mustafa Kayma, Erol Çelebi, Ibrahim Yesil and Hasan Arinç)
maintaining their written statements and denying any ill-treatment of Agit
Salman. The court also heard Temir Salman, the father of Agit Salman, the
applicant and Dr Ali Tansi, the doctor on duty in the emergency ward at Adana
State Hospital. A written statement was obtained from Behyettin El.
30. In its decision of 26 December 1994, the Adana Assize Court found that it
could not be established that the defendants had exerted force or used violence
on Agit Salman or threatened him or tortured him in order to force him to
confess. The superficial traumas on his body could have derived from other
causes, for example, when he was arrested. The forensic reports indicated that
Agit Salman had died from his previous heart condition being compounded by
superficial traumas. However, there was no evidence proving that the traumas
were caused by the accused. It acquitted the defendants on the ground of
inadequate evidence.
31. The applicant, who had been a party to the proceedings as a complainant, did
not appeal against the acquittal which became final on 3 January 1995.
32. The Commission found, in light of the written and oral evidence, the
photographs and the medical opinions given by Professor Pounder and Professor
Cordner, that Agit Salman had died rapidly, without a prolonged period of
breathlessness. There were marks and abrasions on his left ankle for which there
was no explanation and there was bruising and swelling on the sole of the left
foot, which could not have been caused accidentally. These were consistent with
the application of falaka (see paragraph 71 below). The bruise in the centre of
the chest had not been dated with any accuracy by histopathological means and
had not been shown to be dissociated from the broken sternum. These injuries
together could not have been caused by cardiac massage. The Commission also
disbelieved the oral evidence of officers Ibrahim Yesil, Mustafa Kayma and Erol
Çelebi that cardiac massage had been applied, noting that this had first been
mentioned as having occurred when evidence was given before its delegates in
July 1996, four years after the events. The Commission concluded that Agit
Salman had been subjected to torture during interrogation, which had provoked
cardiac arrest and thereby caused his death.
33. On 24 January 1996 the applicant was summoned to the anti-terrorism branch
of the Adana Security Directorate. A statement was taken by officers, on which
her thumbprint was placed. It was headed “Concerning her application for help to
the European Human Rights [institutions]” and began, “The witness was asked: You
are asked to explain whether you applied to the European Human Rights
Association, if you asked for help and whether you filled in the application
form. Who mediated in your application?” The statement purported to set out her
explanations as to how she came to submit her application to the Commission. She
confirmed that the legal aid documents had been filled in by her. In her oral
evidence, which the Commission found credible and substantiated, the applicant
claimed that she had been blindfolded, kicked and struck at the Directorate and
that the officers had told her to drop the case.
34. The applicant was summoned a second time. A report dated 9 February 1996,
signed by police officers, listed details of the applicant's income and
expenditure and confirmed her declaration of means. On this or another date, she
was taken before the public prosecutor and again asked about her statement of
means. No threats were made during that interview.
B. The Government's submissions on the facts
35. The Government referred to the evidence given by the police officers, the
autopsy report and the report of the Istanbul Forensic Medicine Institute, and
the oral evidence of Dr Bilge Kirangil before the Commission's delegates.
36. Agit Salman had suffered from a pre-existing heart disease. When he was
arrested, he sustained minor injuries. The bruise on his chest, which was purple
and therefore old, predated his arrest. During his detention in the custody area
at Adana Security Directorate, he was not interrogated as the operation had not
yet been completed. At about 1 a.m., he called for assistance and told the
custody officer that his heart was giving him trouble. The custody officer
sought help from the officers of the interrogating team who were waiting nearby
for the next stage of the operation. These officers put Agit Salman, who was
having difficulty breathing, in a police van and drove him to the hospital. On
the way, they stopped the van and Mustafa Kayma briefly applied mouth-to-mouth
resuscitation and cardiac massage. They took Agit Salman to the emergency ward,
where they were told that he had died.
37. The autopsy and the report of the Istanbul Forensic Medicine Institute
established that Agit Salman had not suffered any major trauma, that the broken
sternum was caused by cardiac massage and that he had died of natural causes,
despite all possible assistance being given.
38. In her evidence before the Commission delegates, Dr Bilge Kirangil had
expressed the opinion that the bruise on the chest was at least 2 to 3 days old
and unrelated to the broken sternum and that the oedema in the brain was
indicative of a prolonged period of breathlessness prior to death. No findings
could be drawn from the photographs, which were amateur and of poor quality. She
did not consider the lack of proper forensic photographs to be a major
deficiency. There had been no findings of ill-treatment in the Institute's
report since there was no evidence of such. Cardiac arrest as in this case could
be triggered by hormonal or environmental factors, such as extremes of
temperature. If a direct blow had caused the bruise and fractured the sternum,
she would have expected to see contusion and ecchymosis on the back surface of
the sternum and bruising on the front and back surface of the right ventricle of
the heart. While the lungs of an individual who had been breathless for thirty
minutes could generally be expected to increase to a weight of 500 to 600 g,
this was not necessarily the case but depended on the individual (see the
summary of Dr Kirangil's evidence, Commission's report, §§ 233-41).
C. The expert medical reports
1. Report of Professor Pounder submitted on 26 November 1996 on behalf of the
applicant
39. Professor Pounder was Professor of the Department of Forensic Medicine at
the University of Dundee, and was, inter alia, a Fellow of the Royal College of
Pathologists, Overseas Fellow of the Hong Kong College of Pathologists, a Fellow
of the Faculty of Pathology of the Royal College of Physicians of Ireland and a
Fellow of the Royal College of Pathologists of Australasia. The report was
drafted, inter alia, on the basis of the domestic autopsy documents and
statements and testimony of witnesses. It may be summarised as follows.
40. The autopsy findings indicated that Agit Salman suffered from pre-existing
natural heart disease, namely, chronic inflammation involving pericardial
adhesions, which was old and inactive. In the distant past, he might have
suffered from rheumatic heart disease, which would have manifested itself at
that time as an acute febrile illness, without necessarily any symptoms of heart
involvement. The heart was enlarged, weighing 550 g, showing that the heart
muscle had increased to compensate.
41. A heart with a weight greater than 500 g might give rise to sudden
unexpected death at any time as a consequence of an abnormality of heart rhythm.
This might be precipitated by physical or emotional stress or occur apparently
spontaneously without any precipitating event.
42. In addition to the heart disease, there were four injuries.
At the front of the right armpit, there were two abrasions, each 3 cm by 1 cm
and described as dried and parchmented. It was not apparent whether they had
been dissected to discover if there was any associated bruising but, given the
description, it was reasonable to accept they were post-mortem changes.
There were two grazes measuring 1 cm by 1 cm on the front of the left ankle and
described as fresh and bloody. It appeared that these must have been caused
during the period of police detention, but their location and size did not point
to any specific cause.
There was a 5 cm by 10 cm bruise in the centre of the chest, which was described
as old and purple in colour.
The sternum was fractured, with fresh bleeding in adjacent soft tissues.
43. The bruise to the chest directly overlay the fracture to the sternum. The
haemorrhage around the fracture suggested that the fracture was produced before
and not after death. The production of such a fracture would be sufficient to
induce an abnormality in the rhythm of the underlying heart and thus cause a
sudden death. Consequently, the fracture of the sternum represented a possible
cause of death. While, theoretically, a fracture could be produced by a fall, it
would be unusual, requiring impact on a raised object or edge and it would be
associated with injuries to other parts of the body. Cardiac massage could also
produce a fracture if very considerable force was applied. The fracture could
also have been produced by a blow. In that case, bruising of the skin would be
expected, even if the death which followed was rapid. Although Dr Fatih Sen
characterised the bruise on the chest as old and by implication as resulting
from a different event, his own view was that, given that the bruise directly
overlay the fracture, it would require compelling medical evidence to conclude
that they were unrelated. Dr Sen's opinion on the age of the bruise was based on
the subjective, naked-eye assessment of the colour. However, the bruise was
described as purple, which was entirely consistent with a fresh bruise. A bruise
2 to 3 days old would have been expected to have developed a yellowish tinge. A
simple histopathological test would have clearly established whether it was a
fresh bruise or an old bruise. Such a bruise would not have occurred as a result
of the hand pressure applied during cardiac massage. His opinion was that, given
the contiguity of the bruise and fracture and the absence of any clear evidence
that the bruise occurred on a separate occasion, the bruise and fracture
occurred at the same time as a result of a blow, which precipitated an
abnormality of heart rhythm.
44. The autopsy findings, in particular the weight of the lungs (300 g each,
that is, close to the minimum) indicated that the death was very rapid rather
than prolonged. In individuals dying slowly with gradual heart failure, a lung
weight of 500 to 600 g was common and up to 1,000 g could occur. This was the
result of accumulation of fluid in the lungs consequent on the failure of the
pumping action of the heart and was expressed clinically by breathlessness and
difficulty in breathing. Deaths involving instantaneous collapse were associated
with light lung weight as in this case. A relatively slow death would also be
associated with a congested liver. Thus, the autopsy findings and
histopathological examination weighed heavily against the possibility of a
prolonged dying period with symptoms of breathlessness and pointed rather
towards a rapid death.
45. As regarded the autopsy procedures, these were seriously deficient. Although
the only two theoretical possibilities for the fracture were external heart
massage or a blow, no steps were taken to establish conclusively whether or not
massage had been performed. The statement in the autopsy report that it could
have been caused by massage did not represent a full and frank statement and
could be misread to imply that Dr Sen had knowledge that such resuscitation was
attempted whereas he did not. He should have distinguished fact from
speculation. There was also a need to include as much descriptive detail as
possible concerning the bruise, fracture and heart disease and in this respect
the detail was manifestly insufficient.
2. Additional Report of Professor Pounder submitted on 26 November 1996 on
behalf of the applicant
46. In the addendum of 26 November 1996, there was an analysis of the four
photographs, which were described as being of poor quality. However, the
photograph of the soles of the feet nonetheless showed a distinctive purple-red
discolouration of the sole of the left foot, with mild swelling. The right
little toe had a white glistening band at its base. The discolouration of the
instep and sole of the left foot was strongly suggestive of bruising with
associated minor swelling and was not consistent with post-mortem gravitational
pooling of blood. Bruising of this extent could not be produced as a result of
post-mortem injury and injury in such a location was unlikely to be caused by a
fall sustained while the victim was alive. Therefore the injury was strongly
suggestive of one or more blows to the foot. The mark to the right little toe
was strongly suggestive of a ligature mark, although there was no congestion
such as to suggest tight application of a ligature while the victim was alive;
nor was the appearance suggestive of the passage of electricity. Neither
possibility could be excluded and the mark was unusual.
47. The red injuries to the front of the left ankle, taken with the injuries to
the sole of the left foot, suggested that the ankles were restrained by a
mechanism across the front of both ankles and that, so restrained, the person
was struck on the sole of his left foot.
48. The marks in the right armpit were not clearly shown. Their position,
alignment and colouration were not what would normally be expected of
post-mortem artefactual injury and raised the possibility of an electrical
contact mark produced while the victim was alive. Combined with the unusual
marking to the right little toe, it raised the suspicion of the use of
electricity with one terminal tied round the little toe and the other terminal
applied to the right armpit. Whether or not the marks were electrical burns
could have been established by histopathological examination.
49. The photograph of the back showed post-mortem artefactual staining, with
white areas of contact pallor. There were distinct marks, including a bright red
abrasion at the spine at waist level and above this two dark reddish marks.
Above these was a horizontal line of pink bruising or abrasion. All these could
be post-mortem injuries, caused by the manipulation of the body over a rough or
cutting surface. They could also have been caused before death. To distinguish
the two would have required dissection.
50. The photographs indicated that the autopsy dissection was inadequate in that
the back was not dissected, nor were the sole of the left foot or the injuries
to the ankle. It was not clear whether the injury to the armpit was dissected.
They also indicated that the description of the body in the autopsy was
incomplete.
3. Report of Professor Cordner submitted on 12 March 1998 at the request of the
Commission
51. This report was drawn up by Professor Cordner, instructed by the
Commission's delegates (see paragraph 6 above), on the basis of the domestic
medical evidence, the witness testimonies, the reports of Professor Pounder and
the photographs supplied by the applicant.
52. As regarded the photographs, the variation in colour or mottling on the foot
represented bruising. He considered that the photograph was too blurred to
conclude that the white glistening band on the right little toe was associated
with a ligature nor could he reach any conclusion that the marks in the right
armpit were the result of the application of electrical devices. On the legs, he
noted, in addition to the marks which could correspond to the abrasions on the
left ankle, small areas of reddening on the front and inner side of the right
ankle. He agreed with Professor Pounder's findings on the back and noted in
addition other areas of redness. Without the benefit of a dissection and/or
histology of the dissection, the nature of the marks was uncertain. They could
have been caused before death or be a post-mortem phenomenon. Bruising of the
soles of the feet was relatively unusual and represented at least moderately
severe force. Beating on the sole of the foot could cause such bruising. A
person with such an injury would not be able to walk without at least an obvious
limp.
53. As regarded the ageing of the chest bruise, recent authors in forensic
medicine agreed that caution should be exercised. It was not practicable to
construct an accurate calendar of colour changes as was done in earlier
textbooks as there were too many variables. If the purple colour of the chest
bruise was relied on to distinguish its age from the “fresh” haemorrhage around
the sternal fracture, this was an invalid conclusion. The materials did not
permit a distinction in age to be drawn between the two. A recent study issued
to show the level of disagreement amongst authors concluded that the only point
of agreement was that a bruise with identifiable yellowing was more than 18
hours old. Thus, the purple bruise could be fresh (that is, less than 24 hours
old) but could be older.
54. Concerning the broken sternum, there had been no complaint of chest pain so
one could infer that it occurred shortly before or around the time of death. His
view was that there was a coincidence of two injuries (the bruise and the
fracture) which could not be distinguished in age, or there was just one injury.
If there was no chest bruise when Agit Salman was taken into custody, the issue
was relatively easily resolved. Most pathologists would tend to regard them,
prima facie, as one injury or state that there was a rebuttable presumption that
they were one injury. As regarded the possibility of the bruising and fractured
sternum being caused by an attempt at resuscitation, significant chest bruising
was rare in this context. Sternal fractures caused by cardiopulmonary
resuscitation were usually associated with fractured ribs and not with
surrounding haemorrhage or overlying bruising. If the chest bruise and fracture
with accompanying haemorrhage were the result of one trauma, it was not one
associated with a resuscitation attempt. A fracture from a fall onto a flat
surface would be unusual. A heavy direct fall onto a relatively smooth broad
protrusion could cause such an injury but he had no recollection of having seen
this as an isolated accidental injury (that is, without injuries to other parts
of the body occurring at the same time). A blow from a fist, knee or foot could
also cause such an injury.
55. Lungs with oedema sufficient to be regarded as a sign of heart failure and
to cause breathlessness of twenty to thirty minutes weighed more than 300 g. The
lung weights in this case fitted with a substantially more rapid death. The
oedema found in the brain was not significant, the weight of the victim's brain
being slightly under the average brain weight for a man of his age.
56. The finding of underlying heart disease was undisputed. In his view, the
best explanation for the death was as follows. Before he died, Agit Salman
sustained significant traumas to the sole of his left foot and to the front of
his chest, causing bruising and prima facie fracturing the sternum and causing a
surrounding haemorrhage. Fear and pain associated with these events resulted in
a surge of adrenalin increasing the heart rate and raising blood pressure. This
put a severe strain on an already compromised heart, which caused cardiac arrest
and a rapid death. Alternatively, the compression of the chest associated with
the fracturing of the sternum fatally disturbed the rhythm of the heart without
leaving observable damage. The weakness of this opinion lay in the conclusion
that the chest injuries represented one trauma rather than two, and this
depended partly on circumstantial factors and could not be completely resolved.
However, even allowing for the possibility that they were separate injuries, the
chest bruise could still be regarded as fresh and as having occurred while in
custody, in which case the formal cause of death would be the same, namely,
cardiac arrest in a man with heart disease following the occurrence of injuries
to the left foot and chest. If the fractured sternum was regarded as due to an
attempt at resuscitation, the cause of death would only change if it was
concluded that the bruise occurred prior to being taken into custody.
57. The critical task of an autopsy in this case was to evaluate the
circumstances in which it was proposed that this man died, in particular,
whether it was a natural death in custody or not. In this evaluation, the age of
the chest bruise was critical. Even allowing for Dr Sen's view of the age based
on colour, the autopsy should have been conducted in a way which allowed another
pathologist at another time to come to his or her own view. Important
observations had to be justified objectively. In the absence of photographs,
histology was the obvious way for Dr Sen to establish the truth of his view. The
lack of proper photographs had also seriously impeded the investigation and
evaluation of this case. Deficiencies also appeared in the insufficient
subcutaneous dissection to seek out bruises not visible externally and the
absence of a histological examination of the lesions critical to the proper
evaluation of the circumstances of the death.
58. Professor Cordner had met Professor Pounder professionally. He had not met
either Dr Kirangil or Dr Sen.
II. RELEVANT DOMESTIC LAW AND PRACTICE
59. The principles and procedures relating to liability for acts contrary to the
law may be summarised as follows.
A. Criminal prosecutions
60. Under the Turkish Criminal Code all forms of homicide
(Articles 448-55) and attempted homicide (Articles 61-62) constitute criminal
offences. It is also an offence for a State employee to subject anyone to
torture or ill-treatment (Article 243 in respect of torture and Article 245 in
respect of ill-treatment). The authorities' obligations in respect of conducting
a preliminary investigation into acts or omissions capable of constituting such
offences that have been brought to their attention are governed by Articles 151
to 153 of the Code of Criminal Procedure. Offences may be reported to the
authorities or the security forces as well as to public prosecutors' offices.
The complaint may be made in writing or orally. If it is made orally, the
authority must make a record of it (Article 151).
If there is evidence to suggest that a death is not due to natural causes,
members of the security forces who have been informed of that fact are required
to advise the public prosecutor or a criminal court judge
(Article 152). By Article 235 of the Criminal Code, any public official who
fails to report to the police or a public prosecutor's office an offence of
which he has become aware in the exercise of his duty is liable to imprisonment.
A public prosecutor who is informed by any means whatsoever of a situation that
gives rise to the suspicion that an offence has been committed is obliged to
investigate the facts in order to decide whether or not there should be a
prosecution (Article 153 of the Code of Criminal Procedure).
61. In the case of alleged terrorist offences, the public prosecutor is deprived
of jurisdiction in favour of a separate system of national security prosecutors
and courts established throughout Turkey.
62. If the suspected offender is a civil servant and if the offence was
committed during the performance of his duties, the preliminary investigation of
the case is governed by the Law of 1914 on the prosecution of civil servants,
which restricts the public prosecutor's jurisdiction ratione personae at that
stage of the proceedings. In such cases it is for the relevant local
administrative council (for the district or province, depending on the suspect's
status) to conduct the preliminary investigation and, consequently, to decide
whether to prosecute. Once a decision to prosecute has been taken, it is for the
public prosecutor to investigate the case.
An appeal to the Supreme Administrative Court lies against a decision of the
council. If a decision not to prosecute is taken, the case is automatically
referred to that court.
63. By virtue of Article 4, paragraph (i), of Decree no. 285 of 10 July 1987 on
the authority of the governor of a state of emergency region, the 1914 Law (see
paragraph 62 above) also applies to members of the security forces who come
under the governor's authority.
64. If the suspect is a member of the armed forces, the applicable law is
determined by the nature of the offence. Thus, if it is a “military offence”
under the Military Criminal Code (Law no. 1632), the criminal proceedings are in
principle conducted in accordance with Law no. 353 on the establishment of
courts martial and their rules of procedure. Where a member of the armed forces
has been accused of an ordinary offence, it is normally the provisions of the
Code of Criminal Procedure which apply (see Article 145 § 1 of the Constitution
and sections 9 to 14 of Law no. 353).
The Military Criminal Code makes it a military offence for a member of the armed
forces to endanger a person's life by disobeying an order (Article 89). In such
cases civilian complainants may lodge their complaints with the authorities
referred to in the Code of Criminal Procedure (see paragraph 60 above) or with
the offender's superior.
B. Civil and administrative liability arising out of criminal offences
65. Under section 13 of Law no. 2577 on administrative procedure, anyone who
sustains damage as a result of an act by the authorities may, within one year
after the alleged act was committed, claim compensation from them. If the claim
is rejected in whole or in part or if no reply is received within sixty days,
the victim may bring administrative proceedings.
66. Article 125 §§ 1 and 7 of the Constitution provides:
“All acts or decisions of the authorities are subject to judicial review ...
...
The authorities shall be liable to make reparation for all damage caused by
their acts or measures.”
That provision establishes the State's strict liability, which comes into play
if it is shown that in the circumstances of a particular case the State has
failed in its obligation to maintain public order, ensure public safety or
protect people's lives or property, without it being necessary to show a
tortious act attributable to the authorities. Under these rules, the authorities
may therefore be held liable to compensate anyone who has sustained loss as a
result of acts committed by unidentified persons.
67. Article 8 of Decree no. 430 of 16 December 1990, the last sentence of which
was inspired by the provision mentioned above (see paragraph 66), provides:
“No criminal, financial or legal liability may be asserted against ... the
governor of a state of emergency region or by provincial governors in that
region in respect of decisions taken, or acts performed, by them in the exercise
of the powers conferred on them by this legislative decree, and no application
shall be made to any judicial authority to that end. This is without prejudice
to the rights of individuals to claim reparation from the State for damage which
they have been caused without justification.”
68. Under the Code of Obligations, anyone who suffers damage as a result of an
illegal or tortious act may bring an action for damages
(Articles 41-46) and non-pecuniary loss (Article 47). The civil courts are not
bound by either the findings or the verdict of the criminal court on the issue
of the defendant's guilt (Article 53).
However, under section 13 of Law no. 657 on State employees, anyone who has
sustained loss as a result of an act done in the performance of duties governed
by public law may, in principle, only bring an action against the authority by
whom the civil servant concerned is employed and not directly against the civil
servant (see Article 129 § 5 of the Constitution and Articles 55 and 100 of the
Code of Obligations). That is not, however, an absolute rule. When an act is
found to be illegal or tortious and, consequently, is no longer an
“administrative” act or deed, the civil courts may allow a claim for damages to
be made against the official concerned, without prejudice to the victim's right
to bring an action against the authority on the basis of its joint liability as
the official's employer (Article 50 of the Code of Obligations).
III. RELEVANT International reports
A. Investigations by the European Committee for the Prevention of Torture (CPT)
69. The European Committee for the Prevention of Torture (CPT) has carried out
seven visits to Turkey. The first two visits, in 1990 and 1991, were ad hoc
visits considered necessary in light of the considerable number of reports
received from a variety of sources containing allegations of torture or other
forms of ill-treatment of persons deprived of their liberty, in particular,
those held in police custody. A third periodic visit took place at the end of
1992, involving a visit to Adana Security Directorate. Further visits took place
in October 1994, August and September 1996 and October 1997 (the latter two of
which involved a visit to police establishments in Adana). The CPT's reports on
these visits, save that of October 1997, have not been made public, such
publication requiring the consent of the State concerned, which has not been
forthcoming.
70. The CPT has issued two public statements.
71. In its public statement adopted on 15 December 1992, the CPT concluded that
torture and other forms of severe ill-treatment were important characteristics
of police custody. On its first visit in 1990, the following types of
ill-treatment were constantly alleged, namely, palestinian hanging, electric
shocks, beating of the soles of the feet (falaka), hosing with pressurised cold
water and incarceration in very small, dark, unventilated cells. Its medical
examinations disclosed clear medical signs consistent with very recent torture
and other severe ill-treatment of both a physical and psychological nature. The
on-site observations in police establishments revealed extremely poor material
conditions of detention.
On its second visit in 1991, it found that no progress had been made in
eliminating torture and ill-treatment by the police. Many persons complained of
similar types of ill-treatment – an increasing number of allegations were heard
of forcible penetration of bodily orifices with a stick or truncheon. Once
again, a number of the persons making such claims were found on examination to
display marks or conditions consistent with their allegations. On its third
visit, from 22 November to 3 December 1992, its delegation was inundated with
allegations of torture and ill-treatment. Numerous persons examined by its
doctors displayed marks or conditions consistent with their allegations. It
listed a number of these cases. On this visit, the CPT had visited Adana, where
a prisoner at Adana Prison displayed haematomas on the soles of his feet and a
series of vertical purple stripes (10 cm long, 2 cm wide) across the upper part
of his back, consistent with his allegation that he had recently been subjected
to falaka and beaten on the back with a truncheon while in police custody. At
the headquarters of Ankara and Diyarbakir Security Directorates, it found
equipment that could be used for torture and the presence of which had no other
credible explanation. The CPT concluded in its statement that “the practice of
torture and other forms of severe ill-treatment of persons in police custody
remains widespread in Turkey”.
72. In its second public statement, issued on 6 December 1996, the CPT noted
that some progress had been made over the intervening four years. However, its
findings after its visit in 1994 demonstrated that torture and other forms of
ill-treatment were still important characteristics of police custody. In the
course of visits in 1996, CPT delegations once again found clear evidence of the
practice of torture and other forms of severe ill-treatment by the police. It
referred to its most recent visit in September 1996 to police establishments in
Adana, Bursa and Istanbul, when it also went to three prisons in order to
interview certain persons who had very recently been in police custody in Adana
and Istanbul. A considerable number of persons examined by the delegations'
forensic doctors displayed marks or conditions consistent with their allegations
of recent ill-treatment by the police, and in particular of beating of the soles
of the feet, blows to the palms of the hands and suspension by the arms. It
noted the cases of seven persons who had been very recently detained at the
headquarters of the anti-terrorism branch of Istanbul Security Directorate and
which ranked among the most flagrant examples of torture encountered by CPT
delegations in Turkey. They showed signs of prolonged suspension by the arms,
with impairments in motor function and sensation which, in two persons, who had
lost the use of both arms, threatened to be irreversible. It concluded that
resort to torture and other forms of severe ill-treatment remained a common
occurrence in police establishments in Turkey.
B. The United Nations Model Autopsy Protocol
73. The “Manual on the Effective Prevention and Investigation of Extra-legal,
Arbitrary and Summary Executions” adopted by the United Nations in 1991 includes
a Model Autopsy Protocol aimed at providing authoritative guidelines for the
conduct of autopsies by public prosecutors and medical personnel. In its
introduction, it noted that an abridged examination or report was never
appropriate in potentially controversial cases and that a
systematic and comprehensive examination and report were required to prevent the
omission or loss of important details:
“It is of the utmost importance that an autopsy performed following a
controversial death be thorough in scope. The documentation and recording of
those findings should be equally thorough so as to permit meaningful use of the
autopsy results.”
74. In part 2(c), it stated that adequate photographs were crucial for thorough
documentation of autopsy findings. Photographs should be comprehensive in scope
and confirm the presence of all demonstrable signs of injury or disease
commented upon in the autopsy report.
PROCEEDINGS BEFORE THE COMMISSION
75. Mrs Behiye Salman applied to the Commission on 20 May 1993. She alleged that
her husband, Mr Agit Salman had died as a result of being tortured while in
police custody. She relied on Articles 2, 3, 6, 13, 14 and 18 of the Convention.
In the course of the proceedings before the Commission, the applicant further
alleged that she had been hindered in the effective exercise of the right of
individual petition as guaranteed by former Article 25 § 1.
76. The Commission declared the application (no. 21986/93) admissible on 20
February 1995. In its report of 1 March 1999 (former Article 31)1, it expressed
the unanimous opinion that there had been a violation of Article 2 on account of
the death in custody of the applicant's husband; that there had been a violation
of Article 3 in that her husband had been tortured; that there had been a
violation of Article 13; that there had been no violations of Articles 14 and
18; and that Turkey had failed to comply with its obligations under former
Article 25.
FINAL SUBMISSIONS TO THE COURT
77. In her memorial, the applicant requested the Court to find that the
respondent State was in violation of Articles 2, 3, 13, and former Article 25 §
1 of the Convention. She requested the Court to award her just satisfaction
under Article 41.
78. The Government requested the Court to dismiss the case as inadmissible on
account of the applicant's failure to exhaust domestic remedies. In the
alternative, they argued that the applicant's complaints were not substantiated
by the evidence.
THE LAW
I. The government's preliminary objection
79. The Government objected that the applicant had not exhausted domestic
remedies, as required by Article 35 of the Convention, by making proper use of
the available redress through the instituting of criminal proceedings, or by
bringing claims in the civil or administrative courts. They referred to the
Court's upholding of their preliminary objection in the Aytekin case (see the
Aytekin v. Turkey judgment of 23 September 1998, Reports of Judgments and
Decisions1998-VII).
The Government maintained that the applicant had been a party to the criminal
proceedings brought against the police officers accused of torturing her husband
and causing his death and that she had failed to appeal to the Court of
Cassation against their acquittal. The Court of Cassation had previously quashed
the decision not to prosecute the officers and could not be considered as an
ineffective remedy. The applicant could also have obtained from domestic
judicial bodies the compensation for pecuniary and non-pecuniary damage which
she sought in the present proceedings.
80. The applicant's counsel submitted at the hearing that the applicant's appeal
against the decision not to prosecute had been rejected before she introduced
her complaints before the Commission. The procedure whereby the Minister of
Justice referred the case to the Court of Cassation, which sent the case for
trial, was an extraordinary remedy which the applicant was not required to
exhaust. She also submitted that a further appeal would have served no purpose
in light of the inadequate investigation and lack of evidence before the courts.
81. The Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 § 1 of the Convention obliges applicants to use first
the remedies that are normally available and sufficient in the domestic legal
system to enable them to obtain redress for the breaches alleged. The existence
of the remedies must be sufficiently certain, in practice as well as in theory,
failing which they will lack the requisite accessibility and effectiveness.
Article 35 § 1 also requires that the complaints intended to be brought
subsequently before the Court should have been made to the appropriate domestic
body, at least in substance and in compliance with the formal requirements laid
down in domestic law, but not that recourse should be had to remedies which are
inadequate or ineffective (see the Aksoy v. Turkey judgment of 18 December 1996,
Reports 1996-VI, pp. 2275-76, §§ 51-52, and the Akdivar and Others v. Turkey
judgment of 16 September 1996, Reports 1996-IV, p. 1210, §§ 65-67).
82. The Court notes that Turkish law provides administrative, civil and criminal
remedies against illegal and criminal acts attributable to the State or its
agents (see paragraphs 59 et seq. above).
83. With respect to an action in administrative law under Article 125 of the
Constitution based on the authorities' strict liability (see paragraphs 65-66
above), the Court recalls that a Contracting State's obligation under Articles 2
and 13 of the Convention to conduct an investigation capable of leading to the
identification and punishment of those responsible in cases of fatal assault
might be rendered illusory if in respect of complaints under those Articles an
applicant were to be required to exhaust an administrative-law action leading
only to an award of damages (see the Yasa v. Turkey judgment of 2 September
1998, Reports 1998-VI, p. 2431, § 74).
Consequently, the applicant was not required to bring the administrative
proceedings in question and the preliminary objection is in this respect
unfounded.
84. As regards a civil action for redress for damage sustained through illegal
acts or patently unlawful conduct on the part of State agents (see paragraph 68
above), the Court notes that a plaintiff in such an action must, in addition to
establishing a causal link between the tort and the damage he or she has
sustained, identify the person believed to have committed the tort. In the
instant case, no evidence was forthcoming as to which police officer was
responsible for the ill-treatment which was alleged by the applicant to have
been inflicted on her husband and, indeed, the report from the Istanbul Forensic
Medicine Institute, the highest authority in the country, did not establish that
any unlawful acts had occurred (see paragraph 24 above).
85. With regard to the criminal-law remedies (see paragraphs 60-62 above), the
Court notes that the applicant appealed unsuccessfully against the decision not
to prosecute the police officers involved in her husband's detention. The
procedure whereby the Minister of Justice referred the case to the Court of
Cassation was an extraordinary remedy, which must normally be considered as
falling outside the scope of Article 35 § 1 of the Convention. It is, however,
the case that the applicant acted as a party in the proceedings which followed
the Court of Cassation's decision to send the case for trial. The trial ended in
an acquittal of the police officers on the basis that there was insufficient
evidence to establish that they had ill-treated her husband prior to his death
or to establish that he had died because of ill-treatment. This was also the
basis for the public prosecutor's original decision not to prosecute. The
applicant has argued that in these circumstances a further appeal had no
reasonable prospect of success and cannot be regarded as a requirement of the
principle of exhaustion of domestic remedies.
86. The Court emphasises that the application of the rule of exhaustion of
domestic remedies must make due allowance for the fact that it is being applied
in the context of machinery for the protection of human rights that the
Contracting States have agreed to set up. Accordingly, it has recognised that
Article 35 § 1 must be applied with some degree of flexibility and without
excessive formalism. It has further recognised that the rule of exhaustion is
neither absolute nor capable of being applied automatically; for the purposes of
reviewing whether it has been observed, it is essential to have regard to the
circumstances of the individual case. This means, in particular, that the Court
must take realistic account not only of the existence of formal remedies in the
legal system of the Contracting State concerned but also of the general context
in which they operate, as well as the personal circumstances of the applicant.
It must then examine whether, in all the circumstances of the case, the
applicant did everything that could reasonably be expected of him or her to
exhaust domestic remedies (see the Akdivar and Others judgment cited above, p.
1211, § 69, and the Aksoy judgment cited above, p. 2276, §§ 53-54).
87. The Court considers that the limb of the Government's preliminary objection
concerning civil and criminal remedies raises issues concerning the
effectiveness of the criminal investigation that are closely linked to those
raised in the applicant's complaints under Articles 2, 3 and 13 of the
Convention. It also observes that this case differs from the Aytekin case relied
on by the Government as, in that case, the soldier who had shot the applicant's
husband had been convicted of unintentional homicide by the Batman Criminal
Court. The appeal which was pending before the Court of Cassation concerned both
the applicant's and the public prosecutor's claims that he should have been
convicted of a more serious degree of homicide. In those circumstances, it could
not be said that the investigation conducted by the authorities did not offer
reasonable prospects of bringing the person responsible for the death of her
husband to justice (see the Aytekin judgment cited above, p. 2827, § 83).
88. Consequently, the Court dismisses the Government's preliminary objection in
so far as it relates to the administrative remedy relied on (see paragraph 83
above). It joins the preliminary objection concerning remedies in civil and
criminal law to the merits (see paragraphs 104-09 below).
II. the court's assessment of the facts
89. The Court reiterates its settled case-law that under the Convention system
prior to 1 November 1998 the establishment and verification of the facts was
primarily a matter for the Commission (former Articles 28 § 1 and 31). While the
Court is not bound by the Commission's findings of fact and remains free to make
its own assessment in the light of all the material before it, it is however
only in exceptional circumstances that it will exercise its powers in this area
(see, among other authorities, the Akdivar and Others judgment cited above, p.
1214, § 78).
90. The facts in dispute between the parties are closely linked to issues of
State responsibility for the treatment and death of Agit Salman while in police
custody. The Court will examine together the factual and legal questions as they
are relevant to the applicant's complaints under Articles 2, 3 and 13 of the
Convention set out below.
III. alleged violations of article 2 of the Convention
91. The applicant alleged that her husband, Agit Salman, had died as a result of
torture at the hands of police officers at Adana Security Directorate. She also
complained that no effective investigation had been conducted into the
circumstances of the murder. She argued that there had been a breach of Article
2 of the Convention, which provides:
“1. Everyone's right to life shall be protected by law. No one shall be deprived
of his life intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is provided by law.
2. Deprivation of life shall not be regarded as inflicted in contravention of
this Article when it results from the use of force which is no more than
absolutely necessary:
(a) in defence of any person from unlawful violence;
(b) in order to effect a lawful arrest or to prevent the escape of a person
lawfully detained;
(c) in action lawfully taken for the purpose of quelling a riot or
insurrection.”
92. The Government disputed those allegations. The Commission expressed the
opinion that Article 2 had been infringed on the ground that Agit Salman had
died following torture in police custody and also on the ground that the
authorities had failed to carry out an adequate criminal investigation into the
circumstances surrounding the death of Agit Salman.
A. Submissions of those who appeared before the Court
1. The applicant
93. The applicant submitted that her husband had been killed while in custody.
The weight of the medical evidence established that he had been subjected to
force which had led to cardiac arrest. The authorities had been unable to
provide any satisfactory explanation as to how Agit Salman had died but had
developed a story clearly designed to cover up the truth. She submitted that,
where an individual was taken into custody in good health and died, that death
must be attributable to the actions of the authorities in the absence of a
plausible explanation. No such explanation had been provided for the chest
bruise, the broken sternum, the bruising to the left foot, the grazes on the
left ankle and the wounds to the armpit.
94. The applicant also asked the Court to endorse the Commission's opinion that
there had been a violation of Article 2 of the Convention on the ground that the
investigation into the death of her husband had been so inadequate and
ineffective as to amount to a failure to protect the right to life. In
particular, the investigation was ineffective in providing the necessary medical
evidence concerning Agit Salman. For example, there was a lack of
histopathological analysis of the bruises and no forensic photographs were taken
contrary to the recommendations of the United Nations Model Autopsy Protocol
(see paragraphs 73-74 above). Both
Dr Sen and the Istanbul Forensic Medicine Institute drew subjective conclusions
without giving equal weight to the possible causes which cast a negative light
on the authorities. Similarly, the public prosecutors made no effort to test the
veracity of the police officers' statements or to ensure that the necessary
evidence for criminal proceedings was obtained.
2. The Government
95. The Government maintained that the applicant's allegations were unfounded.
The autopsy and the Istanbul Forensic Medicine Institute report established that
Agit Salman died of a cardiac arrest brought on by the excitement surrounding
his apprehension and detention. He suffered breathlessness in his cell and was
taken to hospital by police officers, who tried to resuscitate him en route,
causing the broken sternum. The allegations that he suffered torture are
unsubstantiated and based on unreliable photographs and speculations of doctors
who did not examine the body. The Government emphasised that the Istanbul
Forensic Medicine Institute was a body of the highest professional excellence
whose findings could not be put in doubt.
96. The Government contended that the investigation was adequate and effective.
Statements were taken from all relevant witnesses and officials and all
appropriate medical and forensic examinations were performed, including the
verification of the cause of death by obtaining an expert opinion from the
Istanbul Forensic Medicine Institute. The Ministry of Justice referred the case
to the Court of Cassation, which quashed the decision not to prosecute the
police officers and sent the case for trial. The evidence was examined by the
court which acquitted the officers. All necessary steps had therefore been taken
in investigating the incident.
B. The Court's assessment
1. The death of Agit Salman
97. Article 2, which safeguards the right to life and sets out the circumstances
when deprivation of life may be justified, ranks as one of the most fundamental
provisions in the Convention, to which no derogation is permitted. Together with
Article 3, it also enshrines one of the basic values of the democratic societies
making up the Council of Europe. The circumstances in which deprivation of life
may be justified must therefore be strictly construed. The object and purpose of
the Convention as an instrument for the protection of individual human beings
also requires that Article 2 be interpreted and applied so as to make its
safeguards practical and effective (see the McCann and Others v. the United
Kingdom judgment of 27 September 1995, Series A no. 324, pp. 45-46, §§ 146-47).
98. The text of Article 2, read as a whole, demonstrates that it covers not only
intentional killing but also the situations where it is permitted to “use force”
which may result, as an unintended outcome, in the deprivation of life. The
deliberate or intended use of lethal force is only one factor, however, to be
taken into account in assessing its necessity. Any use of force must be no more
than “absolutely necessary” for the achievement of one or more of the purposes
set out in sub-paragraphs (a) to (c). This term indicates that a stricter and
more compelling test of necessity must be employed from that normally applicable
when determining whether State action is “necessary in a democratic society”
under paragraphs 2 of Articles 8 to 11 of the Convention. Consequently, the
force used must be strictly proportionate to the achievement of the permitted
aims (see the McCann and Others judgment cited above, p. 46, §§ 148-49).
99. In the light of the importance of the protection afforded by Article 2, the
Court must subject deprivations of life to the most careful scrutiny, taking
into consideration not only the actions of State agents but also all the
surrounding circumstances. Persons in custody are in a vulnerable position and
the authorities are under a duty to protect them. Consequently, where an
individual is taken into police custody in good health and is found to be
injured on release, it is incumbent on the State to provide a plausible
explanation of how those injuries were caused (see, among other authorities,
Selmouni v. France [GC], no. 25803/94, § 87, ECHR 1999-V). The obligation on the
authorities to account for the treatment of an individual in custody is
particularly stringent where that individual dies.
100. In assessing evidence, the Court has generally applied the standard of
proof “beyond reasonable doubt” (see the Ireland v. the United Kingdom judgment
of 18 January 1978, Series A no. 25, pp. 64-65, § 161). However, such proof may
follow from the coexistence of sufficiently strong, clear and concordant
inferences or of similar unrebutted presumptions of fact. Where the events in
issue lie wholly, or in large part, within the exclusive knowledge of the
authorities, as in the case of persons within their control in custody, strong
presumptions of fact will arise in respect of injuries and death occurring
during such detention. Indeed, the burden of proof may be regarded as resting on
the authorities to provide a satisfactory and convincing explanation.
101. The Court finds that the Commission's evaluation of the facts in this case
accords with the above principles.
102. Agit Salman was taken into custody in apparent good health and without any
pre-existing injuries or active illness. No plausible explanation has been
provided for the injuries to the left ankle, bruising and swelling of the left
foot, the bruise to the chest and the broken sternum. The evidence does not
support the Government's contention that the injuries might have been caused
during the arrest, or that the broken sternum was caused by cardiac massage. The
opinion of Dr Kirangil that the chest bruise pre-dated the arrest and that Agit
Salman died of a heart attack brought on by the stress of his detention alone
and after a prolonged period of breathlessness was rebutted by the evidence of
Professors Pounder and Cordner. In accepting their evidence as to the rapidity
of death and the probability that the bruise and broken sternum were caused by
the same event – a blow to the chest – the Commission did not fail to accord Dr
Kirangil's evidence proper weight nor did it give undue preference to the
evidence of Professors Cordner and Pounder. It may be observed that Dr Kirangil
signed the Istanbul Forensic Medicine Institute report which was in issue before
the Commission and on that basis could not claim to be either objective or
independent. There is no substance, moreover, in the allegations of collusion
between the two professors made by the Agent of the Government at the hearing.
103. The Court finds, therefore, that the Government have not accounted for the
death of Agit Salman by cardiac arrest during his detention at Adana Security
Directorate and that the respondent State's responsibility for his death is
engaged.
It follows that there has been a violation of Article 2 in that respect.
2. Alleged inadequacy of the investigation
104. The Court reiterates that the obligation to protect the right to life under
Article 2 of the Convention, read in conjunction with the State's general duty
under Article 1 of the Convention to “secure to everyone within [its]
jurisdiction the rights and freedoms defined in [the] Convention”, requires by
implication that there should be some form of effective official investigation
when individuals have been killed as a result of the use of force (see, mutatis
mutandis, the McCann and Others judgment cited above, p. 49, § 161, and the Kaya
v. Turkey judgment of 19 February 1998, Reports 1998-I, p. 329, § 105).
105. In that connection, the Court points out that the obligation mentioned
above is not confined to cases where it is apparent that the killing was caused
by an agent of the State. The applicant and the father of the deceased lodged a
formal complaint about the death with the competent investigation authorities,
alleging that it was the result of torture. Moreover, the mere fact that the
authorities were informed of the death in custody of Agit Salman gave rise ipso
facto to an obligation under Article 2 to carry out an effective investigation
into the circumstances surrounding the death (see, mutatis mutandis, the Ergi v.
Turkey judgment of 28 July 1998, Reports 1998-IV, p. 1778, § 82, and the Yasa
judgment cited above, p. 2438, § 100). This involves, where appropriate, an
autopsy which provides a complete and accurate record of possible signs of
ill-treatment and injury and an objective analysis of clinical findings,
including the cause of death.
106. Turning to the particular circumstances of the case, the Court observes
that the autopsy examination was of critical importance in determining the facts
surrounding Agit Salman's death. The difficulties experienced by the Commission
in establishing any of those facts, elements of which were still disputed by the
parties before the Court, derives in a large part from the failings in the
post-mortem medical examination. In particular, the lack of proper forensic
photographs of the body and the lack of dissection and histopathological
analysis of the injuries and marks on the body obstructed the accurate analysis
of the dating and origin of those marks, which was crucial to establishing
whether Agit Salman's death had been provoked by ill-treatment in the
twenty-four hours preceding his death. The unqualified assumption by Dr Sen that
the broken sternum could have been caused by cardiac massage was included in his
report without seeking any verification as to whether such massage had been
applied and was in the circumstances misleading. The examination of Dr Sen's
findings by the Istanbul Forensic Medicine Institute did not remedy these
shortcomings. It compounded them by confirming that the autopsy disclosed that
Agit Salman had died of a heart attack provoked by the combination of a
pre-existing heart disease and the excitement of his apprehension.
107. The lack of medical support for the applicant's allegations of torture was
the basis for the public prosecutor's decision of 19 October 1992 not to
prosecute and the Adana Assize Court's decision of 26 December 1994 to acquit
the police officers. The Court considers that the defects in the autopsy
examination fundamentally undermined any attempt to determine police
responsibility for Agit Salman's death. Furthermore, the indictment named
indiscriminately all the officers known to have come into contact with Agit
Salman from the time of his arrest to his death, including the three custody
officers on duty over the period. No evidence was adduced concerning the more
precise identification of the officers who did, or could have, ill-treated Agit
Salman.
108. In these circumstances, an appeal to the Court of Cassation, which would
only have had the power to remit the case for reconsideration by the
first-instance court, had no effective prospect of clarifying or improving the
evidence available. The Court is not persuaded therefore that the appeal
nominally available to the applicant in the criminal-law proceedings would have
been capable of altering to any significant extent the course of the
investigation that was made. That being so, the applicant must be regarded as
having complied with the requirement to exhaust the relevant criminal-law
remedies.
109. The Court concludes that the authorities failed to carry out an effective
investigation into the circumstances surrounding Agit Salman's death. This
rendered recourse to civil remedies equally ineffective in the circumstances. It
accordingly dismisses the criminal and civil limb of the Government's
preliminary objection (see paragraphs 84-88 above) and holds that there has been
a violation of Article 2 in this respect.
IV. alleged violations of article 3 of the Convention
110. The applicant complained that her husband was tortured before his death.
She invoked Article 3 of the Convention which provides:
“No one shall be subjected to torture or to inhuman or degrading treatment or
punishment.”
111. The applicant submitted that her husband was subjected to treatment
amounting to torture whilst in the custody of Adana Security Directorate. She
relied on the marks on his feet and ankles as showing that he had been subjected
to falaka. He had also received a blow to the chest powerful enough to break the
sternum. No other plausible explanation for the injuries on his body had been
forthcoming from the authorities. She further argued that the claim that he had
been tortured had never been properly investigated by the authorities, in
violation of the procedural aspect of Article 3 of the Convention.
112. The Government denied that there was any sign of torture revealed by the
medical evidence. They also disputed that there were any failings in the
investigation.
113. The Court has found above that the Government have not provided a plausible
explanation for the marks and injuries found on Agit Salman's body after he was
taken into custody in apparent good health (see paragraph 102 above). Moreover,
the bruising and swelling on the left foot combined with the grazes on the left
ankle were consistent with the application of falaka, which the European
Committee for the Prevention of Torture reported was one of the forms of
ill-treatment in common use, inter alia, at the Adana Security Directorate. It
was not likely to have been caused accidentally. The bruise to the chest
overlying a fracture of the sternum was also more consistent with a blow to the
chest than a fall. These injuries, unaccounted for by the Government, must
therefore be considered attributable to a form of ill-treatment for which the
authorities were responsible.
114. In determining whether a particular form of ill-treatment should be
qualified as torture, consideration must be given to the distinction, embodied
in Article 3, between this notion and that of inhuman or degrading treatment. As
noted in previous cases, it appears that it was the intention that the
Convention should, by means of this distinction, attach a special stigma to
deliberate inhuman treatment causing very serious and cruel suffering (see the
Ireland v. the United Kingdom judgment cited above, pp. 66-67, § 167). In
addition to the severity of the treatment, there is a purposive element, as
recognised in the United Nations Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment, which came into force on 26 June
1987, which defines torture in terms of the intentional infliction of severe
pain or suffering with the aim, inter alia, of obtaining information, inflicting
punishment or intimidating (Article 1 of the United Nations convention).
115. Having regard to the nature and degree of the ill-treatment (falaka and a
blow to the chest) and to the strong inferences that can be drawn from the
evidence that it occurred during interrogation about Agit Salman's suspected
participation in PKK activities, the Court finds that it involved very serious
and cruel suffering that may be characterised as torture (see also Selmouni
cited above, §§ 96-105).
116. The Court concludes that there has been a breach of Article 3 of the
Convention.
117. It does not deem it necessary to make a separate finding under Article 3 of
the Convention in respect of the alleged deficiencies in the investigation.
V. alleged violation of article 13 of the Convention
118. The applicant complained that she had not had an effective remedy within
the meaning of Article 13 of the Convention, which provides:
“Everyone whose rights and freedoms as set forth in [the] Convention are
violated shall have an effective remedy before a national authority
notwithstanding that the violation has been committed by persons acting in an
official capacity.”
119. The Government argued that the investigation into the incident and the
prosecution and trial of the police officers provided an effective remedy into
the applicant's allegations. Furthermore, she had failed to avail herself of the
possibility of appeal against the acquittal of the police officers and had
therefore not made use of the available effective remedies.
120. The Commission, with whom the applicant agreed, was of the opinion that the
investigation and criminal trial were rendered ineffective by the inadequate
forensic investigation. The applicant also contended that the attempt of the
authorities to concoct a story to conceal what had occurred gave rise to a
serious aggravation of the violation of Article 13 in this case.
121. The Court reiterates that Article 13 of the Convention guarantees the
availability at the national level of a remedy to enforce the substance of the
Convention rights and freedoms in whatever form they might happen to be secured
in the domestic legal order. The effect of Article 13 is thus to require the
provision of a domestic remedy to deal with the substance of an “arguable
complaint” under the Convention and to grant appropriate relief, although
Contracting States are afforded some discretion as to the manner in which they
conform to their Convention obligations under this provision. The scope of the
obligation under Article 13 varies depending on the nature of the applicant's
complaint under the Convention. Nevertheless, the remedy required by Article 13
must be “effective” in practice as well as in law, in particular in the sense
that its exercise must not be unjustifiably hindered by the acts or omissions of
the authorities of the respondent State (see the Aksoy judgment cited above, p.
2286, § 95; the Aydin v. Turkey judgment of 25 September 1997, Reports 1997-VI,
pp. 1895-96, § 103; and the Kaya judgment cited above, pp. 329-30, § 106).
Given the fundamental importance of the right to protection of life, Article 13
requires, in addition to the payment of compensation where appropriate, a
thorough and effective investigation capable of leading to the identification
and punishment of those responsible for the deprivation of life and including
effective access for the complainant to the investigation procedure (see the
Kaya judgment cited above, pp. 330-31, § 107).
122. On the basis of the evidence adduced in the present case, the Court has
found that the respondent State is responsible under Articles 2 and 3 of the
Convention for the death and torture in custody of the applicant's husband. The
applicant's complaints in this regard are therefore “arguable” for the purposes
of Article 13 (see the Boyle and Rice v. the United Kingdom judgment of 27 April
1988, Series A no. 131, p. 23, § 52, and the Kaya and Yasa judgments cited
above, pp. 330-31, § 107, and p. 2442, § 113, respectively).
123. The authorities thus had an obligation to carry out an effective
investigation into the circumstances of the death of the applicant's husband.
For the reasons set out above (see paragraphs 104-09), no effective criminal
investigation can be considered to have been conducted in accordance with
Article 13, the requirements of which may be broader than the obligation to
investigate imposed by Article 2 (see the Kaya judgment cited above, pp. 330-31,
§ 107). The Court finds, therefore, that the applicant has been denied an
effective remedy in respect of the death of her husband and thereby access to
any other available remedies at her disposal, including a claim for
compensation.
Consequently, there has been a violation of Article 13 of the Convention.
VI. Alleged practice by the authorities of infringing articles 2, 3 and 13 of
the convention
124. The applicant maintained that there existed in Turkey an officially
tolerated practice of violating Articles 2, 3 and 13 of the Convention, which
aggravated the breach of which she and her husband had been the victims.
Referring to other cases concerning events in south-east Turkey in which the
Commission and the Court had also found breaches of these provisions, the
applicant submitted that they revealed a pattern of denial by the authorities of
allegations of serious human-rights violations as well as a denial of remedies.
125. Having regard to its findings under Articles 2, 3 and 13 above, the Court
does not find it necessary to determine whether the failings identified in this
case are part of a practice adopted by the authorities.
VII. alleged violation of FORMER article 25 of the Convention
126. Finally, the applicant complained that she had been subjected to serious
interference with the exercise of her right of individual petition, in breach of
former Article 25 § 1 of the Convention (now Article 34), which provided:
“The Commission may receive petitions addressed to the Secretary General of the
Council of Europe from any person, non-governmental organisation or group of
individuals claiming to be the victim of a violation by one of the High
Contracting Parties of the rights set forth in [the] Convention, provided that
the High Contracting Party against which the complaint has been lodged has
declared that it recognises the competence of the Commission to receive such
petitions. Those of the High Contracting Parties who have made such a
declaration undertake not to hinder in any way the effective exercise of this
right.”
127. The applicant submitted that she was summoned three times by the
authorities. On the first occasion, she was blindfolded and beaten, forced to
sign a document and told explicitly to drop her case before the Commission. On
the two other occasions, she was questioned at length about her application for
legal aid to the Commission. She submitted that this disclosed an interference
with the free exercise of her right of individual petition.
128. The Commission, whose delegates heard evidence from the applicant, accepted
that she had been summoned on at least two occasions. This was substantiated by
the documents provided by the Government, which showed that officers of the
anti-terrorism branch had questioned her about her application, and not merely
her legal aid claim. The Commission also found that her claims that she had been
blindfolded, struck and kicked at the anti-terrorism branch headquarters were
credible and substantiated, although it did not make any specific finding of
ill-treatment in so far as any questioning of an applicant about her application
by the police was, in its view, incompatible with the State's obligations under
former Article 25 of the Convention.
129. The Government asserted that the applicant was contacted by the authorities
in order to verify the declaration of means she had submitted in her application
for legal aid to the Commission. She was asked only about her possessions and
income and not subjected to any intimidation or pressure. In any event, she
could not seriously claim to have been intimidated as she had been free to
pursue the domestic proceedings against the police officers without any
hindrance or fear.
130. The Court reiterates that it is of the utmost importance for the effective
operation of the system of individual petition instituted by former Article 25
(now Article 34) that applicants or potential applicants should be able to
communicate freely with the Convention organs without being subjected to any
form of pressure from the authorities to withdraw or modify their complaints
(see the Akdivar and Others judgment cited above, p. 1219, § 105; the Aksoy
judgment cited above, p. 2288, § 105; the Kurt v. Turkey judgment of 25 May
1998, Reports 1998-III, p. 1192, § 159; and the Ergi judgment cited above, p.
1784, § 105). In this context, “pressure” includes not only direct coercion and
flagrant acts of intimidation but also other improper indirect acts or contacts
designed to dissuade or discourage applicants from pursuing a Convention remedy
(see the above-mentioned Kurt judgment, loc. cit.).
Furthermore, whether or not contacts between the authorities and an applicant
are tantamount to unacceptable practices from the standpoint of former Article
25 § 1 must be determined in the light of the particular circumstances of the
case. In this respect, regard must be had to the vulnerability of the
complainant and his or her susceptibility to influence exerted by the
authorities (see the Akdivar and Others and Kurt judgments cited above, p. 1219,
§ 105, and pp. 1192-93, § 160, respectively). In previous cases, the Court has
had regard to the vulnerable position of applicant villagers and the reality
that in south-east Turkey complaints against the authorities might well give
rise to a legitimate fear of reprisals, and it has found that the questioning of
applicants about their applications to the Commission amounts to a form of
illicit and unacceptable pressure which hinders the exercise of the right of
individual petition in breach of former Article 25 of the Convention (ibid.).
131. In the instant case, it is not in dispute between the parties that the
applicant was questioned by police officers from the Adana anti-terrorism branch
on 24 January 1996 and by police officers again on 9 February 1996. The document
recording the first interview shows that the applicant was questioned, not only
about her declaration of means, but also about how she introduced her
application to the Commission and with whose assistance. Furthermore, the
Government have not denied that the applicant was blindfolded while at the Adana
anti-terrorism branch headquarters.
132. The Court finds that blindfolding would have increased the applicant's
vulnerability, causing her anxiety and distress, and discloses, in the
circumstances of this case, oppressive treatment. Furthermore, there is no
plausible explanation as to why the applicant was questioned twice about her
legal aid application and in particular why the questioning was conducted on the
first occasion by police officers of the anti-terrorism branch, whom the
applicant had claimed were responsible for the death of her husband. The
applicant must have felt intimidated by these contacts with the authorities.
This constituted undue interference with her petition to the Convention organs.
133. The respondent State has therefore failed to comply with its obligations
under former Article 25 § 1 of the Convention.
VIII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
134. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the
Protocols thereto, and if the internal law of the High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction to the injured party.”
A. Pecuniary damage
135. The applicant claimed loss of earnings of 39,320.64 pounds sterling (GBP).
She submitted that her husband, who worked as a taxi driver at the time of his
death and was 45 years old, earned the equivalent of GBP 242.72 per month.
Taking into account the average life expectancy in Turkey in that period, the
calculation according to actuarial tables resulted in the capitalised sum quoted
above.
136. The Government made no observations on the amount claimed, refuting that
any violations requiring an award of just satisfaction had occurred.
137. As regards the applicant's claim for loss of earnings, the Court's case-law
establishes that there must be a clear causal connection between the damage
claimed by the applicant and the violation of the Convention and that this may,
in appropriate cases, include compensation in respect of loss of earnings (see,
among other authorities, the Barberà, Messegué and Jabardo v. Spain judgment of
13 June 1994 (Article 50), Series A no. 285-C, pp. 57-58, §§ 16-20, and Çakici
v. Turkey [GC], no. 23657/94, § 127, ECHR 1999-IV). The Court has found (see
paragraph 103 above) that the authorities were liable under Article 2 of the
Convention for Agit Salman's death. In these circumstances, there was a direct
causal link between the violation of Article 2 and the loss by his widow and
children of the financial support which he provided for them. The Court notes
that the Government have not queried the amount claimed by the applicant. Having
regard, therefore, to the detailed submissions by the applicant concerning the
actuarial basis of calculation of the appropriate capital sum to reflect the
loss of income due to Agit Salman's death, the Court awards the sum of GBP
39,320.64 to the applicant for pecuniary damage, to be converted into Turkish
liras at the rate applicable at the date of payment.
B. Non-pecuniary damage
138. The applicant claimed, having regard to the severity and number of
violations, GBP 60,000 in respect of her husband and GBP 10,000 in respect of
herself for non-pecuniary damage.
139. The Government made no observations on the amounts claimed, refuting that
any violations requiring an award of just satisfaction had occurred.
140. The Court recalls that it has found that the authorities were responsible
for the death of the applicant's husband and that he had been tortured in police
custody before he died. In addition to violations of Articles 2 and 3 in that
respect, it has also found that the authorities failed to provide an effective
investigation and remedy in respect of these matters, contrary to the procedural
obligation under Article 2 of the Convention and in breach of Article 13. In
addition, the applicant was subjected to intimidation while pursuing her
application. In these circumstances and having regard to the awards made in
comparable cases, the Court awards, on an equitable basis, the sum of GBP 25,000
for the non-pecuniary damage suffered by Agit Salman and to be held by the
applicant as surviving spouse, and the sum of GBP 10,000 for the non-pecuniary
damage suffered by the applicant in her personal capacity, such sums to be
converted into Turkish liras at the rate applicable at the date of payment.
C. Costs and expenses
141. The applicant claimed a total of GBP 28,779.58 for fees and costs incurred
in bringing the application, less the amounts received from the by way of legal
aid from the Council of Europe. This included fees and costs incurred in respect
of attendance at the taking of evidence before the Commission's delegates at
hearings in Ankara and Strasbourg and attendance at the hearing before the Court
in Strasbourg. A sum of GBP 10,035 is listed as fees and administrative costs
incurred in respect of the Kurdish Human Rights Project (KHRP) in its role as
liaison between the legal team in the United Kingdom and the lawyers and the
applicant in Turkey, which included GBP 2,800 for translation costs. A sum of
GBP 4,235.98 was claimed in respect of work undertaken by lawyers in Turkey.
142. The Government made no comments on the fees claimed.
143. Save as regards the translation costs, the Court is not persuaded that the
fees claimed in respect of the KHRP were necessarily incurred. Deciding on an
equitable basis and having regard to the details of the claims submitted by the
applicant, it awards the applicant the sum of GBP 21,544.58 together with any
value-added tax that may be chargeable, less the 11,195 French francs received
by way of legal aid from the Council of Europe, such sum to be paid into the
applicant's sterling bank account in the United Kingdom as set out in her just
satisfaction claim.
D. Default interest
144. According to the information available to the Court, the statutory rate of
interest applicable in the United Kingdom at the date of adoption of the present
judgment is 7.5% per annum.
FOR THESE REASONS, THE COURT
1. Dismisses by sixteen votes to one the Government's preliminary objection;
2. Holds by sixteen votes to one that there has been a violation of Article 2 of
the Convention in respect of the death of Agit Salman in custody;
3. Holds unanimously that there has been a violation of Article 2 of the
Convention in that the authorities failed to carry out an adequate and effective
investigation into the circumstances of Agit Salman's death in custody;
4. Holds unanimously that there has been a violation of Article 3 of the
Convention;
5. Holds by sixteen votes to one that there has been a violation of Article 13
of the Convention;
6. Holds unanimously that the respondent State has failed to comply with its
obligations under former Article 25 § 1 of the Convention;
7. Holds by sixteen votes to one
(a) that the respondent State is to pay the applicant, within three months, the
following sums, to be converted into Turkish liras at the rate applicable at the
date of settlement:
(i) GBP 39,320.64 (thirty-nine thousand three hundred and twenty pounds sterling
sixty-four pence) for pecuniary damage;
(ii) GBP 35,000 (thirty-five thousand pounds sterling) for non-pecuniary damage;
(b) that simple interest at an annual rate of 7.5% shall be payable on these
sums from the expiry of the above-mentioned three months until settlement;
8. Holds by sixteen votes to one
(a) that the respondent State is to pay the applicant, within three months and
into the latter's bank account in the United Kingdom, in respect of costs and
expenses, GBP 21,544.58 (twenty-one thousand five hundred and forty-four pounds
sterling fifty-eight pence) together with any value-added tax that may be
chargeable, less FRF 11,195 (eleven thousand one hundred and ninety-five French
francs) to be converted into pounds sterling at the rate applicable at the date
of delivery of this judgment;
(b) that simple interest at an annual rate of 7.5% shall be payable on these
sums from the expiry of the above-mentioned three months until settlement;
9. Dismisses unanimously the remainder of the applicant's claims for just
satisfaction.
Done in English and in French, and delivered at a public hearing in the Human
Rights Building, Strasbourg, on 27 June 2000.
Luzius Wildhaber
President
Michele de Salvia
Registrar
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of the Rules
of Court, the following separate opinions are annexed to this judgment:
(a) concurring opinion of Mrs Greve joined by Mr Bonello;
(b) dissenting opinion of Mr Gölcüklü.
L. W.
M. de S.
CONCURRING OPINION OF JUDGE GREVE
JOINED BY JUDGE BONELLO
I have voted with my colleagues in the majority in this case. The facts of the
case suffice for the court's finding of violations as pronounced in the
judgment. I do however, find it necessary to elaborate on a few aspects of the
judgment where I believe the majority have made inferences beyond what is
merited by the facts.
1. Agit Salman was subjected to torture at the Adana Security Directorate but
beyond this few conclusions as to the circumstances can be reached
In paragraph 115 the majority concludes that Agit Salman was ill-treated when
interrogated about his suspected participation in PKK activities. I cannot share
this inference. There is absolutely no information in the case file supporting a
presumption that Agit Salman was tortured during interrogation and no
possibility of establishing the issues addressed under the assumed
interrogation. The Turkish authorities denied that Agit Salman was interrogated
at all when in the custody of the Adana Security Directorate.
What can be established from the evidence available to the Court is this: The
nature and degree of the ill-treatment inflicted on Agit Salman when in the
custody of the Adana Security Directorate involved very serious and cruel
suffering that may be characterised as torture. The body of Agit Salman showed
injuries, some of which are compatible with him having been subjected to falaka,
and a blow to the chest. It is known that Agit Salman was wanted by the Security
Directorate as he was suspected of alleged participation in PKK activities.
Whether his ill-treatment and death occurred prior to interrogation as claimed
by the Turkish authorities, or in connection with interrogation – or after
interrogation for that matter – is of no relevance to the Court's conclusion
concerning torture.
2. The post-mortem examination of Agit Salman gives limited information and
leaves a number of questions unanswered
The investigation carried out by the Commission in the case of Agit Salman was
based on the understanding that his body had been subjected to an autopsy, that
is, an autopsy as this term is normally understood (see in this context, for
example, how “autopsy” is described in the United Nations Model Autopsy Protocol
as referred to in paragraphs 73 of the judgment and also in Recommendation no. R
(99) 3 of the Committee of Ministers of the Council of Europe to member States
on the harmonisation of medico-legal autopsy rules of 2 February 1999).
There are strong reasons in Agit Salman's case for referring to a post-mortem
medical examination of Agit Salman rather than an autopsy. In particular, the
significance of information in the case may be overlooked or confused due to the
general inferences which may be made from a reference to an autopsy.
Concerning the “autopsy” of Agit Salman, the following information which raises
serious questions concerning the content of the examination is available:
(a) The autopsy report dated 29 April 1992 states that Agit Salman had died at
Adana State Hospital on that very day and that his death occurred “in suspicious
circumstances”. The autopsy had been requested in a letter of that date by the
Adana public prosecutor. The report states, inter alia, that “In the framework
of the autopsy performed at ... in the presence of ..., parts of the deceased
have been received for examination ..., there is no objection to burial and the
detailed report will be produced later, ... as no other ... reason for
examination is observed [emphasis added]”. The report is signed by the public
prosecutor Tevfik Aydin and the forensic medical expert Dr Fatih Sen.
(b) Concerning the autopsy, Dr Sen later gave the following witness statement:
“In most of our autopsies, we weigh every organ individually: the brain, the
heart, the liver, the spleen, the kidneys, all included. The weight of the heart
of a normal adult male varies between 350 g and 450 g. Since we found a heart of
550 g in this case, a size greater than normal, I concluded that the heart was
larger than normal. This is an objective evaluation, made entirely visually –
that the heart was oversized [emphasis added].
Well, in cases where we cannot arrive at the cause of death macroscopically,
that is visually, we take small pieces of the organs for microscopic
examination. As you will see in the report, these include almost all organs:
from lungs, the coronary arteries of the heart, the heart muscle, the liver, the
spleen, the suprarenal gland, the kidneys, the brain, the cerebellum and the
spinal cord.
As the result of the examination of the corpse we made on 29 April 1992 and the
autopsy conducted the same day, I indicated all the macroscopic (what can be
seen with the eye) and the microscopic (laboratory) examinations in the
conclusion of my autopsy report [emphasis added].”
This leaves open the question, at the very least, whether in the case of Agit
Salman all organ samples were actually removed from the body and weighed
separately or whether the weights were estimated visually. The latter may be the
most likely, considering also the remarkably short time-span between Agit
Salman's death, some time between 1.20 a.m. and 2 a.m. on 29 April 1992, and the
release of his body for burial. The body was released only after all relevant
examinations had been carried out, at about noon that same day, some ten hours
after death had occurred – that is, ten hours of which only a few were ordinary
working hours. Agit Salman's son had been sought by the security forces at
approximately 12 noon to be questioned about his father's health, only to be
told that his father had died and that he was expected to take the body with him
from the morgue.
In his witness statement, Dr Sen described his working conditions as follows:
“[I] was a physician working alone in Adana at the time. I was carrying out the
forensic work for the entire Adana region alone. I did not have a single
assistant either. I found the interpretation and presentation of a report on
this issue [the death of Agit Salman] by only one person to be inadequate. Since
that was my opinion, I stated in my report that it should be sent to the
Istanbul Forensic Medicine Institute.”
The public prosecutor Tevfik Aydin also gave information about his workload in
his witness statement, saying:
“I think we heard about it [the death] either through a police message or when
the hospital officials reported it to our clerk. If we are available at that
moment we go immediately but if, let us say, I am in another hospital examining
a body or if I am inspecting the scene of a road accident, I go whenever I have
finished that business. It sometimes happens that we receive notification of a
death from two, three or four places at the same time. So we attend to those
calls one after the other, depending on how we can work out the itinerary.”
The photographs taken of Agit Salman before he was buried show that, while an
ordinary autopsy had been carried out – with the removal of entire organs, the
opening of the skull, etc. – the medical examination was carried out with an
extraordinary effort to ensure a minimal impact on the appearance of the body
when released for burial, and the time required for such an exercise is not
consistent with an ordinary and rougher approach.
If the “autopsy” was limited, the subsequent elaborate considerations of the
exact meaning to be given to the weight of Agit Salman's heart and lungs, in
particular, are likely to be flawed.
(c) The detailed “autopsy report” in Agit Salman's case is only dated 21 May
1992. In contradistinction to an ordinary autopsy report, the conclusion in this
report is based not solely on the medical findings in the autopsy as such but
also on “the findings of the judicial investigation”. About the latter, Dr Sen
has explained:
“The information given in the record of examination of the corpse is judicial
investigation information for us. In the conclusion to our autopsy report, we
rely on that information as well. As you may notice, we use the words 'judicial
investigation'. In the autopsy report, the reference to the judicial
investigation concerns the information supplied to us from outside, in the
record of the examination of the corpse. We call this judicial investigation.”
The autopsy report does not itself contain this added information and its
content thus cannot be read out of the report.
(d) Some of the injuries/irregularities to which the photographs of Agit Salman
bear witness, and which his wife and brother described in their statements, are
not recorded in the “autopsy” documents. When the “autopsy” was performed, it
was not known to the authorities that the dead person would later be
photographed or that there would be an international court case examining Agit
Salman's death.
The day after Agit Salman's death and examination an identification report
ascertained that his body had been examined by the public prosecutor on duty
before it was transported to the morgue for autopsy. On the day of the death and
the “autopsy”, it was noted that “it was discovered that it was not possible to
show the body to someone who knew the deceased and get a clear identification,
and the relatives of the deceased applied to the prosecution today and because
of their presence” were brought to the morgue for identification. This is not
correct. The security forces had picked up Agit Salman's son to inform him of
his father's death and told the son that he was expected to take his father's
body with him, only some ten hours after Agit Salman had died.
To conclude, I find the post-mortem medical examination of Agit Salman and the
investigation into his death to be so dismal that, at best, they gave no proper
guidance as to the true causes of Agit Salman's death, and, at worst, were
utterly misleading. In short, they were not in conformity with the State's
obligation to investigate loss of life in detention. The
investigation/examination may have been superficial simply because the true
cause of death was not considered to be important in a case where the next of
kin were not expected to pursue the matter. One should thus not jump to the
conclusion that the shortcomings stem from a premeditated cover-up. This,
however, does not limit the responsibility of the Turkish authorities to ensure
proper investigations in a case like this.
3. The sole fact that someone has acted as a medico-legal expert does not
deprive the expert of independence and impartiality
As emphasised in the above-mentioned Recommendation no. R (99) 3, it is
important that medico-legal experts exercise their functions with total
independence and impartiality, and that they should be objective in the exercise
of their functions. The sole fact that someone has acted as a medico-legal
expert cannot be a reason for questioning that person's objectivity or
independence. I thus cannot share my colleagues' negative remarks in paragraph
102 of the judgment concerning Dr Kirangil of the Istanbul Institute of Forensic
Medicine.
DISSENTING OPINION OF JUDGE GÖLCÜKLÜ
(Translation)
I regret that I am unable to share the view of the majority in this case for the
reasons set out below.
1. I agree that the Minister of Justice's appeal to the Court of Cassation
against the decision not to prosecute was not available to the applicant and
that the appeal was an extraordinary one. However, I do not agree with the
opinion of the majority that once the criminal proceedings were initiated as a
result of the appeal by the Minister of Justice, the applicant was dispensed
from exhausting the whole criminal procedure because that procedure was an
extraordinary one owing to the nature of the initiating appeal. That conclusion
does not reflect the facts of Turkish law. I would like to underline that,
notwithstanding the nature of the initiating motion or appeal, the criminal
proceedings in the Turkish courts follow the general ordinary rules, as they did
in the instant case.
For this very reason, the applicant did not hesitate to intervene in the
criminal proceedings and did not feel this to be superfluous merely because the
proceedings in question were extraordinary ones owing to the nature of the
initiating appeal. In view of the fact that the proceedings ensuing from the
appeal of the Minister of Justice were of an entirely ordinary nature and that
the applicant, acting in the full capacity of an intervener, carried on with the
proceedings in the court of first instance, it cannot be said that the applicant
was not required to seek a remedy under domestic law.
2. In my view, the underlying problem is that the applicant started to follow
the rules of domestic law by intervening in the criminal proceedings but did not
pursue the proceedings when it came to the appellate stage. Apparently, she
simply gave up without having any acceptable reason for doing so. The applicant
did not invoke any development that had taken place during the proceedings which
would justify her not exhausting the legal remedies. In this regard, I am not
convinced that the acquittal would amount to a reasonable excuse for the
applicant's not pursuing the appellate review, given the fact that the appellate
review would be carried out by the Court of Cassation, the court which quashed
the non-prosecution decision prior to the criminal proceedings at first
instance.
3. This also means that the appellate review which would be carried out by the
Court of Cassation cannot be regarded as unavailable or ineffective. The Court
of Cassation's decision quashing the non-prosecution decision at the outset of
the whole procedure sufficiently proved the contrary.
It must also be noted that the Court of Cassation's examination is in no way
confined to reviewing the legality of the decision of the first-instance
court. The court is equally competent to examine the merits of the case. It
therefore cannot be said beforehand that the Court of Cassation would not enter
into the merits of the case, thus leaving out the assessment of the evidence
already gathered at first instance. It must be stressed that supervision of the
assessment of evidence by the first-instance court is the prime issue in the
appellate review carried out by the Court of Cassation.
I am not convinced that the state of the evidence would affect the appellate
review adversely. I find no basis for such an assumption. Given that the
Commission based its conclusions mainly on the evidence collected by the
domestic authorities, it was equally possible for the Court of Cassation to
evaluate the same body of evidence as the Commission and reach a similar
conclusion. I therefore do not agree with the view of the majority that the
appellate review of the Court of Cassation would have been ineffective.
4. I should have been satisfied if the majority of the Court had set out the
reasons for departing from the grounds of the judgment of 23 September 1998 in
the case of Aytekin v. Turkey (Reports of Judgments and Decisions 1998-VII). In
that case, the Court gave significant weight to the intervention of the
applicant, Mrs Gülten Aytekin, in the criminal proceedings. The Court also
concluded that, as a consequence of that intervention, the applicant should have
pursued the compensation remedies before the administrative courts in parallel
to the criminal proceedings in which she had intervened (loc. cit., p. 2828, §
84). It is clear that this conclusion is independent of the conviction by the
domestic court, because the Court said “in parallel to the criminal proceedings”
to mean that it should have been pursued prior to the conviction.
In the Aytekin judgment, the Court pointed out the prospect of redress
underlying the criminal proceedings (ibid.). Proceedings under the ordinary
rules of procedure took place in the Aytekin case similar to those in the Salman
case. There was therefore nothing in the procedure to prevent Mrs Behiye Salman
from achieving a similar result to that in the Aytekin case, only Mrs Salman
gave up and left the legal steps incomplete.
In my opinion, it is not legally well-founded to assume that the Court of
Cassation would – in any event – have upheld the acquittal by the court below.
That could not be predicted in the absence of the necessary appeal by Mrs
Salman.
In conclusion, I must state that the circumstances of the present case do not
justify departing from the standards of the Aytekin judgment. I am thus unable
to share the view of the majority set out in paragraphs 82 and 83 of the
judgment.
5. As to the violation of Article 2, I voted for finding a violation, but only
with respect to the manner in which the investigation into Agit Salman's death
was conducted. As to the responsibility for Agit Salman's death, I share
entirely the partly dissenting opinion on the point of
Mr Alkema, a member of the Commission (see the Commission's report in this
case). There is no doubt that, as he said, “the conditions for applicability of
Article 2 set out in paragraph 312 of the report (intentional killing or the
outcome of permitted use of force) have ... not been met”. He continued: “To
quote from paragraph 284: 'There was no disagreement amongst the various doctors
and experts that Agit Salman had an underlying heart disease'. This heart
condition ... was apparently not known to those responsible for Agit Salman's
arrest and detention.”
It could be accepted that the circumstances of the treatment that Agit Salman
was subjected to could have caused the heart failure and consequently Agit
Salman's death. There is, however, no proof of intentional killing. The force
applied to Agit Salman might amount to a violation of Article 3. But there is no
evidence that the officers in charge could and ought to have foreseen that their
ill-treatment would be lethal in effect. Thus, the conditions for applying
Article 2 exclusively to this ill-treatment are not fulfilled.
6. As regards the finding of a violation of Article 13 of the Convention, I
refer to my dissenting opinion in the case of Ergi v. Turkey (judgment of 28
July 1998, Reports 1998-IV).
Further, once the conclusion has been reached that there has been a violation of
Article 2 of the Convention on the grounds that there was no effective
investigation into the death that has given rise to the complaint, no separate
question arises under Article 13. The fact that there was no satisfactory and
adequate investigation into the death which resulted in the applicant's
complaints, both under Article 2 and Article 13, automatically means that there
was no effective remedy before a national court. On that subject, I refer to my
dissenting opinion in the case of Kaya v. Turkey (judgment of 19 February 1998,
Reports 1998-I) and the opinion expressed by a large majority of the Commission
(see Aytekin v. Turkey, application no. 22880/93, Commission's report of 18
September 1997; Ergi v. Turkey, application no. 23818/94, Commission's report of
20 May 1997; and Yasa v. Turkey, application no. 22495/93, Commission's report
of 8 April 1997).
7. As to the application of Article 41 of the Convention, I dissent from the
majority judgment, firstly, as regards just satisfaction and, secondly, as
regards the manner of reimbursing costs, for the following reasons.
8. To begin with, the compensation. In the great majority of cases the Court has
pointed out and clearly affirmed the speculative and fictitious nature of claims
in respect of pecuniary damage where primarily “actuarial calculations” were
entailed and consequently has nearly always dismissed this type of claim.
9. In the rare, exceptional cases in which it awarded the applicant a specified
sum for pecuniary damage, it determined the amount on an equitable basis, never
exceeding reasonable limits and thereby avoiding any speculative calculation.
10. In the instant case the Court – ignoring its settled case-law – has not only
undertaken speculative “actuarial calculations” but has moreover considered it
just and reasonable to award the applicant an unprecedented and more than
excessive sum (39,320.64 pounds sterling (GBP) plus GBP 35,000). The average sum
is between GBP 15,000 and GBP 20,000. I consider that the credibility and
persuasive force of judicial decisions stem from consistency of case-law and
adherence to it, which means avoiding extremes.
By way of justifying what has just been said, I take the liberty of referring to
earlier judgments of the Court, as illustrations. I set out the relevant
paragraphs in full below1.
Kurt judgment of 25 May 1998
(Forced disappearance – Violation)
[A. Non-pecuniary damage]
[Claim]
“171. The applicant maintained that both she and her son had been victims of
specific violations of the Convention as well as a practice of such violations.
She requested the Court to award a total amount of 70,000 pounds sterling (GBP)
which she justified as follows: GBP 30,000 for her son in respect of his
disappearance and the absence of safeguards and effective investigative
mechanisms in that regard; GBP 10,000 for herself to compensate for the
suffering to which she had been subjected on account of her son's disappearance
and the denial of an effective remedy with respect to his disappearance; and GBP
30,000 to compensate both of them on account of the fact that they were victims
of a practice of 'disappearances' in south-east Turkey.”
[Award]
“174. The Court recalls that it has found the respondent State in breach of
Article 5 in respect of the applicant's son. It considers that an award of
compensation should be made in his favour having regard to the gravity of the
breach in question. It awards the sum of GBP 15,000, which amount is to be paid
to the applicant and held by her for her son and his heirs.”
Tekin judgment of 9 June 1998
(Violation of Article 3)
[A. Damage]
[Claim and award]
“75. The applicant claimed compensation in respect of non-pecuniary damage of
25,000 pounds sterling (GBP) and aggravated damages of GBP 25,000.”
...
“77. The Court considers that an award should be made in respect of
non-pecuniary damage bearing in mind its findings of violations of Articles 3
and 13 of the Convention. Having regard to the high rate of inflation in Turkey,
it expresses the award in pounds sterling, to be converted into Turkish liras at
the rate applicable on the date of settlement (see the above-mentioned Selçuk
and Asker judgment, p. 917, § 115). It awards the applicant GBP 10,000.
78. The Court rejects the claim for 'aggravated damages' (see the
above-mentioned Selçuk and Asker judgment, p. 918, § 119).”
Ergi judgment of 28 July 1998
(Violation of Articles 3 and 13)
[A. Non-pecuniary damage]
[Claim]
“107. The applicant submitted that he, his deceased sister and the latter's
daughter had been the victims both of individual violations and of a practice of
such violations. He claimed 30,000 pounds sterling (GBP) in compensation for
non-pecuniary damage. In addition, he sought GBP 10,000 for aggravated damages
resulting from the existence of a practice of violation of Article 2 and of a
denial of effective remedies in south-east Turkey in aggravated violation of
Article 13.”
[Award]
“110. The Court observes from the outset that the initial application to the
Commission was brought by the applicant not only on his own and his sister's
behalf but also on behalf of his niece, Havva Ergi's daughter. ... Having regard
to the gravity of the violations (see paragraphs 86 and 98 above) and to
equitable considerations, it awards the applicant GBP 1,000 and Havva Ergi's
daughter GBP 5,000, which amount is to be paid to the applicant's niece or her
guardian to be held on her behalf.
111. On the other hand, it dismisses the claim for aggravated damages.”
Ogur judgment of 20 May 1999
(Violation of Article 2)
[A. Damage]
[Claim]
“95. In respect of the damage she had sustained, the applicant claimed 500,000
French francs (FRF), of which FRF 400,000 was for pecuniary damage and FRF
100,000 for non-pecuniary damage. She pointed out that she had had no means of
support since the death of her son, who had maintained the family by working as
a night-watchman.”
[Award]
“98. ...
Having regard to its conclusions as to compliance with Article 2 and to the fact
that the events complained of took place more than eight years ago, the Court
considers that it is required to rule on the applicant's claim for just
satisfaction.
As regards pecuniary damage, the file contains no information on the applicant's
son's income from his work as a night-watchman, the amount of financial
assistance he gave the applicant, the composition of her family or any other
relevant circumstances. That being so, the Court cannot allow the compensation
claim submitted under this head (Rule 60 § 2).
As to non-pecuniary damage, the Court considers that the applicant undoubtedly
suffered considerably from the consequences of the double violation of Article
2. ... On an equitable basis, the Court assesses that non-pecuniary damage at
FRF 100,000.” (FRF 100,000 being approximately 10,000 pounds sterling)
çakici judgment of 8 July 1999
(Violation of Articles 2, 3, 5 and 13)
[A. Pecuniary damage]
[Claim]
“123. The applicant requested that pecuniary damages be paid for the benefit of
his brother's surviving spouse and children. He claimed a sum of 282.47 pounds
sterling (GBP) representing 4,700,000 Turkish liras (TRL), which it is alleged
was taken from Ahmet Çakici on his apprehension by a first lieutenant and GBP
11,534.29 for loss of earnings, this capital sum being calculated with reference
to Ahmet Çakici's estimated monthly earnings of TRL 30,000,000.”
[Award]
“125. The Court observes that the applicant introduced this application on his
own behalf and on behalf of his brother. In these circumstances, the Court may,
if it considers it appropriate, make awards to the applicant to be held by him
for his brother's heirs (see the Kurt judgment cited above, p. 1195, § 174).
...
127. As regards the applicant's claims for loss of earnings, the Court's
case-law establishes that there must be a clear causal connection between the
damage claimed by the applicant and the violation of the Convention and that
this may, in the appropriate case, include compensation in respect of loss of
earnings (see, amongst other authorities, the Barberà, Messegué and Jabardo v.
Spain judgment of 13 June 1994 (Article 50), Series A no. 285-C, pp. 57-58, §§
16-20). The Court has found (paragraph 85 above) that it may be taken as
established that Ahmet Çakici died following his apprehension by the security
forces and that the State's responsibility is engaged under Article 2 of the
Convention. In these circumstances, there is a direct causal link between the
violation of Article 2 and the loss by his widow and children of the financial
support which he provided for them. The Court notes that the Government have not
queried the amount claimed by the applicant. Having regard therefore to the
detailed submissions by the applicant concerning the actuarial basis of
calculation of the appropriate capital sum to reflect the loss of income due to
Ahmet Çakici's death, the Court awards the sum of GBP 11,534.29 to be held by
the applicant on behalf of his brother's surviving spouse and children.”
[B. Non-pecuniary damage]
[Claim]
“128. The applicant claimed GBP 40,000 for non-pecuniary damage in relation to
the violations of the Convention suffered by his brother ...”
[Award]
“130. The Court recalls that in the Kurt judgment (cited above, p. 1195, §§
174-75) the sum of GBP 15,000 was awarded for violations of the Convention under
Articles 5 and 13 in respect of the disappearance of the applicant's son while
in custody, which sum was to be held by the applicant for her son and his heirs,
while the applicant received an award of GBP 10,000 in her own favour, due to
the circumstances of the case which had led the Court to find a breach of
Articles 3 and 13. In the present case, the Court has held, in addition to
breaches of Articles 5 and 13, that there has been a violation of the right to
respect for life guaranteed under Article 2 and torture contrary to Article 3.
Noting the awards made in previous cases from south-east Turkey concerning these
provisions (see, concerning Article 3, the Aksoy judgment cited above, pp.
2289-90, § 113, the Aydin judgment cited above, p. 1903, § 131, the Tekin
judgment cited above, pp. 1521-22, § 77; and, concerning Article 2, the Kaya
judgment cited above, p. 333, § 122, the Güleç v. Turkey judgment of 27 July
1998, Reports 1998-IV, p. 1734, § 88, the Ergi v. Turkey judgment of 28 July
1998, Reports 1998-IV, p. 1785, § 110, the Yasa judgment cited above, pp.
2444-45, § 124, and Ogur v. Turkey [GC], no. 21594/93, § 98, ECHR 1999-III) and
having regard to the circumstances of this case, the Court has decided to award
the sum of GBP 25,000 in total in respect of non-pecuniary damage to be held by
the applicant for his brother's heirs ...”
Mahmut Kaya judgment of 28 March 2000
(Violation of Articles 2, 3 and 13)
[A. Pecuniary damage]
[Claim]
“133. The applicant claimed 42,000 pounds sterling (GBP) in respect of the
pecuniary damage suffered by his brother who is now dead. He submitted that his
brother, aged 27 at the time of his death and working as a doctor with a salary
equivalent to GBP 1,102 per month, can be said to have sustained a capitalised
loss of earnings of GBP 253,900.80. However, in order to avoid any unjust
enrichment, the applicant claimed the lower sum of GBP 42,000.”
[Award]
“135. The Court notes that the applicant's brother was unmarried and had no
children. It is not claimed that the applicant was in any way dependent on him.
This does not exclude an award in respect of pecuniary damage being made to an
applicant who has established that a close member of the family has suffered a
violation of the Convention. ... In the present case, however, the claims for
pecuniary damage relate to alleged losses accruing subsequent to the death of
the applicant's brother. They do not represent losses actually incurred either
by the applicant's brother before his death or by the applicant after his
brother's death. The Court does not find it appropriate in the circumstances of
this case to make any award to the applicant under this head.”
[B. Non-pecuniary damage]
[Claim]
“136. The applicant claimed, having regard to the severity and number of
violations, GBP 50,000 in respect of his brother and GBP 2,500 in respect of
himself.”
[Award]
“138. As regards the claim made by the applicant in respect of non-pecuniary
damage on behalf of his deceased brother, the Court notes that awards have
previously been made to surviving spouses and children and, where appropriate,
to applicants who were surviving parents or siblings. ... The Court notes that
there have been findings of violations of Articles 2, 3 and 13 in respect of the
failure to protect the life of Hasan Kaya ... It finds it appropriate in the
circumstances of the present case to award GBP 15,000, which is to be paid to
the applicant and held by him for his brother's heirs.
139. The Court accepts that the applicant has himself suffered non-pecuniary
damage which cannot be compensated solely by the findings of violations. Making
its assessment on an equitable basis, the Court awards the sum of GBP 2,500, to
be converted into Turkish liras at the rate applicable at the date of payment.”
Kiliç judgment of 28 March 2000
(Violation of Article 2)
[A. Pecuniary damage]
[Claim]
“100. The applicant claimed 30,000 pounds sterling (GBP) in respect of the
pecuniary damage suffered by his brother who is now dead. He submitted that his
brother, aged 30 at the time of his death and working as a journalist with a
salary equivalent to GBP 1,000 per month, could be said to have sustained a
capitalised loss of earnings of GBP 182,000. However, in order to avoid any
unjust enrichment, the applicant claimed the lower sum of GBP 30,000.”
[Award]
“102. The Court notes that the applicant's brother was unmarried and had no
children. It is not claimed the applicant was in any way dependent on him. This
does not exclude an award in respect of pecuniary damage being made to an
applicant who has established that a close member of the family has suffered a
violation of the Convention (see the Aksoy [v. Turkey] judgment [of 18 December
1996, Reports 1996-VI], pp. 2289-90, § 113, where the pecuniary claims made by
the applicant prior to his death for loss of earnings and medical expenses
arising out of detention and torture were taken into account by the Court in
making an award to the applicant's father who had continued the application). In
the present case, however, the claims for pecuniary damage relate to alleged
losses accruing subsequent to the death of the applicant's brother. They do not
represent losses actually incurred either by the applicant's brother before his
death or by the applicant after his brother's death. The Court does not find it
appropriate in the circumstances of this case to make any award to the applicant
under this head.
[B. Non-pecuniary damage]
[Claim]
103. The applicant claimed, having regard to the severity and number of
violations, GBP 40,000 in respect of his brother and GBP 2,500 in respect of
himself.”
[Award]
“105. As regards the claim made by the applicant in respect of non-pecuniary
damage on behalf of his deceased brother, the Court notes that awards have
previously been made to surviving spouses and children and, where appropriate,
to applicants who were surviving parents or siblings. ... The Court notes that
there have been findings of violations of Article 2 and 13 in respect of failure
to protect the life of Kemal Kiliç, who died instantaneously, after a brief
scuffle with unknown gunmen. It finds it appropriate in the circumstances of the
present case to award GBP 15,000, which amount is to be paid to the applicant
and held by him for his brother's heirs.”
Ertak judgment of 9 May 2000
(Violation of Article 2)
[A. Damage]
[Claim]
“146. The applicant claimed pecuniary damages amounting to 60,630.44 pounds
sterling (GBP) for loss of earnings, that sum being calculated with reference to
Mehmet Ertak's estimated monthly earnings of 180,000,000 Turkish liras (TRL) at
current values, to be held by the applicant on behalf of his son's widow and
four children.
147. The applicant claimed a sum of GBP 40,000 for the non-pecuniary damage
arising from the violations of the Convention suffered by his son and from the
alleged practice of such violations, to be held by him on behalf of his son's
widow and four children, as well as a sum of GBP 2,500 for himself on account of
the lack of an effective remedy. He referred to the Court's previous decisions
regarding unlawful detention, torture and the lack of an effective
investigation.”
[Award]
“150. As regards the applicant's claims for loss of earnings, the ... Court has
found (see paragraph 131 above) that it may be taken as established that Mehmet
Ertak died following his arrest by the security forces and that the State's
responsibility is engaged under Article 2 of the Convention. In those
circumstances, there is indeed a direct causal link between the violation of
Article 2 and the loss by his widow and children of the financial support which
he provided for them (see the Çakici judgment cited above, § 127). The Court
awards the applicant the sum of GBP 15,000, to be held by him on behalf of his
son's widow and children.
151. As regards non-pecuniary damage, ... the Court has held that there has been
a substantive and a procedural violation of Article 2. Noting the awards made in
previous cases involving the application of the same provision in south-eastern
Turkey (see the Kaya judgment cited above, p. 333, § 122; the Güleç judgment
cited above, p. 1734, § 88; the Ergi v. Turkey judgment of 28 July 1998, Reports
1998-IV, p. 1785, § 110; the Yasa judgment cited above, pp. 2444-45, § 124; and
Ogur v. Turkey [GC], no. 21594/93, § 98, ECHR 1999-III) and having regard to the
circumstances of this case, the Court awards the sum of GBP 20,000 in respect of
non-pecuniary damage, to be held by the applicant on behalf of his son's widow
and four children ...”
11. Lastly, I cannot accept that the legal costs awarded under Article 41 should
be paid into the applicant's “bank account in the United Kingdom”.
This point is an aspect of the general issue of payment of “costs and expenses”.
To make clear what I mean, I must go back to certain earlier facts and
arguments.
The manner of implementing former Article 50 (now Article 41) as regards legal
costs (including counsel's fees) was discussed in depth by the old Court because
some applicants' lawyers (always the same ones) continually sought, very
insistently, to have the costs paid to them direct into their bank account
abroad in a foreign currency. The Court always dismissed those applications
except in one or two cases in which it agreed to payment in a foreign currency
(but always in the country of the respondent State). After deliberating, the
Court decided that costs would be paid (1) to the applicant, (2) in the country
of the respondent State, and (3) in the currency of the respondent State (if
there was a high rate of inflation in the respondent State, the sum was to be
expressed in a foreign currency and converted into that State's currency at the
date of payment – see the Tekin v. Turkey judgment of 9 June 1998, Reports
1998-IV, pp. 1521-22, § 77). In accordance with that decision, all other types
of application have been categorically rejected. Whereupon, counsel for the
applicant began to seek to have costs paid to the applicant, a national of the
respondent State and resident in its territory, in his bank account abroad and
in a foreign currency. They have never succeeded. Despite numerous applications
of this kind (always by the same counsel), not a single decision has yet been
taken allowing such an application.
Is it not astonishing that almost all the applicants living in very humble
circumstances in a small village or hamlet in a remote corner of south-eastern
Anatolia should have bank accounts in a town of another European State?
12. If certain counsel have problems with their clients, that is none of the
respondent State's business, since the contract between the lawyer and his
client is a private one which concerns them alone and the respondent State is
not a party to disputes concerning them.
13. I must point out that in the system established by the Convention, the Court
has no jurisdiction to issue orders to the Contracting States as to the manner
in which its judgments are to be executed.
In my opinion, any payment under Article 41 must be made to the applicant as
before, in the currency of the country and in the country concerned.
Notes by the Registry
1-2. Protocol No. 11 and the Rules of Court came into force on 1 November 1998.
3. Since the entry into force of Protocol No. 11, which amended Article 19, the
Court has functioned on a permanent basis.
1. Note by the Registry. Rules of Court A applied to all cases referred to the
Court before the entry into force of Protocol No. 9 (1 October 1994) and from
then until 31 October 1998 only to cases concerning States not bound by that
Protocol.
1. Note by the Registry. The report is obtainable from the Registry.
1. Emphasis has been added to some of the phrases and figures.